Rule 17f-5 means Rule 17f-5 promulgated under the 1940 Act.
Rule 17f-5 means Rule 17f-5 (Reg. Section 270.17f-5) promulgated by the Securities and Exchange Commission under the Investment Company Act of 1940, as amended.
Examples of Rule 17f-5 in a sentence
The Foreign Custody Manager represents to the Fund that it is a U.S. Bank as defined in section (a)(7) of Rule 17f-5.
More Definitions of Rule 17f-5
Rule 17f-5 means Rule 17f-5 promulgated under the Investment Company Act.
Rule 17f-5 means Rule 17f-5 promulgated under the 0000 Xxx.
Rule 17f-5 means Rule 17f-5 promulgated under Section 17(f) of the 1940 Act as such rule (and any successor regulation) may be amended from time to time.
Rule 17f-5 means Rule 17f-5 under the 1940 Act. 6........"Securities Depository" shall mean any securities depository or clearing agency within the meaning of Section (a)(1)(ii) or (a)(1)(iii) of Rule 17f-5.
Rule 17f-5 means Rule 17f-5 under the 1940 Act as the same may be amended from time to time, or that has otherwise been made exempt pursuant to an SEC exemptive order.
Rule 17f-5 means rule 17f-5 under the 1940 Act, including any amendments thereto or successor rules. (p) "Rule 17f-7" shall mean rule 17f-7 under the 1940 Act, including any amendments thereto or successor rules. (q) "Security" shall have the meaning assigned thereto in Article 8 of the Uniform Commercial Code, which, as of the date hereof, generally means an obligation of an issuer or a share, participation, or other interest in an issuer or in property or an enterprise of an issuer: (i) which is represented by a security certificate in bearer or registered form, or the transfer of which may be registered upon books maintained for that purpose by or on behalf of the issuer; (ii) which is one of a class or series or by its terms is divisible into a class or series of shares, participations, interests, or obligations; and (iii) which: (A) is, or is of a type, dealt in or traded on securities exchanges or securities markets; or (B) is a medium for investment and by its terms expressly provides that it is a security governed by Article 8 of the Uniform Commercial Code. (r) "Securities Entitlement" shall mean the rights and property interest of an Entitlement Holder with respect to a Financial Asset as set forth in Part 5 of Article 8 of the Uniform Commercial Code. (s) "Securities Intermediary" shall have the meaning assigned thereto in Article 8 of the Uniform Commercial Code, which, as of the date hereof, means Bank, a Subcustodian, a securities depository, clearing corporation or any other person, including a bank or broker, that in the ordinary course of its business maintains securities accounts for others and is acting in that capacity. (t) "Uncertificated Security" shall mean a Security that is not represented by a certificate. (u) "Uniform Commercial Code" shall mean the Uniform Commercial Code of the State of New York, as amended from time to time. 3.