Rule 701 definition

Rule 701 means Rule 701 promulgated under the Securities Act.

Rule 701 means Rule 701 et seq. promulgated by the Commission under the Securities Act.

Rule 701 means Rule 701 et seq. promulgated by the Commission under the Securities Act. “SEC” means the Securities and Exchange Commission.

Examples of Rule 701 in a sentence

• Rule 701 provides that if the issuer qualifies under Rule 701 at the time of the grant of the Option to the Optionee, the exercise will be exempt from registration under the Securities Act.

• All Grants under the Plan are intended to be exempt from registration under the Securities Act provided by Rule 701 thereunder.

• If a Participant does not agree to keep the information to be provided pursuant to this section confidential, then the Company will not be required to provide the information unless otherwise required pursuant to Rule 12h-1(f)(1) under the Exchange Act or Rule 701 of the Securities Act.

• Rule 701 provides that if the issuer qualifies under Rule 701 at the time of the grant of the Option to Participant, the exercise shall be exempt from registration under the Securities Act.

• This Plan is intended to be a written compensatory benefit plan within the meaning of Rule 701 promulgated under the Securities Act.

More Definitions of Rule 701

Rule 701 means Rule 701 promulgated under the Securities Act of 1933, as amended.

Rule 701 means Rule 701 promulgated by the Securities Exchange Commission under the Securities Act.

Rule 701 means Rule 701, promulgated by the Securities and Exchange Commission under the Securities Act, as from time to time in effect and applicable to the Plan and Participants.

Rule 701 means Rule 701 promulgated by the Commission under the Securities Act, as such rule may be amended from time to time, or any successor rule thereto.

Rule 701 means Rule 701 promulgated by the United States Securities and Exchange Commission under the United States Securities Act of 1933.

Rule 701 means Rule 701 of the US Securities Act of 1933, as amended.

Rule 701 means Rule 701 of the Securities Act.