PTA System definition

PTA System means the Protegent PTA online system that LMIC obtains from Sungard and uses to assist in the administration of the Code, and/or such additional or successor system(s) as LMIC may utilize for this purpose from time to time.
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PTA System means the Protegent PTA online system that 1919ic obtains from Sungard and uses to assist in the administration of the Code, and/or such additional or successor system(s) as 1919ic may utilize for this purpose from time to time.
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PTA System means the FIS Protogent Personal Trading Assistant system pursuant to which certifications, holdings, transactions and pre-clearance requests are submitted.
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Examples of PTA System in a sentence

  • Trading is monitored electronically via the Personal Trading Assistant (PTA) System.

  • For securities held outside of an account (such as those held directly with an issuer or maintained in paper certificate form), Monitored Employees must comply with the company’s request to confirm transactions and holdings.January 15, 2019 Page 7I-A-045: Personal Securities Trading PolicyNon-U.S.-based Monitored Employees are required to enter their trade into the PTA System within 10 days of the transaction and provide account statements to their designated Local Compliance Officer.

  • Such requests must be submitted through the PTA System and to Personal Trading Compliance for approval because the PTA System does not have the capability to determine whether the Covered Security will be sold at a gain or a loss.

  • Such request must be submitted to the PTA System and to Personal Trading Compliance for approval because the PTA System does not have the capability to determine whether the Covered Security will be sold at a gain or a loss.

  • For those transactions pre-cleared through the PTA System, such system will have the information necessary to deny preclearance if any of these situations apply.

  • Business Entertainment can be reported using the PTA System or the Gift and Entertainment Form.

  • Gift reporting must be submitted monthly or at the time a gift is accepted or given using the PTA System or the Gift and Entertainment Form.

  • Explanatory Note: Futures and options transactions in Covered Securities must be manually pre-cleared by Personal Trading Compliance or the Chief Compliance Officer since the PTA System cannot currently handle such transactions.

  • All certifications are completed via the FIS Protegent PTA System (PTA).

  • Gifts must be reported monthly, or at the time a gift is accepted or given, through the PTA System, or the Gift and Entertainment Form available on the Firm’s shared file network at S:\BHMS_Shared\Compliance\Forms\Form – G&E and Political Contributions 2017.xlsx.

Related to PTA System

  • Data system means a repository of information about licensees, including examination, licensure, investigative, compact privilege, and adverse action.

  • SDX System means the system used by NERC to exchange system data.

  • SCADA System means the Supervisory Control and Data Acquisition System which is composed of all telemetering and remote terminal units (“RTU”) at the Facility and associated with the Grid System or BPDB’s Control Center;

  • telecommunication system means any system (including the apparatus comprised in it) which exists (whether wholly or partly in the United Kingdom or elsewhere) for the purpose of facilitating the transmission of communications by any means involving the use of electrical or electro-magnetic energy.

  • Telecommunications System means a system for conveying visual images, sounds or other information by electronic means;

  • Electric System means all electrical wires, equipment, and other facilities owned or provided by the utility that are used to transmit electricity to customers.

  • X-ray system means an assemblage of components for the controlled production of x-rays. It includes minimally an x-ray high-voltage generator, an x-ray control, a tube housing assembly, a beam-limiting device, and the necessary supporting structures. Additional components which function with the system are considered integral parts of the system.

  • 911 system means the set of network, database and customer premise equipment (CPE) components required to provide 911 service.

  • Virginia Stormwater Management Program or “VSMP” means a program approved by the State Board after September 13, 2011, that has been established by a locality to manage the quality and quantity of runoff resulting from land-disturbing activities and shall include such items as local ordinances, rules, permit requirements, annual standards and specifications, policies and guidelines, technical materials, and requirements for plan review, inspection, enforcement, where authorized in this article, and evaluation consistent with the requirements of this article and associated regulations.

  • Plug-in hybrid electric vehicle means a motor vehicle that:

  • Solar energy system means a system of components that produces heat or electricity, or both, from

  • Small wireless facility means a wireless facility that meets both of the following qualifications:

  • Electric power-assisted bicycle means a vehicle that travels on not more than three wheels in

  • TA2000 System means DST’s TA2000TM computerized data processing system for shareholder accounting.

  • Bulk Electric System shall have the meaning provided for in the NERC Glossary of Terms used in Reliability Standards, as it may be amended, supplemented, or restated from time to time.

  • Cabinet x-ray system means an x-ray system with the x-ray tube installed in an enclosure independent of existing architectural structures except the floor on which it may be placed. The cabinet x-ray system is intended to contain at least that portion of a material being irradiated, provide radiation attenuation, and exclude personnel from its interior during generation of radiation. Included are all x-ray systems designed primarily for the inspection of carry-on baggage at airline, railroad, and bus terminals, and in similar facilities. An x-ray tube used within a shielded part of a building, or x-ray equipment that may temporarily or occasionally incorporate portable shielding, is not considered a cabinet x-ray system.

  • Renewable energy system means a fixture, product, device, or interacting group of fixtures, products, or devices on the customer's side of the meter that use 1 or more renewable energy resources to generate electricity. Renewable energy system includes a biomass stove but does not include an incinerator or digester.

  • Neighborhood electric vehicle means a self-propelled

  • Database Management System (“DBMS”) is a computer process used to store, sort, manipulate and update the data required to provide Selective Routing and ALI.

  • Plug-in Hybrid Electric Vehicle (PHEV) means a vehicle that is similar to a Hybrid but is equipped with a larger, more advanced battery that allows the vehicle to be plugged in and recharged in addition to refueling with gasoline. This larger battery allows the car to be driven on a combination of electric and gasoline fuels.

  • Micro wireless facility means a small cell facility that is not larger in dimension than 24 inches in length, 15 inches in width, and 12 inches in height and that has an exterior antenna, if any, not longer than 11 inches.

  • TARGET2 System means the Trans-European Automated Real-Time Gross Settlement Express Transfer (TARGET2) system or any successor thereto.

  • Interstate system means that portion of the National System of Interstate and Defense Highways located within this State, as officially designated, or as may hereafter be so designated, by the Department of Transportation, and approved by the Secretary of Commerce or other appropriate federal official, pursuant to the provisions of Title 23 of the United States Code.

  • Utility system means a water system, solid waste

  • Electric power train means the electrical circuit which includes the traction motor(s), and may include the REESS, the electric energy conversion system, the electronic converters, the associated wiring harness and connectors, and the coupling system for charging the REESS.

  • Virginia Stormwater Management Program authority or "VSMP authority" means an authority approved by the State Board after September 13, 2011, to operate a Virginia Stormwater Management Program.