Securities Margin Account definition

Securities Margin Account means an Account for conducting any trades using the Margin Facility made available by GFSHK including without limitation to Short Sell Sub-Account and any other sub-account;
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Securities Margin Account means account opened by MBKE as clearing member in favor of the Customer to manage Margin being Marginable Securities of the Customer and to proceed with payment for the Positions of the Customer in the Derivative Trading Account.
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Securities Margin Account means a margin Account for the purchase and sale of Securities.
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Examples of Securities Margin Account in a sentence

  • Accordingly where the Client has now opened or hereafter opens both a securities cash account and a securities margin account with Hafoo, the relationship between the two parties shall be governed by both the Securities Cash Account Agreement and the Securities Margin Account Agreement.

  • SCHEDULE I Additional Provisions for Securities Margin Account and for Incorporating into the Securities Margin Account Agreement Where the Client has now opened or hereafter opens any securities cash account with Hafoo, in so far as such securities cash account is concerned, this Agreement is also termed Securities Cash Account Agreement.

  • Where the Client has now opened or hereafter opens any securities margin account with Hafoo, in so far as such securities margin account is concerned this Agreement is also termed Securities Margin Account Agreement.

  • Unless redefined herein or the context requires otherwise, all expressions defined in the Securities Cash Account Client Agreement and/or Securities Margin Account Client Agreement shall, where applicable, have the same meanings when used herein.

  • West Bull Securities may reject any instruction or order of the Client if the Client does not have a sufficient account balance to meet the Collateral Requirement and may delay the processing of any Instruction or order while determining the correct margin status of the Securities Margin Account.

  • This Internet Securities Trading Service Agreement is supplemental to the Securities Cash Account Client Agreement and/or Securities Margin Account Client Agreement entered into between the Client and CHKLS to which this Agreement is annexed whereby the Client agrees to use the Service as a medium to communicate with CHKLS and to transmit or receive information, data and documents between CHKLS and the Client subject to the terms and conditions of this Agreement.

  • The Instructions shall be carried out by CHKLS on the terms and conditions of the Securities Cash Account Client Agreement and/or Securities Margin Account Client Agreement.

  • We have read, understand and agree to be bound by the General Terms and Conditions and Additional Terms and Conditions for Securities Margin Account.

  • Where any conflict arises between the Securities Cash Account Client Agreement and/or Securities Margin Account Client Agreement and the provisions of this Agreement, the provisions of the latter shall prevail.


More Definitions of Securities Margin Account

Securities Margin Account means an Account with the Company primarily for effecting and recording Transactions effected by the Company on the Instructions of the Client by utilising the SMF Facilities (as defined in Appendix I (Margin Financing));
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Securities Margin Account the securities trading account opened by the Client with West Bull Securities through Offline Operation or Electronic Operation or by any other means in respect of which West Bull Securities has agreed to provide the Margin Facility to the Client in accordance with this Agreement
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Securities Margin Account the securities trading account opened by the Client with Towering Securities Limited through Offline Operation or Electronic Operation or by any other means in respect of which Towering Securities Limited has agreed to provide the Margin Facility to the Client in accordance with this Agreement. 「證券孖展帳戶」- 指客戶於高格證券有限公司以離線操作、電子操作或任何其他途徑 開設之證券帳戶，而為此高格證券有限公司同意根據本合約為此帳戶提供保證金信貸。
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Securities Margin Account means account opened by MSVN as clearing member in favor of the Customer to manage Margin being Marginable Securities of the Customer and to proceed with payment for the Positions of the Customer in the Derivative Trading Account.
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Related to Securities Margin Account

  • Margin Account means a segregated account in the name of a broker, dealer, futures commission merchant, or a Clearing Member, or in the name of the Fund for the benefit of a broker, dealer, futures commission merchant, or Clearing Member, or otherwise, in accordance with an agreement between the Fund, the Custodian and a broker, dealer, futures commission merchant or a Clearing Member (a "Margin Account Agreement"), separate and distinct from the custody account, in which certain Securities and/or money of the Fund shall be deposited and withdrawn from time to time in connection with such transactions as the Fund may from time to time determine. Securities held in the Book-Entry System or the Depository shall be deemed to have been deposited in, or withdrawn from, a Margin Account upon the Custodian's effecting an appropriate entry in its books and records.

  • Securities Market means an established securities market.

  • Personal Securities Transactions means any transaction in a Security pursuant to which an Access Person would have a Beneficial Ownership interest with the exception of obligations of the U.S. Government, bankers’ acceptances, bank certificates of deposit, money market fund shares, commercial paper, high quality short-term debt instruments and registered open-end investment companies, none of which are funds advised or sub-advised by the Firm.

