Examples of Securities Offerings in a sentence
SEC Staff Releases Sample Comment Letter on Securities Offerings.
The Subscriber is a resident of the District of Columbia and is not investing more than any applicable maximum investment limits under the District of Columbia-Only Securities Offerings Exemption, as set out in 26-B DCMR §§ 250 – 256.
I hold in good standing one or more of the following certifications, designations and/or credentials: [ ] (a) Licensed General Securities Representative (Series 7); [ ] (b) Licensed Investment Adviser Representative (Series 65); and/or [ ] (c) Licensed Private Securities Offerings Representative (Series 82).
Securities Offerings All services and any securities that may be offered on this Site are offered on the basis that they are used by accredited and qualified investors who have a proper understanding of, and are prepared to take responsibility for the associated investment and economic risks.
A natural person holding in good standing one or more professional certifications or designations or credentials from an accredited educational institution that the Securities and Exchange Commission has designated as qualifying an individual for accredited investor status, including the General Securities Representative license (Series 7), the Private Securities Offerings Representative license (Series 82), and the Licensed Investment Adviser Representative (Series 65); or Category 22.