SEC Rule 144 definition

SEC Rule 144 means Rule 144 promulgated by the SEC under the Securities Act.
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SEC Rule 144 means Rule 144 promulgated by the SEC under the Securities Act, or any successor provisions.
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SEC Rule 144 means Rule 144 promulgated by the SEC under the Securities Act. 1.21 “SEC Rule 145” means Rule 145 promulgated by the SEC under the Securities Act. 1.22 “Securities Act” means the Securities Act of 1933, as amended, and the rules and regulations promulgated thereunder.
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Examples of SEC Rule 144 in a sentence

  • Each certificate or instrument evidencing the Restricted Securities transferred as above provided shall bear, except if such transfer is made pursuant to SEC Rule 144, the appropriate restrictive legend set forth in Section 2.12(b), except that such certificate shall not bear such restrictive legend if, in the opinion of counsel for such Holder and the Company, such legend is not required in order to establish compliance with any provisions of the Securities Act.

  • The Company will not require such a legal opinion or “no action” letter (x) in any transaction in compliance with SEC Rule 144; or (y) in any transaction in which such Holder distributes Restricted Securities to an Affiliate of such Holder for no consideration; provided that each transferee agrees in writing to be subject to the terms of this Subsection 2.12.

  • In this connection, such Investor represents that it is familiar with SEC Rule 144, as presently in effect, and understands the resale limitations imposed thereby and by the Act.

  • The Company will not require such a legal opinion or “no action” letter (x) in any transaction in compliance with SEC Rule 144 or (y) in any transaction in which such Holder distributes Restricted Securities to an Affiliate of such Holder for no consideration; provided that each transferee agrees in writing to be subject to the terms of this Section 2.12.

  • Holder represents that it is familiar with SEC Rule 144, and understands the resale limitations imposed thereby and by the Securities Act.


More Definitions of SEC Rule 144

SEC Rule 144 means Rule 144 promulgated by the SEC under the Securities Act including the relevant no-action letters then interpreting such rule.
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SEC Rule 144 means Rule 144 promulgated by the SEC under the Securities Act. “SEC Rule 145” means Rule 145 promulgated by the SEC under the Securities Act. “SEC Rule 405” means Rule 405 promulgated by the SEC under the Securities Act.
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SEC Rule 144 means Rule 144 promulgated by the SEC under the authority of the Securities Act and codified at 17 C.F.R. §
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SEC Rule 144 means Rule 144 promulgated by the Securities and Exchange Commission under the Securities Act.
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SEC Rule 144 means Rule 144 promulgated by the SEC under the Securities Act (or any successor provision
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SEC Rule 144 means Rule 144 promulgated by the SEC under the DocuSign Envelope ID: 56AB6408-9B5D-4237-B130-D82A44DFCA8F DocuSign Envelope ID: 4460DB1A-C9E3-45EB-A068-2125D01354BF Securities Act. Securities Act.  DocuSign Envelope ID: 56AB6408-9B5D-4237-B130-D82A44DFCA8F DocuSign Envelope ID: 4460DB1A-C9E3-45EB-A068-2125D01354BF
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SEC Rule 144 means Rule 144 promulgated by the SEC under the Securities Act (or any successor rule promulgated thereafter by the SEC). “Securities Act” means the Securities Act of 1933, as amended, and the rules and regulations promulgated thereunder.
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