securities regulatory authority or “SRA” means a body created by statute in any Canadian or foreign jurisdiction to administer securities law, regulation and policy (e.g. securities commission), but does not include an exchange or other self regulatory entity;
securities regulatory authority. (or “SRA”) means a body created by statute in any jurisdiction or in any foreign jurisdiction to administer securities law, regulation and policy (e.g. securities commission), but does not include an exchange or other self regulatory or professional organization;
securities regulatory authority means, for the local jurisdiction, the securities commission or similar regulatory authority listed in Appendix C opposite the name of the local jurisdiction;
More Definitions of securities regulatory authority
securities regulatory authority means (a) the British Columbia Securities Commission, (b) the Alberta Securities Commission, and (c) in respect of any local jurisdiction other than British Columbia or Alberta means the securities commission or other regulatory authority listed in Appendix C of National Instrument 14-101 — Definitions;
securities regulatory authority means, for the local jurisdiction, the securities commission or similar regulatory authority listed in Appendix C of NI 14-101 opposite the name of the local jurisdiction;
securities regulatory authority means, for the local jurisdiction, the securities commission or similar regulatory authority listed in Appendix C of National Instrument 14-101—Definitions;
securities regulatory authority means the securities commission, or similar regulatory authority, for each respective provincial and territorial jurisdiction of Canada.
securities regulatory authority shall have the meaning set forth in Section 5.1.3.
securities regulatory authority means the Saskatchewan Financial and Consumer Affairs Authority and, where applicable, the regulatory authorities responsible for the administration of applicable Securities Legislation in any other jurisdiction;
securities regulatory authority means a body created by statute in any jurisdiction to administer securities law, regulation and policy, but does not include a stock exchange or other self regulatory organization.