Person Subject to the Rules definition

Person Subject to the Rules means each and all of the following:
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Examples of Person Subject to the Rules in a sentence

  • A breach of any guidance, policy or procedures published under this Rule F.7.2 relating to Block Trades by a Member or Person Subject to the Rules may constitute a breach of the Rules by such Member or person.

  • E.3.5 Each Member and other Person Subject to the Rules authorises the Exchange to request any clearing house, exchange or regulatory body or person to furnish to the Exchange such information and documents as the Exchange may require in connection with an investigation.

  • E.8 GENERAL OFFENCES A Person Subject to the Rules is prohibited from doing any act which may bring the Exchange into disrepute.

  • Nor shall a Person Subject to the Rules procure another Person Subject to the Rules to act in contravention of this Rule G.8.1. G.8.2 All client orders must be shown in whole or in part to the Market immediately upon receipt subject to Rule G.8.5 below.

  • G.8.3 A Member or Person Subject to the Rules must not disclose any order to another client or to any other person, unless so requested by the Exchange or other Regulatory Authority or organisation, without first showing the order to the Market in accordance with Rule G.8.2 above.

  • The Cybercrime Code Act 2016, Digital Government Bill 2021, National Cyber Crime Policy 2021, Data Governance, Privacy & Protection Policy & Act are the primary considerations regarding the creation, management, protection, and ongoing accessibility of records of public offices in PNG.

  • G.8 DISCLOSURE, WITHDRAWAL AND WITHHOLDING OF ORDERSG.8.1 A Person Subject to the Rules must neither withdraw nor withhold a client's order in whole or in part for his own benefit or the benefit of any other person.

  • A Member, or Person Subject to the Rules, as appropriate, shall not procure another Member to act in contravention of this procedure.

  • A Member, or Person Subject to the Rules, as appropriate, shall not deliberately delay the reporting of an executed trade to a client.

  • E.4 DISCIPLINARY PROCEEDINGS CommencementE.4.1 Disciplinary proceedings may be commenced by the ARC Committee only when it is satisfied (whether or not a formal investigation has taken place under the Rules) that there is prima facie evidence of an infringement of the Rules or misconduct by a Member or other Person Subject to the Rules.

Related to Person Subject to the Rules

  • body in which the relevant person has a beneficial interest means a firm in which the relevant person is a partner or a body corporate of which the relevant person is a director, or in the securities of which the relevant person has a beneficial interest;

  • Nominations Committee means the nominations committee established pursuant to Article 100(k).

  • transferable vote means a ballot document on which, following a first preference, a second or subsequent preference is recorded in consecutive numerical order for a continuing candidate,

  • Sanctions Committee means the Committee of the United Nations Security Council which was established pursuant to paragraph 18 of United Nations Security Council Resolution ("UNSCR") 1737 (2006);

  • Voting Control means, with respect to a share of Class B Common Stock, the power (whether exclusive or shared) to vote or direct the voting of such share by proxy, voting agreement or otherwise.