Security Held or to be Acquired by a Fund definition

Security Held or to be Acquired by a Fund means (1) any Covered Security that within the most recent 15 days (a) is or has been held by one of the Funds or a mutual fund sub-advised by MCM; or (b) is being or has been considered by a Fund or MCM for purchase by the Fund or a mutual fund sub-advised by MCM; and (2) any option to purchase or sell, and any security convertible into or exchangeable for, such a Covered Security.

Security Held or to be Acquired by a Fund means (A) any Reportable Security which, within the most recent 15 days, (i) is or has been held by a Fund, or (ii) is being or has been considered by the Fund or its Fund Adviser for purchase by the Fund, or (B) any option to purchase or sell, and any Security convertible into or exchangeable for, a Reportable Security described above in clause (A) of this definition.

Security Held or to be Acquired by a Fund means

Examples of Security Held or to be Acquired by a Fund in a sentence

• A "Security Held or to be Acquired" by a Fund means (i) any Covered Security which, within the most recent 15 days (A) is or has been held by the Fund or (B) is being or has been considered by the Fund or the Adviser for purchase by the Fund and (ii) any option to purchase or sell, and any security convertible into or exchangeable for, a Covered Security described in the preceding clause (i).

• Covered Persons of the Adviser shall not disclose or tip, trade on or appear to use any Nonpublic Material Information obtained in the course of or as a result of his or her relationship with the Adviser relating to (i) any Security (or Security which is convertible into such Security) Held or to be Acquired by a Fund or (ii) a Fund itself.

• Therefore, it is absolutely prohibited for any Access Person to engage in Personal Trading in a Security that the Access Person knows or should know is a "Security Held or to be Acquired" by a Fund.

• Rule 17j-1 (the “Rule”) under the Investment Company Act of 1940, as amended (the “Investment Company Act”), requires Total Fund Solution (the “Trust”), a registered investment company issuing shares in separate series (each a “Fund”), to adopt a written Code of Ethics containing provisions reasonably necessary to prevent its Access Persons (defined below) from engaging in fraudulent conduct in connection with the purchase or sale, directly or indirectly, of a Security Held or to be Acquired by a Fund.

• A "Security Held or to be Acquired" by a Fund means (i) any Covered Security which, within the most recent 15 days (A) is or has been held by the Fund or (B) is being or within such 15 day period has been considered by the Fund or the Subadviser for purchase by the Fund, and (ii) any option to purchase or sell, and any security convertible into or exchangeable for, a Covered Security described in the preceding clause (i).

More Definitions of Security Held or to be Acquired by a Fund

Security Held or to be Acquired by a Fund means any Covered Security that, within the most recent fifteen days is or has been held by the Fund, or considered by the Fund or an Adviser for purchase by the Fund. The term also includes any option to purchase or sell, and any security convertible into or exchangeable for a Covered Security during the fifteen day period.

Security Held or to be Acquired by a Fund means (1) any Covered Security that within the most recent 15 days (a) is or has been held by one of the Funds; or (b) is being or has been

Security Held or to be Acquired by a Fund means: (1) any Covered Security which, within the most recent fifteen (15) days: (i) is or has been held by a Fund; or (i) is being or has been considered by a Fund or its investment adviser for purchase by a Fund; and (2) any option to purchase or sell, warrants, and any security convertible into or exchangeable for, a Covered Security.

Security Held or to be Acquired by a Fund means the following: (i) any Covered Security which, within most recent 15 days: (A) is or has been held by the Fund; or (B) is being considered or has been considered by the Adviser for purchase by the Fund; and (ii) any option to purchase or sell, and any security convertible into or exchangeable for, a Covered Security. Such definition also includes the writing of an option to purchase or sell a Covered Security.

Security Held or to be Acquired by a Fund means any Reportable Security which, within the most recent 3 days:

Security Held or to be Acquired by a Fund means any Covered Security which, within the most recent 14 days:

Security Held or to be Acquired by a Fund for purposes of the Code means: