Examples of Investment Adviser in a sentence

The Investment Adviser agrees both during and after the duration of this appointment to keep confidential all information received by it while carrying out its duties which is not available to the general public.
In consideration of the Investment Adviser agreeing to keep such information confidential, the Company shall disclose such information to the Investment Adviser.
Without prejudice to the restrictions contained in paragraphs 1 and 2 of Schedule 1, the Company vests in the Investment Adviser all rights and powers of whatsoever nature as shall be necessary for the Investment Adviser properly and efficiently to perform its duties hereunder.
The Investment Adviser shall promptly send to the Company details of each written communication received by the GH Group from any Investee where requested by the Company to do so or where the Investment Adviser acting reasonably considers that such communication is material and is likely to be of concern to the Company.
For the purposes of this clause 24, the obligations on the Investment Adviser shall also apply to the Parent Companies and further the Parent Companies shall procure that all other entities within the GH Group shall comply with such obligations.

More Definitions of Investment Adviser

Investment Adviser means the party, other than the Trust, to the contract described in Section 3.2 hereof.

Investment Adviser means a party furnishing services to the Trust pursuant to any contract described in Section 4.1 hereof.

Investment Adviser means the investment adviser or investment advisers to the Fund and includes all sub-advisers or persons performing similar services.

Investment Adviser national securities exchange," "net assets," "prospectus," "sale," "sell" and "security" shall have the same meaning as such terms have in the 1940 Act, subject to such exemption as may be granted by the Securities and Exchange Commission by any rule, regulation or order. Where the effect of a requirement of the 1940 Act reflected in any provision of this Contract is made less restrictive by a rule, regulation or order of the Securities and Exchange Commission, whether of special or general application, such provision shall be deemed to incorporate the effect of such rule, regulation or order.

Investment Adviser or "ADVISER" shall mean a Person, as defined below, furnishing services to the Trust pursuant to any investment advisory or investment management contract described in Article IV, Section 7(a) of the Declaration of Trust;

Investment Adviser or "Adviser" means a party furnishing services to the Trust pursuant to any contract described in Article IV, Section 6(a) hereof;

Investment Adviser means a person that, for compensation, engages in the business of advising others, either directly or through publications or writings, as to the value of securities or the advisability of investing in, purchasing, or selling securities or that, for compensation and as a part of a regular business, issues or promulgates analyses or reports concerning securities. The term includes a financial planner or other person that, as an integral component of other financially related services, provides investment advice to others for compensation as part of a business or that holds itself out as providing investment advice to others for compensation. The term does not include: