Regulated Stockholder means (i) any stockholder that is subject to the provisions of Regulation Y of the Board of Governors of the Federal Reserve System (12 C.F.R. Part 225) or any successor to such regulation ("Regulation Y") and to which shares of Common Stock of the Corporation were issued pursuant to the warrants issued to J.P. Morgan Capital Corporation, so long as such stockholder shall hold such shares of Common Stock or shares issued upon conversion(s) of such shares, (ii) any stockholder that is subject to regulation under the New York Insurance Law and to which shares of Common Stock of the Corporation were issued pursuant to the warrants issued to The Equitable Life Assurance Society of the United States, so long as such stockholder shall hold such shares of Common Stock or shares issued upon conversion(s) of such shares, (iii) any Affiliate of any such Regulated Stockholder that is a transferee of any such shares of Common Stock of the Corporation, so long as such Affiliate shall hold, and only with respect to, such shares of Common Stock or shares issued upon conversion of such shares (iv) any person to which such Regulated Stockholder or any of its Affiliates has transferred such shares, so long as such transferee shall hold, and only with respect to, any shares transferred by such stockholder or Affiliates or any shares issued upon conversion of such shares but only if such person (or any Affiliate of such person) is (A) subject to the provisions of Regulation Y or (B) subject to regulation under the insurance laws of any jurisdiction, and (v) International Motor Cars Group II, LLC, Chase Equity Associates, L.P. or any other stockholder (x) that is subject to the provisions of Regulation Y and (y) that holds shares of Common Stock or Preferred Stock of the Corporation.
Regulated Stockholder means any direct or indirect majority-owned subsidiary --------------------- of a bank holding company, or any bank holding company.
Regulated Stockholder means Chase Equity Associates, L.P. and any other Stockholder (i) that is subject to the provisions of Regulation Y or Regulation K of the Federal Reserve Board, 12 C.F.R. Part 225 (or any successor to such Regulations) and (ii) that holds Equity Securities of the Company and (iii) that has provided written notice to the Company of its status as a "Regulated Stockholder" hereunder.
Examples of Regulated Stockholder in a sentence
The Corporation shall promptly notify each Regulated Stockholder of its receipt of such notice.
Each Regulated Stockholder may provide for further restrictions upon the conversion of any shares of Restricted Stock by providing the Corporation with signed, written instructions specifying such additional restrictions and legending such shares as to the existence of such restrictions.
Subject to and upon compliance with the provisions of Section 4 of Paragraph B of this Article FOURTH, any Regulated Stockholder (as defined in Section 5 of Paragraph B of this Article FOURTH) shall be entitled to convert, at any time and from time to time, any or all of the shares of Series A Preferred Stock held by such stockholder into the same number of shares of Series B Preferred Stock.
Subject to and upon compliance with the provisions of this Section 4, any Regulated Stockholder (defined below) shall be entitled to convert, at any time and from time to time, any or all of the shares of Common Stock held by such stockholder into the same number of shares of Nonvoting Common Stock.
The Corporation will defer making any such conversion, redemption, purchase or other acquisition, or taking any such other action, for a period of 20 days (the "Deferral Period") after giving the Deferral Notice in order to allow each Regulated Stockholder to determine whether it wishes to convert or take any other action with respect to the Common Stock it owns, controls or has the power to vote.
More Definitions of Regulated Stockholder
Regulated Stockholder means any stockholder that is subject to the provisions of Regulation Y and which holds shares of Common Stock of the Corporation, so long as such stockholder shall hold, and only with respect to, such shares of Common Stock or shares issued upon conversion of such shares.
Regulated Stockholder means any stockholder (i) that, directly or indirectly, due to its ownership by an entity subject to Regulation Y of the Board of Governors of the Federal Reserve System, 12 C.F.R. Part 225 (or any successor to such regulation) ("Regulation Y"), is itself subject to the provisions of Regulation Y and (ii) that holds Preferred Stock or Common Stock of the Corporation.
Regulated Stockholder means any Stockholder that directly or indirectly, due to its ownership by an entity subject to Regulation Y of the Board of Governors of the Federal Reserve System, 12 C.F.R. Part 225 (or any successor to such regulation) ("Regulation Y"), is subject to the provisions of Regulation Y and holds shares of Equity Securities.
Regulated Stockholder means any Series C Preferred Stockholder that is subject to the provisions of Regulation Y of the Board of Governors of the Federal Reserve System, 12 C.F.R. Part 225 (or any successor to such Regulation).
Regulated Stockholder means (a) any stockholder that is subject to the provisions of Regulation Y of the Board of Governors of the Federal Reserve System, 12 C.F.R. Part 225 (or any successor to such Regulation) ("Regulation Y") which was a "Regulated Stockholder" of HCA-Hospital Corporation of America (as such term was defined in the certificate of incorporation of such corporation) immediately prior to the merger (the "Merger") of HCA-Hospital Corporation of America with CHOS Acquisition Corporation, a wholly owned subsidiary of the Corporation, so long as such stockholder shall hold, and only with respect to, the shares of Common Stock or Nonvoting Common Stock received by such stockholder in connection with the Merger and shares of Series A Preferred Stock and Series B Preferred Stock received by such stockholder upon the exercise of preferred stock purchase rights received by such stockholder in connection with the Merger, or shares issued upon conversion(s) of or in respect of any of the foregoing shares or upon exercise of preferred stock purchase rights received upon conversion(s) of any of the foregoing shares, (b) any Affiliate of any such Regulated Stockholder that is a transferee of any of the foregoing shares or rights or shares issued upon conversion(s) of or in respect of any of the foregoing shares or upon exercise of preferred stock purchase rights received upon conversion(s) of any of the foregoing shares and (c) any Person to which such Regulated Stockholder or any of its Affiliates has transferred such shares or rights, so long as such transferee shall hold, and only with respect to, any of the foregoing shares or rights or any shares issued upon conversion(s) of or in respect of any of the foregoing shares or upon exercise of preferred stock purchase rights received upon conversion(s) of any of the foregoing shares but only if such Person (or any Affiliate of such Person) is subject to the provisions of Regulation Y.
Regulated Stockholder means Chase Equity Associates, L.P., its affiliates, and any other Person (i) that is subject to the provisions of Regulation Y, (ii) that holds equity Securities of the Company and (iii) has given written notice to the Company that such Person is a Regulated Stockholder.
Regulated Stockholder means any holder of shares of Common Stock of the Corporation that is subject to the provisions of Regulation Y of the Board of Governors of the Federal Reserve System (12 C.F.R. Part 225) or any successor to such regulation.