Regulation K definition

Regulation K. Regulation K of the Board of Governors of the ------------ Federal Reserve System from time to time in effect and shall include any successor or other regulation of said Board of Governors relating to the international and Initials:________ foreign activities of United States banking organizations applicable to member banks of the Federal Reserve System.
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Regulation K means Regulation K of the Board of Governors of the Federal Reserve System, as codified at 12 C.F.R. Part 211, and only successor regulation thereto.
Sample 1
Regulation K means Regulation K of the Board of Governors of the Federal Reserve System from time to time in effect and shall include any successor or other regulation of said Board of Governors relating to reserve requirements applicable to member lenders of the Federal Reserve System.
Sample 1

Examples of Regulation K in a sentence

  • The Manager will ensure that any Investments to be made by the Partnership prior to the Final Closing Date are not ones which, at the time any such Investment is made, would cause any BHC Partner to be in breach of the BHCA, which determination shall be made as if the powers and authorities provided under Section 4(k) of the BHCA, Subpart J of Regulation Y and Section 211.23(f)(5)(iii) of Regulation K are not available.

  • For purposes of the immediately preceding sentence, the provisions of the BHCA, Regulation Y and Regulation K shall be applied as if the powers and authorities provided under Section 4(k), Subpart J and Section 211.23(f)(5)(iii), respectively, are not available.

  • Within 60 days of this Agreement, the Bank and the New York Branch shall jointly submit to the Supervisors an acceptable written BSA/AML compliance program for the New York Branch that is designed to improve the New York Branch’s internal controls to ensure compliance with all applicable AML requirements, including the BSA and the rules and regulations issued thereunder, Regulation K of the Board of Governors (12 C.F.R. § 211.24(j)), and 3 N.Y.C.R.R. Part 300.

  • Check box whether or not this investment is subject to Regulation K and, therefore, Schedule A applies Yes [ ], No [X] Section 10.

  • Within 60 days of this Agreement, the Bank and the New York Branch shall jointly submit to the Supervisors an acceptable written BSA/AML compliance program for the New York Branch that is designed to improve the New York Branch’s internal controls to ensure compliance with all applicable provisions of the BSA and the rules and regulations issued thereunder, including the requirements of Regulation K of the Board of Governors (12 C.F.R. § 211.24(j)), and with 3 N.Y.C.R.R. Part 300.

  • Pursuant to these statutory provisions, the Board adopted various regulatory provisions, all of which were consolidated in the Board’s Regulation K, setting forth the procedures for making investments and engaging in activities under these statutes.

  • The Federal Reserve needs the information collected on the FR 2058 to fulfill supervisory responsibilities specified in Regulation K including the supervision of foreign branches of U.S. banking organizations.

  • Regulation K (12 CFR part 211) governs other inter- national operations of bank holding companies.

  • Within 60 days of this Agreement, the Bank and the New York Branch shall jointly submit to the Supervisors an acceptable written BSA/AML compliance program for the New York Branch that is designed to improve the New York Branch’s internal controls to ensure compliance with all applicable provisions of the BSA and the rules and regulations issued thereunder, the requirements of Regulation K of the Board of Governors, and 3 N.Y.C.R.R.

Related to Regulation K

  • Regulation CF means Regulation Crowdfunding promulgated under the Securities Act.

  • Regulation E includes specific rules for all parties involved governing the issuance and use of Debit Cards and the processing of On-line Debit Card Transactions.

  • Regulation A means Regulation A of the Federal Reserve Board as in effect from time to time.

  • Regulation RR means Regulation RR under the Exchange Act (17 C.F.R. §246.1, et seq.).

  • Regulation Zone means any of those one or more geographic areas, each consisting of a combination of one or more Control Zone(s) as designated by the Office of the Interconnection in the PJM Manuals, relevant to provision of, and requirements for, regulation service.

  • Regulation T, U or X means Regulation T, U or X, respectively, of the Board of Governors of the Federal Reserve System as from time to time in effect and any successor to all or a portion thereof.

  • Regulation G means Regulation G of the Board of Governors of the Federal Reserve System as from time to time in effect and any successor to all or a portion thereof.

  • Regulations D, T, U and X” means, respectively, Regulations D, T, U and X of the Board of Governors of the Federal Reserve System (or any successor), as the same may be modified and supplemented and in effect from time to time.

  • Regulations T, U and X” means Regulations T, U and X, respectively, of the Federal Reserve Board, and any successor regulations.

  • TUPE Regulations means the Transfer of Undertakings (Protection of Employment) Regulations 2006, as amended.

  • SEBI Regulations means the Securities and Exchange Board of India (Listing Obligations and Disclosure Requirements) Regulations, 2015 together with the circulars issued thereunder, including any statutory modification(s) or re-enactment(s) thereof for the time being in force.

  • public regulation means any national, provincial or local government legislation or subordinate legislation, or any licence, tariff, directive or similar authorisation issued by a regulatory authority or pursuant to any statutory authority;

  • CFTC Regulations means the rules and regulations promulgated by the CFTC, as amended.

  • AIFM Regulation means Commission Delegated Regulation (EU) No. 231/2013.

  • These regulations means 9VAC5-10 (General Definitions) through 9VAC5-80 (Permits for Stationary Sources).

  • CDM Regulations means the Construction (Design and Management) Regulations 2015;

  • EP Regulations means The Environmental Permitting (England and Wales) Regulations SI 2016 No.1154 and words and expressions used in this permit which are also used in the Regulations have the same meanings as in those Regulations.

  • FRB Regulation D means Regulation D as promulgated by the Board of Governors of the Federal Reserve System, 12 CFR Part 204, as amended.

  • SBE Regulations means the written regulations and procedures adopted pursuant to this chapter for procurement of Supplies, Services and Public Works.

  • the 2012 Regulations means the Council Tax Reduction Schemes (Prescribed Requirements) (England) Regulations 2012;

  • EU Regulation means a regulation within the meaning of Article 288 of the Treaty on the Functioning of the European Union;

  • OFAC Regulations means the regulations promulgated by OFAC, as amended from time to time.

  • PPPFA Regulations means the Preferential Procurement Regulations, 2017 published in terms of the PPPFA.

  • Regulation T means Regulation T of the Board as from time to time in effect and all official rulings and interpretations thereunder or thereof.

  • Regulations T, U and X means Regulations T, U and X of the Board of Governors of the Federal Reserve System (or any successor), as the same may be modified and supplemented and in effect from time to time.