SEC Rule 144 definition
SEC Rule 144 means Rule 144 promulgated by the SEC under the Securities Act.
SEC Rule 144 means Rule 144 promulgated by the SEC under the Securities Act. “SEC Rule 145” means Rule 145 promulgated by the SEC under the Securities Act.
SEC Rule 144 means Rule 144 promulgated by the SEC under the Securities Act including the relevant no-action letters then interpreting such rule.
Examples of SEC Rule 144 in a sentence
The Company will not require such a legal opinion or “no action” letter (x) in any transaction in compliance with SEC Rule 144; or (y) in any transaction in which such Holder distributes Restricted Securities to an Affiliate of such Holder for no consideration; provided that each transferee agrees in writing to be subject to the terms of this Section 2.12.
More Definitions of SEC Rule 144
SEC Rule 144 means Rule 144 promulgated by the SEC under the Securities Act, as amended, or any successor provision thereto.
SEC Rule 144 means Rule 144 promulgated by the SEC under the Securities
SEC Rule 144 means Rule 144 promulgated by the SEC under the authority of the Securities Act and codified at 17 C.F.R. §
SEC Rule 144 means Rule 144 promulgated by the SEC pursuant to the Securities Act as such Rule may be amended from time to time, or any similar rule or regulation hereafter adopted by the SEC having substantially the same effect as such Rule.
SEC Rule 144 means Rule 144 promulgated by the SEC under the Securities Act and any successor provision. 1.15 “SEC Rule 405” means Rule 405 promulgated by the SEC under the Securities Act and any successor provision. 1.16 “Selling Expenses” means all underwriting discounts, selling commissions, stock transfer taxes or similar fees or arrangement applicable to the sale of Registrable Securities, and fees and disbursements of counsel for the Investor. 2.
SEC Rule 144 shall have the meaning ascribed to it in Section 7.2.
SEC Rule 144 means Rule 144 promulgated by the SEC under the Securities Act. “Securities Act” has the meaning set forth in Section 4.03(a).