SEC Rule 144 means Rule 144 promulgated by the SEC under the Securities Act.
SEC Rule 144 means Rule 144 promulgated by the SEC under the Securities Act. “SEC Rule 145” means Rule 145 promulgated by the SEC under the Securities Act.
Examples of SEC Rule 144 in a sentence
In this connection, the Investor represents that it is familiar with SEC Rule 144, as presently in effect, and understands the resale limitations imposed thereby and by the Act.
More Definitions of SEC Rule 144
SEC Rule 144 means Rule 144 promulgated by the SEC under the Securities Act including the relevant no-action letters then interpreting such rule.
SEC Rule 144 means Rule 144 promulgated by the SEC under the Securities
SEC Rule 144 means Rule 144 promulgated by the SEC under the Securities Act, as such rule may be amended from time to time, or any similar successor rule that may be promulgated by the SEC.
SEC Rule 144 means Rule 144 promulgated by the SEC under the authority of the Securities Act and codified at 17 C.F.R. §
SEC Rule 144 means Rule 144 promulgated by the Securities and Exchange Commission under the Securities Act.
SEC Rule 144 means Rule 144 promulgated by the SEC under the Securities Act, as amended, or any successor provision thereto. 4
SEC Rule 144 means Rule 144 promulgated by the SEC under the Securities Act and any successor provision. 1.15 “SEC Rule 405” means Rule 405 promulgated by the SEC under the Securities Act and any successor provision. 1.16 “Selling Expenses” means all underwriting discounts, selling commissions, stock transfer taxes or similar fees or arrangement applicable to the sale of Registrable Securities, and fees and disbursements of counsel for the Investors. 2.