Order of Exemption definition

Order of Exemption means the order of exemption from registration as a Derivatives Clearing Organization issued by CFTC to ASX Clear (Futures) and dated 18 August 2015, as amended from time to time.
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Examples of Order of Exemption in a sentence

  • Judicial Council Form EFS-007 must be accompanied by Judicial Council Form EFS-008, Order of Exemption from Mandatory Electronic Filing and Service.

  • Upon receipt of the Request for Expedited Exemption, the DMHC will deem the contract to be exempt from the requirements of the regulation and will issue an Order of Exemption.

  • In 2012, the Securities and Exchange Commission (“SEC”) granted an Order of Exemption for Rand with respect to the operations of Rand SBIC and Rand SBIC then filed an election to be regulated as a BDC under the 1940 Act.

  • If the parties to a contract make non-substantive amendments to a contract that do not affect the risk arrangements between the parties and the DMHC previously issued an Order of Exemption regarding the contract, the contract amendments do not need to be submitted to the DMHC for an exemption.

  • Upon receipt of the Order of Exemption, the Bank’s Board of Directors amended the Bank’s Articles of Incorporation to reflect the effect of the Reverse Stock Split of the Bank’s common stock effective with respect to the shareholders of record at the close of business on June 17, 2011 (the “Effective Time”).

  • The venues for conducting the approved courses should be limited to the premises stipulated in the Order of Exemption issued by the Education Bureau in accordance with Section 9(5) of the Education Ordinance (Cap.

  • Participating organisations are required to display prominently the schedule of the approved courses as well as the Order of Exemption as mentioned in Clause 2.4.1 above (if applicable) in the centres / schools for public information and to facilitate inspection by the supervisors of the organisation and the Government.

  • See Order of Exemption, In the Matter of the Exemption of Multilateral Trading Facilities and Organised Trading Facilities Authorized Within the European Union from the Requirement to Register with the Commodity Futures Trading Commission as Swap Execution Facilities (Dec.

  • This exemption order is attached to the front of the Subdivision Public Report provided to purchasers.Failure to comply with any of the terms, conditions or representations made in connection with the Petition for Special Order of Exemption or failure to comply with any terms or conditions of this Order shall render this Order void and a Summary Order of Suspension may be issued.By Order of the Commissioner of the Arizona Department of Real Estate.

  • An affidavit by the issuer that the purchasers have affirmed in writing that they meet the suitability stan- dards set forth in the Order of Exemption.

Related to Order of Exemption

  • certificate of exemption means any document evidencing that the entity is exempt from

  • New Exemption means the exemption from real property taxation provided hereunder with respect to the Exemption Area.

  • Section 162(m) Exemption means the exemption from the limitation on deductibility imposed by Section 162(m) of the Code that is set forth in Section 162(m)(4)(C) of the Code.

  • QPAM Exemption is defined in Section 6.2(d).

  • Class Exemption A class exemption granted by the U.S. Department of Labor, which provides relief from certain of the prohibited transaction provisions of ERISA and the related excise tax provisions of the Code.

  • INHAM Exemption is defined in Section 6.2(e).

  • Prior Exemption means any exemption from real property taxation for the Exemption Area pursuant to the Private Housing Finance Law or the General Municipal Law that was in effect prior to the Effective Date.

  • Basel III Regulation means, with respect to any Affected Person, any rule, regulation or guideline applicable to such Affected Person and arising directly or indirectly from (a) any of the following documents prepared by the Basel Committee on Banking Supervision of the Bank of International Settlements: (i) Basel III: International Framework for Liquidity Risk Measurement, Standards and Monitoring (December 2010), (ii) Basel III: A Global Regulatory Framework for More Resilient Banks and Banking Systems (June 2011), (iii) Basel III: The Liquidity Coverage Ratio and Liquidity Risk Monitoring Tools (January 2013), or (iv) any document supplementing, clarifying or otherwise relating to any of the foregoing, or (b) any accord, treaty, statute, law, rule, regulation, guideline or pronouncement (whether or not having the force of law) of any governmental authority implementing, furthering or complementing any of the principles set forth in the foregoing documents of strengthening capital and liquidity, in each case as from time to time amended, restated, supplemented or otherwise modified. Without limiting the generality of the foregoing, “Basel III Regulation” shall include Part 6 of the European Union regulation on prudential requirements for credit institutions and investment firms (the “CRR”) and any law, regulation, standard, guideline, directive or other publication supplementing or otherwise modifying the CRR.

  • AIFM Regulation means Commission Delegated Regulation (EU) No. 231/2013.

  • Order Confirmation All TIPS Member Agreement orders are approved daily by TIPS and sent to vendor. The Vendor should confirm receipt of orders to the TIPS Member (customer) within 3 business days. • Vendor custom website for TIPS: If Vendor is hosting a custom TIPS website, updated pricing when effective. TIPS shall be notified when prices change in accordance with the award.

  • EEA Regulations means the Immigration (European Economic Area) Regulations 2006.

  • Notice of assessment means a written notice by the division, based on a citation, that the employer must pay the amount of wages, penalties, or fines assessed.

  • Market Abuse Regulation means Regulation (EC) No …/… of the European Parliament and of the Council on insider dealing and market manipulation (market abuse);

  • Tax Exemption means any financial assistance granted to a project which is based upon all or a portion of the taxes which would otherwise be levied and assessed against a project but for the involvement of the Agency in such project.

  • EU Regulation means a regulation within the meaning of Article 288 of the Treaty on the Functioning of the European Union;

  • Firm Order Confirmation or "FOC" means the notice Qwest provides to CLEC to confirm that CLEC's Local Service Order (LSR) has been received and has been successfully processed. The FOC confirms the schedule of dates committed to by Qwest for the Provisioning of the service requested.

  • Underwriter’s Exemption Prohibited Transaction Exemption 2002-41, 67 Fed. Reg. 54487 (2002), as amended (or any successor thereto), or any substantially similar administrative exemption granted by the U.S. Department of Labor.

  • Direct Ordering Procedure means the ordering procedure set out in paragraph 2 of Schedule 5 (Ordering Procedure) of this Framework Agreement;

  • Market Order means Orders which are executed at the best available market price.

  • Regulation CF means Regulation Crowdfunding promulgated under the Securities Act.

  • certification scheme means the ‘Human Services Scheme Part 1 – Common requirements for bodies certifying Human Services’ and ‘Human Services Scheme Part 2 – Additional requirements for bodies certifying Human Services in Queensland’ approved by XXX-ANZ under which bodies accredited by XXX-ANZ can, through Certification Audits, certify and re-certify that an organisation is delivering human services in compliance with the Quality Standards, published on the website at xxx.xxx-anz.com.au or such other website as We may from time to time notify You;

  • CRD IV Regulation means Regulation (EU) No. 575/2013 on prudential requirements for credit institutions and investment firms of the European Parliament and of the Council of June 26, 2013, as the same may be amended or replaced from time to time.

  • Electronic Transactions Act means the Electronic Transactions Act (As Revised) of the Cayman Islands.