Rule 701 definition

Rule 701 means Rule 701 promulgated under the Securities Act.

Rule 701 means Rule 701 et seq. promulgated by the Commission under the Securities Act.

Rule 701 means Rule 701 et seq. promulgated by the Commission under the Securities Act. “SEC” means the Securities and Exchange Commission.

Examples of Rule 701 in a sentence

• Notwithstanding the foregoing, however, to the extent permitted by the Board in its sole discretion, an NSO may be transferred by the Participant to a revocable trust or to one or more family members or a trust established for the benefit of the Participant and/or one or more family members to the extent permitted by Section 260.140.41(c) of Title 10 of the California Code of Regulations and Rule 701 of the Securities Act.

• Notwithstanding the foregoing, however, to the extent permitted by the Board in its sole discretion, an NSO may be transferred by the Participant to a revocable trust or to one or more family members or a trust established for the benefit of the Participant and/or one or more family members to the extent permitted by section 260.140.41(c) of Title 10 of the California Code of Regulations and Rule 701 of the Securities Act.

• Notwithstanding the foregoing, however, to the extent permitted by the Board in its sole discretion, a SAR may be transferred by the Participant to a revocable trust or to one or more family members or a trust established for the benefit of the Participant and/or one or more family members to the extent permitted by section 260.140.41(c) of Title 10 of the California Code of Regulations and Rule 701 of the Securities Act.

• Your RSUs may not be otherwise sold, assigned, conveyed, gifted, pledged, hypothecated or otherwise transferred in any manner, other than by will or the laws of descent and distribution or as permitted by Rule 701 of the Securities Act of 1933.

• Notwithstanding the foregoing, however, to the extent permitted by the Board in its sole discretion, a SAR may be transferred by the Participant to a revocable trust or to one or more family members or a trust established for the benefit of the Participant and/or one or more family members to the extent permitted by Section 260.140.41(c) of Title 10 of the California Code of Regulations and Rule 701 of the Securities Act.

More Definitions of Rule 701

Rule 701 means Rule 701 promulgated under the Securities Act of 1933, as amended.

Rule 701 means Rule 701 promulgated by the Securities Exchange Commission under the Securities Act.

Rule 701 means Rule 701, promulgated by the Securities and Exchange Commission under the Securities Act, as from time to time in effect and applicable to the Plan and Participants.

Rule 701 means Rule 701 promulgated by the Commission under the Securities Act, as such rule may be amended from time to time, or any successor rule thereto.

Rule 701 means Rule 701 promulgated by the United States Securities and Exchange Commission under the United States Securities Act of 1933.

Rule 701 means Rule 701 of the Securities Act of 1933, as amended.

Rule 701 means Rule 701 under the Securities Act (or any successor Rule).