Placed Securities definition

Placed Securities means, at any time, the Securities which form the Investor Holding at such time.
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Examples of Placed Securities in a sentence

  • Transactions in Securities (including Privately Placed Securities) for Proprietary Accounts may not be effected without the prior approval of a designated trader, designated portfolio manager and the Compliance Officer or another member of the Legal group (collectively, the “Approval Officer”) or, in either’s absence, a designated substitute, and any transaction may be canceled at the end of the day by the appropriate Approval Officer, when appropriate.

  • Oversea: Hong Kong Ta Kung Pao Internet Website for Publishing the Semi-annual Report: http://www.cninfo.com.cn The Place Where the Semi-annual Report is Prepared and Placed: Securities Dept.

  • Taxation of Legal Entities' Dividend Income in relation to Being Placed and Placed Securities pursuant to Legislation having been in force since 01.01.2002 No.2. Securities' Income Tax Profit Tax3.

  • Transactions in Securities (including Privately Placed Securities) for Proprietary Accounts may not be effected without the prior approval of a designated trader, designated portfolio manager and the Compliance Officer or another member of the Legal group (collectively, the “Approval Officer”) or, in either's absence, a designated substitute, and any transaction may be canceled at the end of the day by the appropriate Approval Officer, when appropriate.

  • Description of the Taxation Procedure for Income under Issuer’s Placed Securities 1868.14.

  • Description of the Taxation Procedure for Income under Issuer’s Placed Securities 1648.14.

  • At date t = 1, the government chooses the repayment rate, r1 ∈ {0, 1}, on maturing debt, b1, and issues new zero coupon debt, b2 ∈ [0, ∞).

  • Internet Web Site Designated by China Securities Regulatory Commission for Publishing the Annual Report: http://www.cninfo.com.cnThe Place Where the Annual Report is Prepared and Placed: Securities & Law Department, 4/F., CSG Building.

  • Insurance General Accounts’ Public and Privately Placed Securities by Major Business Line, 2019 85 Exhibit 5.11.

Related to Placed Securities

  • Designated Securities means securities issued by an Insured, or by any Affiliated Entity, or by any Fund to which such Insured or any Affiliated Entity provides any services.

  • Exempted Securities means:

  • Approved Securities means securities of any State Government or of the Central Government and such bonds, both the principal whereof and the interest whereon shall have been fully and unconditionally guaranteed by any such Government;

  • NIM Securities Any debt securities secured or otherwise backed by some or all of the Class X and Class P Certificates that are rated by one or more Rating Agencies.

  • Equity-linked Securities means any debt or equity securities that are convertible, exercisable or exchangeable for Class A Shares issued in a financing transaction in connection with a Business Combination, including but not limited to a private placement of equity or debt.

  • Purchased Securities has the meaning assigned in the Terms;

  • Offered Securities has the meaning set forth in Section 3.1(a).

  • Released Securities means securities that were Restricted Securities with respect to which all applicable restrictions have expired, lapsed, or been waived.

  • Escrowed Securities means the direct, noncallable obligations of the United States of America, as described in the Escrow Agreement.

  • Listed Securities means any Shares, Share Options, stock, debentures, debenture stock or other securities for the time being issued by the Company and officially quoted by ASX;

  • Additional Purchased Securities Securities provided by Seller to Buyer pursuant to Paragraph 4(a) hereof;

  • Purchaser Securities means the Purchaser Units, the Purchaser Common Stock, the Purchaser Preferred Stock and the Purchaser Warrants, collectively.

  • Specified Securities means ‘equity shares’ and ‘convertible securities’ as defined under clause (zj) of sub-regulation (1) of regulation 2 of the Securities and Exchange Board of India (Issue of Capital and Disclosure Requirements) Regulations, 2009;

  • Permitted Securities means any of the following:

  • Refused Securities has the meaning ascribed to such term in Section 4.1(c)

  • Related Securities means any options or warrants or other rights to acquire Shares or any securities exchangeable or exercisable for or convertible into Shares, or to acquire other securities or rights ultimately exchangeable or exercisable for or convertible into Shares.

  • CHESS Approved Securities means securities of the Company for which CHESS approval has been given in accordance with the ASX Settlement Operating Rules;

  • Lock-Up Securities has the meaning specified in Section 5.6.

  • Covered Securities means any note, stock, treasury stock, security future, bond, debenture, evidence of indebtedness, certificate of interest or participation in any profit-sharing agreement, collateral-trust certificate, preorganization certificate or subscription, transferable share, investment contract, voting-trust certificate, certificate of deposit for a security, fractional undivided interest in oil, gas, or other mineral rights, any put, call, straddle, option, or privilege on any security (including a certificate of deposit) or on any group or index of securities (including any interest therein or based on the value thereof), or any put, call, straddle, option, or privilege entered into on a national securities exchange relating to foreign currency, or, in general, any interest or instrument commonly known as a "security", or any certificate of interest or participation in, temporary or interim certificate for, receipt for, guarantee of, or warrant or right to subscribe to or purchase any of the foregoing.

  • Securities has the meaning stated in the first recital of this Indenture and more particularly means any Securities authenticated and delivered under this Indenture.

  • ETP Securities means the Series of ETP Securities to which these Conditions relates or, as the context may require, any or all securities issued by the Issuer under the Programme.

  • Individual Securities shall have the meaning specified in Section 3.01(p).

  • Exempt Securities has the meaning set forth in Section 4.4(d).

  • Rule 144A Securities means all Initial Securities offered and sold to QIBs in reliance on Rule 144A.

  • Conversion Securities has the meaning set forth in Section 4.08(b).

  • Qualified Securities means securities of a reporting issuer that carry the right to participate in voting on the appointment or removal of the reporting issuer’s auditor;