Rule 144(k) definition

Rule 144(k) means Rule 144(k) as promulgated under the Securities Act, or any successor rule.

Rule 144(k) means subsection (k) of Rule 144 under the Act.

Rule 144(k) means Rule 144(k) promulgated by the SEC pursuant to the Securities Act, as such rule may be amended from time to time, or any similar rule or regulation hereafter adopted by the SEC having substantially the same purpose and effect as such rule.

Examples of Rule 144(k) in a sentence

• We agreed to keep this prospectus effective until the earlier of (i) the date on which the shares may be resold by the Selling Stockholders without registration and without regard to any volume limitations by reason of Rule 144(k) under the Securities Act or any other rule of similar effect or (ii) all of the shares have been sold pursuant to this prospectus or Rule 144 under the Securities Act or any other rule of similar effect.

• The Company agrees to cooperate with the Purchaser in connection with all resales pursuant to Rule 144(d) and Rule 144(k) and provide legal opinions necessary to allow such resales provided the Company and its counsel receive reasonably requested representations from the selling Purchaser and broker, if any.

• The Company shall include in such registration statement all or any part of such Registrable Securities such holder requests to be registered; provided, however, that the Company shall not be required to register any Registrable Securities pursuant to this Section 7(d) that are eligible for sale pursuant to Rule 144(k) of the Securities Act.

• If all or any portion of a Debenture or Warrant is converted or exercised (as applicable) at a time when there is an effective registration statement to cover the resale of the Underlying Shares, or if such Underlying Shares may be sold under Rule 144(k) or if such legend is not otherwise required under applicable requirements of the Securities Act (including judicial interpretations thereof) then such Underlying Shares shall be issued free of all legends.

• In connection with any transfer of Securities other than pursuant to an effective registration statement or to the Company or pursuant to Rule 144(k), except as otherwise set forth herein, the Company may require the transferor to provide to the Company an opinion of counsel selected by the transferor, the form and substance of which opinion shall be reasonably satisfactory to the Company, to the effect that such transfer does not require registration under the Securities Act.

More Definitions of Rule 144(k)

Rule 144(k) means Rule 144(k) promulgated under the Securities Act and any successor provision thereto.

Rule 144(k) means Rule 144(k) under the Securities Act.

Rule 144(k) means Rule 144(k) under the Securities Act or any successor rule.

Rule 144(k) means Rule 144(k) as promulgated under the Securities Act.

Rule 144(k) shall have the meaning set forth in Section 2(e)(iii).

Rule 144(k) means Rule 144(k) as promulgated under the Securities Act, as amended, or any successor rule.

Rule 144(k) has the meaning assigned thereto in Section 1(aa).