Regulated Shareholder definition

Regulated Shareholder means Chemical Equity Associates and its Affiliates.
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Regulated Shareholder means any Shareholder that is subject to the provisions of Regulation Y of the Board of Governors of the Federal Reserve System, 12 C.F.R. Part 225 (or any successor to such Regulation).
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Regulated Shareholder means any shareholder (i) that is subject to the provisions of the Bank Holding Company Act and (ii) that holds shares of capital stock of the Corporation.
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Examples of Regulated Shareholder in a sentence

  • Each Regulated Shareholder may provide for further restrictions or limitations upon the conversion of any Class B Common Shares by providing the corporation with signed, written instructions specifying such additional restrictions and legending such shares as to the existence of such restrictions.

  • Any Regulated Shareholder (defined below) shall be entitled to convert, at any time and from time to time, any or all of the Class A Common Shares held by such shareholder into the same number of Class B Common Shares.

  • If, at any time, a Regulated Shareholder notifies the Company that it has or would have a Regulatory Problem, the Company agrees to use its reasonable best efforts to accommodate any reasonable request of such Regulated Shareholder which may assist in eliminating such Regulatory Problem, including, but not limited to, the authorization and issuance to such Regulated Shareholder of shares of a class of non-voting stock.

  • Notwithstanding the foregoing, in the event such Regulated Shareholder or any affiliate thereof collectively holds more than an amount equal to 4.9 percent of the aggregate amount of voting capital stock of the Corporation then outstanding, all shares of voting capital stock greater than 4.9 percent shall automatically convert into shares of the Corporation's non-voting Class B Common Stock or Series B Preferred Stock, as the case may be.

  • The Corporation shall promptly notify each Regulated Shareholder of its receipt of such notice.

  • Each Regulated Shareholder may provide for further restrictions upon the conversion of any shares of Restricted Stock by providing the corporation with signed, written instructions specifying such additional restrictions and legending such shares as to the existence of such restrictions.

  • The corporation shall promptly notify each Regulated Shareholder of its receipt of such notice.

  • Notwithstanding the above, such rights may be assigned by a Holder to a limited partner, general partner, former partner or other affiliate of a Holder, and in the case of a Regulated Shareholder, such rights may also be assigned to any Affiliate (as hereafter defined) or other transferee or assignee, regardless of the number of shares acquired.

  • An Investor shall have no obligation to comply with the provisions set forth in Section 2.1 hereof with respect to sales to affiliates (including, in the case of a Regulated Shareholder, Affiliates).

  • The Company agrees not to amend or waive the voting or other provisions of this Agreement or the Company's Articles of Incorporation if such amendment or waiver would cause any Regulated Shareholder to have a Regulatory Problem, provided that any such Regulated Shareholder notifies the Company that it would have a Regulatory Problem promptly after it has notice of such amendment or waiver.


More Definitions of Regulated Shareholder

Regulated Shareholder means any holder of shares of capital stock of the Company that is, or an Affiliate of which is, subject to the provisions of Rule 312(g) of the General Rules of the New York Stock Exchange (or any successor to such Rule) and was, or its Affiliate was, a holder of shares of capital stock of the Company on the date that capital stock is held by shareholders other than the shareholders on April 1, 1999.
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Regulated Shareholder means BT Investment Partners, Inc. and any other shareholder (i) that is subject to the provisions of Regulation Y of the Board of Governors of the United States Federal Reserve System, 12 C.F.R. Part 225 (or any successor to such regulations); (ii) that holds Securities of the Company; and (iii) that has provided written notice to the Company of its status as a "Regulated Shareholder" hereunder.
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Regulated Shareholder means BT Investment Partners, Inc. and any other shareholder (i) that is subject to the provisions of Regulation Y of the Board of Governors of the Federal Reserve System, 12 C.F.R. Part 225 (or any successor to such Regulation); (ii) that holds shares of Preferred Stock or Common Stock (or other securities convertible into Common Stock) of the corporation; and (iii) that has provided written notice to the corporation of its status as a "Regulated Shareholder" hereunder.
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Related to Regulated Shareholder

  • Company Shareholder means a holder of Company Shares.

