Rule 144A Securities definition

Rule 144A Securities means all Initial Securities offered and sold to QIBs in reliance on Rule 144A.

Rule 144A Securities means Securities of a series designated pursuant to Section 2.01 as entitled to the benefits of Section 4.03(b).

Rule 144A Securities means securities which are restricted as to resale under federal securities laws but are eligible for resale pursuant to Rule 144A under the Securities Act as determined by the Trust’s investment manager or portfolio manager acting pursuant to procedures approved by the Board of Trustees of the Trust.

Examples of Rule 144A Securities in a sentence

• A Sub-Fund may invest in Rule 144A Securities, provided that: such securities are issued with registration rights pursuant to which such securities may be registered under the 1933 Act and traded on the US OTC Fixed Income Securities market.

• Rule 144A Securities may involve a high degree of business and financial risk and may result in substantial losses.

• Regulation S ERISA Restrictions for all Securities (including Rule 144A Securities and Securities subject to Regulation S)JPMSP Standard Restrictions apply: The Securities may not be acquired by, on behalf of, or with the assets of any plans subject to ERISA or Section 4975 of the U.S. Internal Revenue Code of 1986, as amended, other than certain insurance company general accounts.

• ERISA Restrictions for all Securities (including Rule 144A Securities and Securities subject to Regulation S) JPMSP Standard Restrictions apply: The Securities may not be acquired by, on behalf of, or with the assets of any plans subject to ERISA or Section 4975 of the U.S. Internal Revenue Code of 1986, as amended, other than certain insurance company general accounts.

• U.S. selling restrictions: Regulation S ERISA Restrictions for all Securities (including Rule 144A Securities and Securities subject to Regulation S)The Securities may not be acquired except subject to certain restrictions by, on behalf of, or with the assets of any plans subject to ERISA or Section 4975 of the U.S. Internal Revenue Code, as amended, subject to certain restrictions.

More Definitions of Rule 144A Securities

Rule 144A Securities means the Securities purchased by the Purchasers from the Company pursuant to the Purchase Agreement, other than the Regulation S Securities.

Rule 144A Securities means securities issued pursuant to Rule 144A, promulgated under the

Rule 144A Securities means securities which are not registered under the 1933 Act but can be sold

Rule 144A Securities means all Original Securities offered and sold to QIBs in reliance on Rule 144A.

Rule 144A Securities means all Securities initially distributed in connection with the offering of the Securities by the Purchasers in reliance upon Rule 144A.

Rule 144A Securities means all Notes offered and sold to QIBs in reliance on Rule 144A.

Rule 144A Securities. Appendix A “Securities” Preamble