Secondary Offering definition

Secondary Offering means an offering of securities of a publicly traded company that prior to the offering were not registered under the Securities Act of 1933, as amended.

Secondary Offering means an offering of previously issued securities, registered under the Securities Act of 1933, and held by large investors who resell such securities at a higher price. V. “Purchase or Sale of a Covered Security” includes, among other things, the writing of an option to purchase or sell a Covered Security. W. “Review Officer” means the person designated by the Advisers’ Ethics Committee2 as responsible for the review of personal trading activity conducted by Access/Advisory Persons.3 X. “Securities Held or to be Acquired” by an Investment Client means: (1) any Covered Security that, within the most recent 7 days, has been considered for purchase or sale for Investment Clients; and (2) any option to purchase or sell, and any security convertible into or exchangeable for, a Covered Security described above. Y. “Supervised Person” (defined above in Section II). Z. “Underwriter” means SunAmerica Capital Services, Inc. and/or American General Distributors, Inc.

Secondary Offering when used with respect to the Debt Securities of any series, means the offering and sale by the Company of Capital Securities for the account of Holders of Debt Securities of such series who elect to receive cash and not Capital Securities on the Capital Exchange Date for such series.

Examples of Secondary Offering in a sentence

• The Company will effect each Secondary Offering such that the closing of such Secondary Offering will occur on the Capital Exchange Date.

• The Company will effect each Secondary Offering such that the closing of the Secondary Offering will occur on the Capital Exchange Date.

• The Capital Exchange Date for any prepayment of Debt Securities of each series may be selected by the Company to be any date between a date 60 days prior to the Stated Maturity of such Debt Securities and such Stated Maturity, inclusive, and to be the date of the closing of the Secondary Offering for Debt Securities of such series.

• In connection with any Secondary Offering, the Company agrees to obtain appropriate indemnification of any Holder for the account of whom Capital Securities are being offered and sold in any Secondary Offering from any underwriter, agent or other similar person.

• In the event the Company fails to effect such Secondary Offering, the Capital Exchange Date will be the Stated Maturity of the Debt Securities of such series.

More Definitions of Secondary Offering

Secondary Offering means an offer for sale to the public of any securities 10of a company or its subsidiary, made by or on behalf of a person other than that company or its subsidiary;

Secondary Offering means a follow-on or secondary public offering of shares of Class A Common Stock by the Corporation following the IPO.

Secondary Offering has the meaning given to such term in Section 2.02(a).

Secondary Offering shall have the meaning set forth in Section 2.1 hereof.

Secondary Offering has the meaning set forth in Section 2.1(e) of this Agreement.

Secondary Offering an offering by Stockholders of Stockholder Shares as part of the Initial Public Offering, together with any sale of Stockholder Shares in connection with the exercise of any over-allotment option granted by Stockholders to underwriters in the Initial Public Offering.

Secondary Offering has the meaning set forth in Section 11.01(a).