Security Held or to be Acquired by a Fund definition

Security Held or to be Acquired by a Fund means (1) any Covered Security that within the most recent 15 days (a) is or has been held by one of the Funds or a mutual fund sub-advised by MCM; or (b) is being or has been considered by a Fund or MCM for purchase by the Fund or a mutual fund sub-advised by MCM; and (2) any option to purchase or sell, and any security convertible into or exchangeable for, such a Covered Security.

Security Held or to be Acquired by a Fund means (A) any Reportable Security which, within the most recent 15 days, (i) is or has been held by a Fund, or (ii) is being or has been considered by the Fund or its Fund Adviser for purchase by the Fund, or (B) any option to purchase or sell, and any Security convertible into or exchangeable for, a Reportable Security described above in clause (A) of this definition.

Security Held or to be Acquired by a Fund means

Examples of Security Held or to be Acquired by a Fund in a sentence

• A "Security Held or to be Acquired" by a Fund means (i) any Covered Security which, within the most recent 15 days (A) is or has been held by the Fund or (B) is being or has been considered by the Fund or the Adviser for purchase by the Fund and (ii) any option to purchase or sell, and any security convertible into or exchangeable for, a Covered Security described in the preceding clause (i).

• Report to the Ethics Committee the facts contained in any reports filed with the Designated Officer pursuant to section 9 of this Code when any such report indicates that an Access Person may have engaged in a transaction in a Security Held or to be Acquired by a Fund in a manner which is inconsistent with this Code.

• Report to the Ethics Committee the facts contained in any reports filed with the Designated Officer pursuant to section 8 of this Code when any such report indicates that an Access Person may have engaged in a transaction in a Security Held or to be Acquired by a Fund in a manner which is inconsistent with this Code.

• With respect to Investment Companies, until disclosed in a public report to shareholders or to the Securities and Exchange Commission in the normal course, all information concerning a Security Held or to be Acquired by a Fund shall be kept confidential by all Supervised Persons and disclosed by them only on a “need to know” basis.

• This has lead to the proliferation of web-based courses and curricula.

More Definitions of Security Held or to be Acquired by a Fund

Security Held or to be Acquired by a Fund means any Covered Security that, within the most recent fifteen days is or has been held by the Fund, or considered by the Fund or an Adviser for purchase by the Fund. The term also includes any option to purchase or sell, and any security convertible into or exchangeable for a Covered Security during the fifteen day period.

Security Held or to be Acquired by a Fund means (1) any Covered Security that within the most recent 15 days (a) is or has been held by one of the Funds; or (b) is being or has been

Security Held or to be Acquired by a Fund means: (1) any Covered Security which, within the most recent fifteen (15) days: (i) is or has been held by a Fund; or (i) is being or has been considered by a Fund or its investment adviser for purchase by a Fund; and (2) any option to purchase or sell, warrants, and any security convertible into or exchangeable for, a Covered Security.

Security Held or to be Acquired by a Fund means the following: (i) any Covered Security which, within most recent 15 days: (A) is or has been held by the Fund; or (B) is being considered or has been considered by the Adviser for purchase by the Fund; and (ii) any option to purchase or sell, and any security convertible into or exchangeable for, a Covered Security. Such definition also includes the writing of an option to purchase or sell a Covered Security.

Security Held or to be Acquired by a Fund means any Covered Security which, within the most recent 14 days:

Security Held or to be Acquired by a Fund for purposes of the Code means:

Security Held or to be Acquired by a Fund means (A) any Reportable Security which, within the most recent 15 days, (i) is or has been held by the Funds, or (ii) is being or has been considered by the Funds or the Fund Adviser for purchase by the Funds, or (B) any option to purchase or sell, and any Security convertible into or exchangeable for, a Reportable Security described above in clause (A) of this definition.