Rule 497 definition

Rule 497 refers to Rule 497(c) or 497(h) under the Act, as applicable.

Rule 497. “Rule 430A,” “Rule 433” and “Rule 462(b)” refer to such rules under the 1933 Act.

Rule 497 refers to such rule (or any successor rule or rules) under the Securities Act (as defined in Section 2 below).

Examples of Rule 497 in a sentence

• The Fund will promptly effect the filings necessary pursuant to Rule 497 and will take such steps as it deems necessary to ascertain promptly whether the form of prospectus transmitted for filing under Rule 497 was received for filing by the Commission and, in the event that it was not, it will promptly file such prospectus.

• The Company will promptly effect the filings necessary pursuant to Rule 497 and will take such steps as it deems necessary to ascertain promptly whether the form of prospectus transmitted for filing under Rule 497 was received for filing by the Commission and, in the event that it was not, it will promptly file such prospectus.

• A prospectus containing the Rule 430A Information shall have been filed with the Commission in accordance with Rule 497 (or a post-effective amendment providing such information shall have been filed and declared effective in accordance with the requirements of Rule 430A or a certificate must have been filed in accordance with Rule 497(j)).

• A prospectus containing the Rule 430A Information shall have been filed with the Commission in accordance with Rule 497 (or a post-effective amendment providing such information shall have been filed and declared effective in accordance with the requirements of Rule 430A).

• A final prospectus containing the Rule 430C Information shall have been filed with the Commission in accordance with Rule 497.

More Definitions of Rule 497

Rule 497 refers to Rule 497(a) under the 1933 Act, as applicable.

Rule 497 means Rule 497 promulgated by the Commission pursuant to the Securities Act, as such rule may be amended from time to time, or any similar rule or regulation hereafter adopted by the Commission as a replacement thereto having substantially the same effect as such rule.

Rule 497 refer to such rules under the Act. "Rule 430A Information" means information with respect to the Securities and the offering thereof permitted to be omitted from the Registration Statement when it becomes effective pursuant to Rule 430A.

Rule 497 refers to Rule 497(a) under the Securities Act.

Rule 497 refers to Rule 497(c) or 497(h) under the Act, as applicable. "Rule 462(b) Registration Statement" shall mean a registration statement and any amendments thereto filed pursuant to Rule 462(b) relating to the offering covered by the registration statement referred to in Section 1(a) hereof. "Rules and Regulations" shall mean, collectively, the Act Rules and Regulations and the 1940 Act Rules and Regulations. If the foregoing is in accordance with your understanding of our agreement, please sign and return to us the enclosed duplicate hereof, whereupon this letter and your acceptance shall represent a binding agreement among the Fund, the Adviser and the several Underwriters. Very truly yours, FRANKLIN XXXXXXXXX LIMITED DURATION INCOME TRUST By: ------------------------ Name: Title: FRANKLIN ADVISERS, INC. By: ------------------------ Name: Title: The foregoing Agreement is hereby confirmed and accepted as of the date first above written. Citigroup Global Markets Inc. By: ------------------------------- Name: Title: For itself and the other several Underwriters named in Schedule I to the foregoing Agreement. SCHEDULE I

Rule 497 refers to Rule 497(c) or 497(h) under the Act, as applicable. "Rules and Regulations" shall mean, collectively, the Act Rules and Regulations and the 1940 Act Rules and Regulations. If the foregoing is in accordance with your understanding of our agreement, please sign and return to us the enclosed duplicate hereof, whereupon this letter and your acceptance shall represent a binding agreement among the Fund, the Advisers and the several Underwriters. Very truly yours, ING GLOBAL EQUITY DIVIDEND AND PREMIUM INCOME FUND By: -------------------------- Name: Title: ING INVESTMENTS, LLC By: -------------------------- Name: Title: ING INVESTMENT MANAGEMENT ADVISERS B.V. By: -------------------------- Name: Title: 31 The foregoing Agreement is hereby confirmed and accepted as of the date first above written. Citigroup Global Markets Inc. By: -------------------------------- Name: Title: For itself and the other several Underwriters named in Schedule I to the foregoing Agreement. SCHEDULE I

Rule 497 refers to such rule (or any successor rule(s)) under the Securities Act.