Examples of Risk Committee in a sentence
If, after post-trade review, it is determined that there has been a material violation of the Code, a report will be made by the Review Officer with a recommendation of appropriate action to be taken to the Risk Committee of Foreside, the President of each Company, where applicable, the Chief Compliance Officer of each Company’s Broker-Dealer, where applicable, and a Fund’s Board of Trustees (or Directors), where applicable.
The Chief Compliance Officer will provide a report on a quarterly basis to Acadian’s Compliance and Risk Committee noting any violations of the Code.
CCP Question 20 [last update 21 May 2014] Article 28 of EMIR – Risk Committee Pursuant to Article 28(1) of EMIR, a CCP shall establish a risk committee, which shall be composed of representatives of its clearing members, independent members of the board, and representatives of its clients.
As at the date of this report, the Company had an Audit and Risk Committee of the Board of Directors.
This Charter governs the operations of the Company’s Audit & Risk Committee (Committee).