securities brokerage definition

securities brokerage means brokering or representing any person in the purchase, sale or exchange of securities in the normal course of business in consideration of a commission, fee or other remuneration therefrom.
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securities brokerage means for the purposes of this Lease the primary business described as SIC #6211 "Securities Brokers, Dealers and Flotation Companies" as described on Exhibit G attached hereto and made a part hereof.
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securities brokerage means acting as agent to buy/sell securities under the law governing securities and exchange;
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More Definitions of securities brokerage

securities brokerage means the operation of a securities company acting as an intermediary to carry out securities buying or selling orders on behalf of the customers for brokerage fees.
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securities brokerage means acting as an agent to buy/sell securities under the law
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Related to securities brokerage

  • Customs Broker means that individual, partnership, entity or corporation licensed by the Canada Border Services Agency, or other authorized body, to engage in the business of a customs broker and who is named as the Customs Broker in the Agency Agreement and Power of Attorney.

  • Morgan Stanley Broker means a broker-dealer affiliated with Morgan Stanley.

  • Seller’s Broker means ▇▇▇▇▇▇▇ & ▇▇▇▇▇▇▇▇▇.

  • Customs Broker Agreement means an agreement, in form reasonably satisfactory to the Collateral Agent, in which the customs broker or other carrier acknowledges that it has control over and holds the documents evidencing ownership of the subject Inventory for the benefit of the Collateral Agent and agrees, upon notice from the Collateral Agent, to hold and dispose of such Inventory solely as directed by the Collateral Agent.

  • Surplus lines broker means a person licensed pursuant to Article 5.1 (§ 38.2-1857.1 et seq.) of this