  • Interested Shareholder means any Person (other than the Company and any direct or indirect majority-owned subsidiary of the Company) that (i) is the owner of 15% or more of the outstanding voting Shares of the Company, or (ii) is an affiliate or associate of the Company and was the owner of 15% or more of the outstanding voting Shares of the Company at any time within the 3-year period immediately prior to the date on which it is sought to be determined whether such Person is an interested Shareholder, and the affiliates and associates of such Person; provided, however, that the term “interested Shareholder” shall not include (x) any Person who (A) owned Shares in excess of the 15% limitation set forth herein as of, or acquired such Shares pursuant to a tender offer commenced prior to, the date of registration by the Registrar of the notice of adoption of the Articles, which set forth this Article 25, or pursuant to an exchange offer announced prior to the aforesaid date and commenced within 90 days thereafter and either (I) continued to own Shares in excess of such 15% limitation or would have but for action by the Company or (II) is an affiliate or associate of the Company and so continued (or so would have continued but for action by the Company) to be the owner of 15% or more of the outstanding voting Shares of the Company at any time within the 3-year period immediately prior to the date on which it is sought to be determined whether such Person is an interested Shareholder or (B) acquired said Shares from a Person described in item (A) of this paragraph by gift, inheritance or in a transaction in which no consideration was exchanged; or (y) any Person whose ownership of Shares in excess of the 15% limitation set forth herein is the result of action taken solely by the Company; provided that such Person shall be an interested Shareholder if thereafter such Person acquires additional Shares of voting Shares of the Company, except as a result of further corporate action not caused, directly or indirectly, by such Person. For the purpose of determining whether a Person is an interested Shareholder, the voting Shares of the Company deemed to be outstanding shall include Shares deemed to be owned by the Person through application of Article 23.3(i) but shall not include any other unissued Shares of the Company which may be issuable pursuant to any agreement, arrangement or understanding, or upon exercise of conversion rights, warrants or options, or otherwise. Any determination made by the Board of Directors as to whether any Person is or is not an interested shareholder shall be conclusive and binding upon all shareholders of the Company.

  • Shareholder means a person who owns shares in the company and is actively involved in the management of the enterprise or business and exercises control over the enterprise.

  • Scheme Shareholder means a person who is registered in the Register as the holder of one or more Scheme Shares as at the Record Date.

  • substantial shareholder means a person who is entitled to exercise, or to control the exercise of, 10% or more (or such other percentage as may be prescribed by the Listing Rules) of the voting power at any general meeting of the Company;

  • 10% Shareholder means a person who owns, directly or indirectly, stock possessing more than 10% of the total combined voting power of all classes of stock of the Company or any Parent or Subsidiary of the Company. Indirect ownership of stock shall be determined in accordance with Code Section 424(d).

  • Record shareholder means the person in whose name shares are registered in the records of a corporation or the beneficial owner of shares to the extent of the rights granted by a nominee certificate on file with a corporation.

  • Stockholder means, with respect to any Person, each holder of Stock of such Person.

  • Company Stockholder means the holder of either a share of Company Common Stock or a share of Company Preferred Stock.

  • 10% Stockholder means the owner of stock (as determined under Code Section 424(d)) possessing more than ten percent (10%) of the total combined voting power of all classes of stock of the Corporation (or any Parent or Subsidiary).

  • ² Shareholder means a person who owns shares in the company and is actively involved in the management of the company or business and exercises control over the company.

  • Major Shareholder means a shareholder who directly or indirectly holds 10% or more of the voting rights.

  • Common Stockholder means the employee of, consultant to, or director of the Company or other person to whom shares of Common Stock are issued pursuant to this Plan.

  • Initial Shareholder means any beneficial owner of the Company’s unregistered securities.

  • Preferred Shareholder means any holder of Preferred Shares.

  • Substantial Stockholder means any Participant who at the time of grant owns directly or is deemed to own by reason of the attribution rules set forth in Section 424(d) of the Code, Shares possessing more than 10% of the total combined voting power of all classes of stock of HSI.

  • Soliciting Shareholder means, with respect to any Special Meeting demanded by a shareholder or shareholders, any of the following Persons:

  • Eligible Shareholder means an existing or new investor of the Company that is eligible at the ACD’s discretion to invest in the Class X Shares upon entering into an agreement with the ACD and fulfilling the eligibility conditions set by the ACD from time to time.

  • Principal Stockholder means any person who individually or in concert with his spouse and

  • Ordinary Shareholder means a holder of ordinary shares;

  • Company Shareholders means holders of Company Shares.

  • Existing Shareholder means any Person that is a holder of Ordinary Shares as of December 8, 2017.

  • Principal Shareholder means any corporation, Person or other entity which is the beneficial owner, directly or indirectly, of five percent (5%) or more of the outstanding Shares of all outstanding classes or series and shall include any affiliate or associate, as such terms are defined in clause (ii) below, of a Principal Shareholder. For the purposes of this Section, in addition to the Shares which a corporation, Person or other entity beneficially owns directly, (a) any corporation, Person or other entity shall be deemed to be the beneficial owner of any Shares (i) which it has the right to acquire pursuant to any agreement or upon exercise of conversion rights or warrants, or otherwise (but excluding share options granted by the Trust) or (ii) which are beneficially owned, directly or indirectly (including Shares deemed owned through application of clause (i) above), by any other corporation, Person or entity with which its “affiliate” or “associate” (as defined below) has any agreement, arrangement or understanding for the purpose of acquiring, holding, voting or disposing of Shares, or which is its “affiliate” or “associate” as those terms are defined in Rule 12b-2 of the General Rules and Regulations under the Securities Exchange Act of 1934, and (b) the outstanding Shares shall include Shares deemed owned through application of clauses (i) and (ii) above but shall not include any other Shares which may be issuable pursuant to any agreement, or upon exercise of conversion rights or warrants, or otherwise.

  • Management Shareholders means Xxxxxx X. Xxxxx, Xxxxxxxx X. Xxxxxx and Xxxxx X. XxXxxxx;

  • Major Stockholder means any such Person.

  • Controlling Shareholder means any shareholder owning more than fifty