Schedule 3 Accounts definition

Schedule 3 Accounts. Accounts excluded from the definition of an investment company as provided for by Section 3(c)(1) or Section 3(c)(7) of the 1940 Act and listed on Schedule 3A.
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Schedule 3 Accounts means Accounts excluded from the definition of an investment company as provided for by Section 3(c)(1) or Section 3(c)(7) of the 1940 Act and listed on Schedule 3A. 1.24. “Schedule 1 Contracts” means Contracts through which interests in Schedule 1 Accounts are offered and issued, which interests are registered as securities under the 1933 Act. 1.25. “Schedule 2 Contracts” means Contracts through which interests in Schedule 2 Accounts are offered and issued to trustees of qualified pension and profit-sharing plans and certain government plans identified in Section 3(a)(2) of the 1933 Act (which Contracts and interests are not registered as securities in reliance upon Section 3(a)(2) of the 1933 Act). 1.26. “Schedule 3 Contracts” means Contracts through which interests in Schedule 3 Accounts are offered and issued to “accredited investors”, as that term is defined in Regulation D under the 1933 Act, or other investors permitted by Regulation D (which Contracts and interests are not registered as securities in reliance upon Regulation D). 1.27. “SEC” means the Securities and Exchange Commission. 1.28. “Statement of Additional Information” means with respect to the shares of the Trust or Schedule 1 Contracts, each version of the definitive statement of additional information or supplement thereto filed with the SEC pursuant to Rule 497 under the 1933 Act. With respect to any provision of this Agreement requiring a party to take action in accordance with a Statement of Additional Information, Statement of Additional Information shall mean the last version so filed prior to the taking of such action. 1.29. “Statutory Prospectus” means a prospectus that satisfies the requirements of Section 10(a) of the 1933 Act. 1.30. “Summary Prospectus” means a prospectus described in paragraph (b) of Rule 498 under the 1933 Act. 1.31. “Trust Board” means the board of trustees of the Trust. 1.32. “1933 Act” means the Securities Exchange Act of 1933, as amended. DocuSign Envelope ID: CC177216-0729-4B76-B63A-13AFAE94E8E6
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Examples of Schedule 3 Accounts in a sentence

  • This designation also applies to units of Schedule 2 and Schedule 3 Accounts only as they relate to the purchase and redemption requests of the ▇▇▇▇▇▇▇ ▇▇▇▇▇ Variable Insurance Trust Government Money Market Fund shares.

  • The names and addresses of all the Account Banks, together with the account numbers of the Accounts at such Account Banks, are specified in Schedule 3 (Accounts) or at such other Account Banks and/or with such other Accounts as have been notified to the SPV and the Administrative Agent and for which an Account Agreement has been executed and delivered to the Security Trustee in accordance herewith.

Related to Schedule 3 Accounts

  • Securities Accounts (i) shall mean all “securities accounts” as defined in Article 8 of the UCC and (ii) shall include, without limitation, all of the accounts listed on Schedule 4.4(A) under the heading “Securities Accounts” (as such schedule may be amended or supplemented from time to time).

  • Interim Accounts means the unaudited consolidated quarterly financial statements of the Issuer for the quarterly period ending on each 31 March, 30 June, 30 September and 31 December in each year, prepared in accordance with GAAP.

  • Investment Accounts means the Collateral Account, Securities Accounts, Commodities Accounts and Deposit Accounts.

  • Sub-Accounts means the respective Sub-Accounts of the Escrow Account, into which the monies specified in Clause 4.1 would be credited every month and paid out if due, and if not due in a month then appropriated proportionately in such month and retained in the respective Sub Accounts and paid out therefrom on the Payment Date(s).

  • Excluded Accounts means deposit or securities accounts that are designated solely as accounts for, and are used solely for, payroll funding, employee compensation, employee benefits or taxes, in each case in the ordinary course of business.