Rule 144A definition

Rule 144A means Rule 144A promulgated under the Securities Act.
Rule 144A means Rule 144A under the Securities Act.
Rule 144A means Rule 144A under the Securities Act, as such Rule may be amended from time to time, or any similar rule or regulation hereafter adopted by the SEC.

Examples of Rule 144A in a sentence

  • The Company has not (i) alone engaged in any Testing-the-Waters Communications, other than Testing-the-Waters Communications with the written consent of the Representative and with entities that are qualified institutional buyers within the meaning of Rule 144A under the Securities Act or institutions that are accredited investors within the meaning of Rule 501 under the Securities Act and (ii) authorized anyone other than the Representative to engage in Testing-the-Waters Communications.

  • The Issuer will from time to time request all third-party vendors to include on screens maintained by such vendors appropriate legends regarding Rule 144A and Section 3(c)(7) under the 1940 Act restrictions on the Global Notes.

  • This letter relates to U.S.$_________________ aggregate principal amount of [INSERT CLASS] (the "Applicable Notes") that are held in the form of a [Rule 144A Global Note] [Definitive Note] (CUSIP [(CINS)] No. ________) in the name of [INSERT NAME OF TRANSFEROR] (the "Transferor") to effect the transfer of the Applicable Notes in exchange for an equivalent beneficial interest in a Regulation S Global Note.

  • Subordinated Notes will be issued in the form of Definitive Notes, Rule 144A Global Notes and Regulation S Global Notes.

  • The forms of the Secured Debt, including the forms of Certificated Notes, Temporary Global Notes, Regulation S Global Notes and Rule 144A Global Notes, shall be as set forth in Exhibit A hereto.


More Definitions of Rule 144A

Rule 144A means Rule 144A under the Securities Act (or any successor provision), as it may be amended from time to time.
Rule 144A. Rule 144A under the Securities Act.
Rule 144A means Rule 144A under the 1933 Act.
Rule 144A means Rule 144A under the Securities Act (or any successor rule thereto), as the same may be amended from time to time.
Rule 144A. Rule 144A under the Act.
Rule 144A means Rule 144A adopted by the SEC under the U.S. Securities Act;
Rule 144A. Rule 159A”, “Rule 405” and “Rule 415” mean, in each case, such rule promulgated under the Securities Act (or any successor provision), as the same shall be amended from time to time.