Prudentially regulated definition

Prudentially regulated. ’ means a Covered Entity that has a ‘‘prudential regulator’’ as that term is defined in Exchange Act section 3(a)(74).
Prudentially regulated. ’ means a

Examples of Prudentially regulated in a sentence

  • Prudentially regulated SBS Entities would, however, continue to be subject to the requirements of paragraph (e)(3) of the rule.

  • Prudentially regulated financial institutions are required to manage the risk of their trading exposures and set aside regulatory capital in respect of exposure they have against their trading counterparties.

  • Foreign equity holders.Overseas long term investors such as:♦ Prudentially regulated financial entities;♦ Pension funds;♦ Insurance companies;♦ Sovereign Wealth Funds;♦ Financial institutions located in International Financial Services Centres in India.Minimum Average MaturityPeriodIndian Rupee (INR) denominated ECB with minimum average maturity of 3/5 years.

  • Further, Exchange Act rule 18a–4 contains a complete exemption from its requirements if the security-based swap dealer limits its business activities and meets certain conditions.96 Prudentially regulated security-based swap dealers that are not subject to the requirements of Exchange Act rule 18a–4 will not need to make the records required by Exchange Act rules 18a–5(b)(9) and (10) under this condition in the proposed Order.

  • Prudentially regulated entities are already subject to the capital requirements set under Basel III and to supervision.

  • Prudentially regulated entities are required to hold appropriate regulatory capital in respect of credit exposures created by OTC derivatives.

Related to Prudentially regulated

  • Substantially Responsive Bid means the bid that contains no material differences or deviations from, or reservations to, the terms, conditions and specifications given in the bidding documents;

  • Potentially hazardous food means any food or ingredient, natural or synthetic, in a form capable of supporting the growth of infectious or toxigenic microorganisms, including Clostridium botulinum. This term includes raw or heat treated foods of animal origin, raw seed sprouts, and treated foods of plant origin. The term does not include foods which have a pH level of 4.6 or below or a water activity (Aw) value of 0.85 or less.

  • Acutely mentally ill means a condition which is limited to

  • Federally Qualified Health Center means a non-administrative medical facility with a fixed permanent location that is identified on the following search engines and offers health services on a sliding scale payment system: http://findahealthcenter.hrsa.gov or http://www.ihs.gov/ or http://www.aachc.org/.

  • CERCLA means the Comprehensive Environmental Response, Compensation and Liability Act of 1980.

  • regulated financial institution means a state or nationally chartered bank, savings and loan association or savings bank, credit union, trust company, or other state or federally chartered lending institution or a regulated affiliate or regulated subsidiary of any of these entities.

  • Regulation CF means Regulation Crowdfunding promulgated under the Securities Act.

  • Regulated Insurance Company means any Subsidiary of the Borrower, whether now owned or hereafter acquired, that is authorized or admitted to carry on or transact Insurance Business in any jurisdiction and is regulated by any Applicable Insurance Regulatory Authority.

  • Environmentally-Limited Resource means a resource which has a limit on its run hours imposed by a federal, state, or other governmental agency that will significantly limit its availability, on either a temporary or long-term basis. This includes a resource that is limited by a governmental authority to operating only during declared PJM capacity emergencies.

  • Regulated air pollutant means the following:

  • Substantially relates means the nature of criminal conduct for which the person was convicted has a direct bearing on the fitness or ability to perform one or more of the duties or responsibilities necessarily related to the occupation; and

  • Federal Energy Regulatory Commission or "FERC" means the

  • Nuclear Regulatory Commission (NRC) means the U.S. Nuclear Regulatory Commission or its duly authorized representatives.

  • Investment Company Act of 1940 means the Investment Company Act of 1940, as amended, and the rules and regulations thereunder.

  • Municipal solid waste landfill or “MSW landfill” means an entire disposal facility in a contiguous geographical space where household waste is placed in or on land. An MSW landfill may also receive other types of RCRA Subtitle D wastes such as commercial solid waste, nonhazardous sludge, and industrial solid waste. Portions of an MSW landfill may be separated by access roads. An MSW landfill may be publicly or privately owned. An MSW landfill may be a new MSW landfill, an existing MSW landfill or a lateral expansion.

  • Substantially limits means the extent to which the impairment limits an individual’s ability to perform a major life activity as compared to most people in the general population, whether or not an individual chooses to forgo mitigating measures. 42 U.S.C. 126 §12102(4); 28 CFR §35.108(d); 28 CFR §35.105(d) The rules of construction when determining whether an impairment substantially limits performance of a major life activity include:

  • Federal Health Care Program means any “federal health care program” as defined in 42 U.S.C. § 1320a-7b(f), including Medicare, state Medicaid programs, state CHIP programs, the Veterans Administration, TRICARE and similar or successor programs with or for the benefit of any Governmental Authority, and in each case any third party payor administering such programs.

  • Federally related transaction means any real estate related

  • nuclear energy hazard means the radioactive, toxic, explosive, or other hazardous properties of radioactive material;

  • Periodically regenerating system means an exhaust emissions control device (e.g. catalytic converter, particulate trap) that requires a periodical regeneration

  • Regulated NSR pollutant means the following:

  • Regulation Zone means any of those one or more geographic areas, each consisting of a combination of one or more Control Zone(s) as designated by the Office of the Interconnection in the PJM Manuals, relevant to provision of, and requirements for, regulation service.

  • RCRA means the Resource Conservation and Recovery Act, 42 U.S.C. §§ 6901 et seq., as same may be amended from time to time.

  • Municipal solid waste or “MSW” shall mean waste material: (a) generated by a household (including a single or multifamily residence); or (b) generated by a commercial, industrial, or institutional entity, to the extent that the waste material (1) is essentially the same as waste normally generated by a household; (2) is collected and disposed of with other municipal solid waste as part of normal municipal solid waste collection services; and (3) contains a relative quantity of hazardous substances no greater than the relative quantity of hazardous substances contained in waste material generated by a typical single-family household.]

  • Household Hazardous Waste means any waste material derived from households (including single

  • Emergency Response Agency is a governmental entity authorized to respond to requests from the public to meet emergencies.