Rule 701 definition

Rule 701 means Rule 701 promulgated under the Securities Act.

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Rule 701 means Rule 701 et seq. promulgated by the Commission under the Securities Act.

Rule 701 means Rule 701 et seq. promulgated by the Commission under the Securities Act. “SEC” means the Securities and Exchange Commission.

Examples of Rule 701 in a sentence

• I am familiar with the provisions of Rule 701 and Rule 144, each adopted under the Securities Act, which, in substance, permit limited public resales of “restricted securities” like the Tokens acquired from an issuer in a non-public offering subject to satisfaction of certain restrictions.

• Rule 701 provides that if the issuer qualifies under Rule 701 at the time of grant of the Tokens, the exercise shall be exempt from registration under the Securities Act.

• Rule 701 provides that if the issuer qualifies under Rule 701 at the time of the grant of the Option to the Optionee, the exercise will be exempt from registration under the Securities Act.

• In particular, the Buyer is aware that the Securities may not be sold pursuant to Rule 144 or Rule 701 promulgated under the 1933 Act unless all of the conditions of the applicable Rules are met.

More Definitions of Rule 701

Rule 701 means Rule 701 promulgated by the Securities Exchange Commission under the Securities Act.

Rule 701 means Rule 701 promulgated under the Securities Act of 1933, as amended.

Rule 701 means Rule 701, promulgated by the Securities and Exchange Commission under the Securities Act, as from time to time in effect and applicable to the Plan and Participants.

Rule 701 means Rule 701 of the Securities Act.

Rule 701 means Rule 701 promulgated by the Commission under the Securities Act, as such rule may be amended from time to time, or any successor rule thereto.

Rule 701 means Rule 701 promulgated under the Securities Act. 1.3.35“SEC” means the U.S. Securities and Exchange Commission.

Rule 701 means Rule 701 promulgated pursuant to the Securities Act. “Section 409A” means Section 409A of the U.S. Code.