OTC Order definition

OTC Order means an Order that Client Instructs Coinbase to fill via CES. If Client communicates to Coinbase that such Order is to be pre-funded as opposed to utilizing a credit arrangement (i.e., the credit arrangement set forth in the CTF Agreement), Client shall pre-fund its Trading Balance prior to submitting such Order. If upon Client's Instructions to fill an Order via CES, such Order is executed with a Connected Trading Venue on a delayed settlement basis solely in instances when Client has exceeded the Authorized Amount or a Digital Asset Unavailability Event has occurred and is continuing (such OTC Order, a “Delayed Settlement OTC Order”), Client may not be required to pre-fund or utilize a credit arrangement in connection with the execution of such OTC Order provided that notwithstanding the foregoing, Client acknowledges and agrees that a Delayed Settlement Order shall be subject to Coinbase's reasonable discretion in all cases based on Coinbase's risk policies and procedures, credit and funding constraints, risk management limits, and solvency concerns or other terms agreed in writing by the Parties related to Delayed Settlement Orders, in accordance with the foregoing, Coinbase shall use commercially reasonable efforts to execute such Order as a Delayed Settlement OTC Order and obtain the best execution price for such Order.
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OTC Order means an Order that Client Instructs Coinbase to fill via Coinbase’s over-the-counter trading service [in accordance with the Service Level Agreement].
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Examples of OTC Order in a sentence

  • If the above actions are not sufficient to satisfy all obligations of Client to Coinbase in respect of OTC Orders subject to default, Coinbase shall have the right to liquidate any and all of Client’s assets and positions held with Coinbase or Coinbase Custody, including the Trading Balance and Vault Balance in Client’s Custodial Account, to cover any Losses incurred by Client’s failure to settle the OTC Order.

  • Client’s failure to timely settle an executed OTC Order in accordance with the settlement terms will constitute a default under the Coinbase Prime Brokerage Agreement.

  • The amount by which Xxxxxxxx’s Order is executed and exceeds the applicable Client Asset available in the Borrower’s Trading Balance shall constitute the specific quantity of a Trade Credit unless, for the avoidance of doubt, such Order is a Delayed Settlement OTC Order.

  • The B2B application (the “Application”) is a key enabler for functions such as OTC (Order to Cash), BTC (Xxxx To Cash), OTM (Transportation Management), Fusion/3PL (Warehouse Management/Third Party Logistics Providers), Treasury/Banking (EFT) and many “SaaS” (Software as a Service) solutions.

  • In the absence of Trade Credits or other financing arrangement authorized by Coinbase, and unless such Order is a Delayed Settlement OTC Order in accordance with Section 8 of the MTA, Borrower must pre-fund its Trading Balance on the Trading Platform with Cash or Digital Assets in order to buy or sell Digital Assets on the Trading Platform.

  • MSBAL will perform monitoring and surveillance on the effectiveness of its Best Execution & OTC Order Handling Principles arrangements and assess on a regular basis if changes are required.

  • Client must pre-fund its Trading Balance and/or establish a credit arrangement with Coinbase prior to submitting Orders, unless such Order is an OTC Order in which case neither pre-funding nor a credit arrangement with Coinbase is required.

  • This Policy covers the Best Execution obligation & OTC Order Handling Principles, Morgan Stanley will adhere to for their Hong Kong Professional Investor (PI) & Singapore Accreditor Investors (SGAI) clients across all products as further described in the Policy.

  • PWM Asia will perform monitoring and surveillance on the effectiveness of its Best Execution & OTC Order Handling Principles arrangements and assess on a regular basis if changes are required.

  • This Policy covers the Best Execution obligation & OTC Order Handling Principles MSBAL will adhere to for their PWM Asia Hong Kong Professional Investor (PI) & Singapore Accreditor Investors (SGAI) clients across all products as further described in the Policy.

Related to OTC Order

  • FCC Order means Federal Communications Commission Order 94-102 (61 Federal Register 40348)

  • Stock Market means a market, or other place at which, or a facility by means of which—

  • statutory authority This agreement implements Iowa Code § 280.25 and is consistent with 34 C.F.R. 99.38 (2012).

  • securities regulatory authority or “SRA” means a body created by statute in any Canadian or foreign jurisdiction to administer securities law, regulation and policy (e.g. securities commission), but does not include an exchange or other self regulatory entity;

  • Relevant Electric Retail Regulatory Authority means an entity that has jurisdiction over and establishes prices and policies for competition for providers of retail electric service to end- customers, such as the city council for a municipal utility, the governing board of a cooperative utility, the state public utility commission or any other such entity.

  • OTC Bulletin Board means the over-the-counter electronic bulletin board.

  • OTC Market means any over-the-counter market or over-the-telephone market in any country in any part of the world, and in relation to any particular Authorised Investment shall be deemed to include any responsible firm, corporation or association in any country in any part of the world dealing in the Authorised Investment which the Manager may from time to time elect.

  • Regulatory Authority means, with respect to a particular country, extra-national territory, province, state, or other regulatory jurisdiction, any applicable Governmental Authority involved in granting Regulatory Approval and/or, to the extent required for such country, extra-national territory, province, state, or other or regulatory jurisdiction, pricing or reimbursement approval of a Product in such country or regulatory jurisdiction, including the FDA, the EMA, the European Commission and MHLW, and in each case including any successor thereto.

  • Regulatory Authorizations means all approvals, clearances, notifications, authorizations, orders, exemptions, registrations, listings, certifications, licenses and permits granted by, submitted to or filed with any Regulatory Agencies necessary for the testing, manufacture, development, distribution, use, storage, import, export, transport, promotion, marketing, sale or other commercialization of any Product in any country or jurisdiction, including any Investigational Application.

  • Drug abuse means any pattern of pathological use of drugs that causes impairment in social or occupational functioning, or that produces physiological dependency evidenced by physical tolerance or by physical symptoms when it is withdrawn.

  • OTC Markets means the OTC Markets Group, Inc.

  • Securities Regulatory Authorities means the securities commission or similar regulatory authority in each province and territory of Canada that is responsible for administering the Canadian securities legislation in force in such jurisdictions;

  • Nasdaq National Market means the National Association of Securities Dealers Automated Quotation National Market or any successor national securities exchange or automated over-the-counter trading market in the United States.

  • NASDAQ means The Nasdaq Stock Market.

  • Automated drug dispensing system means a mechanical or electronic system that performs

  • Nasdaq Stock Market means The Nasdaq Stock Market, Inc.

  • national regulatory authority means a national regulatory authority designated in accordance with Article 39(1) of Directive 2009/73/EC;

  • Foreign Financial Regulatory Authority shall have the meaning given by Section 2(a)(50) of the 0000 Xxx.

  • Applicable Insurance Regulatory Authority means, when used with respect to any Insurance Subsidiary, the insurance department or similar administrative authority or agency located in the state in which such Insurance Subsidiary is domiciled.

  • OTC means Over-the-Counter.

  • FDA means the United States Food and Drug Administration and any successor agency thereto.

  • Regulatory Order means an Order issued by an Applicable Commission or FERC that affects or governs the rates, services, or other utility operations of the Business.

  • Prescription drug order means an order from a prescriber for a drug or device that is

  • Regulatory Authorities means the Commissions and the Exchange;

  • OTCBB means the Over-The-Counter Bulletin Board.

  • Marketing Authorization Application or “MAA” means an application to the appropriate Regulatory Authority for approval to sell the Product (but excluding Pricing Approval) in any particular country or regulatory jurisdiction.