  • Securities Financing Transactions Regulation means Regulation (EU) 2015/2365 of the European Parliament and of the Council of 25 November 2015 on transparency of securities financing transactions and of reuse and amending Regulation (EU) No 648/2012;

  • Securities Transaction means a purchase of or sale of Securities.

  • Personal Securities Transaction means any transaction in a Covered Security in which an Access Person has a direct or indirect Pecuniary Interest.

  • Private Securities Transaction means any securities transaction relating to new offerings of securities which are not registered with the Securities and Exchange Commission, provided however that transactions subject to the notification requirements of Rule 3050 of the Financial Industry Regulatory Authority’s (FINRA) Conduct Rules, transactions among immediate family members (as defined in the interpretation of the FINRA Board of Governors on free-riding and withholding) for which no associated person receives any selling compensation, and personal securities transactions in investment company and variable annuity securities shall be excluded.

  • Mortgage-backed Securities means securities that are secured or otherwise backed by Mortgage Loans.

  • Securities and Futures Ordinance means the Securities and Futures Ordinance (Cap. 571 of the Laws of Hong Kong);

  • Alternative Financing has the meaning set forth in Section 5.14(b).

  • Client Securities Rules means the Securities and Futures (Client Securities) Rules (Cap 571H of the Laws of Hong Kong).

  • Securities Transfer Act means the Securities Transfer Act (British Columbia) from time to time in force and all amendments thereto and includes all regulations and amendments thereto made pursuant to that Act.

  • Special Purpose Financing means any financing or refinancing of assets consisting of or including Receivables of the Company or any Restricted Subsidiary that have been transferred to a Special Purpose Entity or made subject to a Lien in a Financing Disposition.

  • Operating Margin Customer means a Control Area purchasing Operating Margin pursuant to an agreement between such other Control Area and the LLC.

  • Special Purpose Financing Fees means distributions or payments made directly or by means of discounts with respect to any participation interest issued or sold in connection with, and other fees paid to a Person that is not a Restricted Subsidiary in connection with, any Special Purpose Financing.

  • Securities Financing Transactions means repurchase agreements, reverse repurchase agreements, securities lending agreements and any other transactions within the scope of SFTR that a Fund is permitted to engage in;

  • Note A-5 Securitization means the first sale by the Note A-5 Holder of all or a portion of Note A-5 to a depositor who will in turn include such portion of Note A-5 as part of the securitization of one or more mortgage loans.

  • Investment Portfolio means invested assets (including cash and cash equivalents, short-term investments, bonds or other fixed income securities and equity investments).

  • Division/Series Transaction means, with respect to any Credit Party and/or any of its Subsidiaries that is a limited liability company organized under the laws of the State of Delaware, that any such Person (a) divides into two or more Persons (whether or not the original Credit Party or Subsidiary thereof survives such division) or (b) creates, or reorganizes into, one or more series, in each case, as contemplated under the laws of the State of Delaware.

  • securities financing transaction or 'SFT' means a repurchase transaction, a securities or commodities lending or borrowing transaction, or a margin lending transaction;

  • Financing agency means a bank, finance company, or other person that in the ordinary course of business makes advances against goods or documents of title or that by arrangement with either the seller or the buyer intervenes in ordinary course to make or collect payment due or claimed under the contract for sale, as by purchasing or paying the sellers draft or making advances against it or by merely taking it for collection whether or not documents of title accompany or are associated with the draft. "Financing agency" includes also a bank or other person that similarly intervenes between persons that are in the position of seller and buyer in respect to the goods under section 2707.

  • Credit Risk Manager Fee The fee payable to the Credit Risk Manager on each Distribution Date for its services as Credit Risk Manager, in an amount equal to one-twelfth of the Credit Risk Manager Fee Rate multiplied by the Stated Principal Balance of the Mortgage Loans immediately prior to such Distribution Date. Credit Risk Manager Fee Rate: 0.0165% per annum.

  • Refinancing Series means all Refinancing Term Loans, Refinancing Term Commitments, Other Revolving Credit Commitments or Other Revolving Credit Loans that are established pursuant to the same Refinancing Amendment (or any subsequent Refinancing Amendment to the extent such Refinancing Amendment expressly provides that the Refinancing Term Loans, Refinancing Term Commitments, Other Revolving Credit Commitments or Other Revolving Credit Loans provided for therein are intended to be a part of any previously established Refinancing Series) and that provide for the same Effective Yield and, in the case of Refinancing Term Loans or Refinancing Term Commitments, amortization schedule.

  • Note A-7 Securitization means the first sale by the Note A-7 Holder of all or a portion of Note A-7 to a depositor who will in turn include such portion of Note A-7 as part of the securitization of one or more mortgage loans.

  • Note A-5 Securitization Date means the closing date of the Note A-5 Securitization.