Investment Adviser definition

Investment Adviser or "Adviser" means a party furnishing services to the Trust pursuant to any contract described in Article IV, Section 7(a) hereof;

AI-Powered Contracts

Draft, Review & Redline at the Speed of AI

Investment Adviser means the investment adviser or investment advisers to the Fund and includes all sub-advisers or persons performing similar services.

Investment Adviser means any party furnishing services to the Trust pursuant to any investment advisory contract described in Section 4.1 hereof.

Examples of Investment Adviser in a sentence

Distributor may provide services similar to those provided under this Agreement for any other person or entity on such terms as may be arranged with such person or entity, and Distributor shall not be required to disclose to the Fund or the Investment Adviser any fact or thing that may come to the knowledge of Distributor in the course of so doing.
Subject to approval by a Majority Shareholder Vote to the extent required by the 1940 Act, the Trust may from time to time enter into investment advisory or management contracts with one or more other Persons (the “Investment Advisers”) pursuant to which the Investment Adviser or Advisers shall agree to furnish to the Trust management, investment advisory, statistical and research facilities or other services.
Upon request by Distributor, the Fund or the Investment Adviser shall provide evidence of qualification of Shares in each applicable state or jurisdiction.

More Definitions of Investment Adviser

Investment Adviser means the party, other than the Trust, to the contract described in Section 3.2 hereof.

Investment Adviser means the entity identified by a Fund to BNY Mellon as the entity that has been retained by the Fund to provide investment advisory service to the Fund on a discretionary basis.

Investment Adviser means a party furnishing services to the Trust pursuant to any contract described in Section 4.1 hereof.

Investment Adviser or "ADVISER" shall mean a Person, as defined below, furnishing services to the Trust pursuant to any investment advisory or investment management contract described in Article IV, Section 7(a) of the Declaration of Trust;

Investment Adviser national securities exchange," "net assets," "prospectus," "sale," "sell" and "security" shall have the same meaning as such terms have in the 1940 Act, subject to such exemption as may be granted by the Securities and Exchange Commission by any rule, regulation or order. Where the effect of a requirement of the 1940 Act reflected in any provision of this Contract is made less restrictive by a rule, regulation or order of the Securities and Exchange Commission, whether of special or general application, such provision shall be deemed to incorporate the effect of such rule, regulation or order.

Investment Adviser means Nuveen Fund Advisors, LLC, or any successor company or entity.

Investment Adviser means a party furnishing services to the Trust pursuant to any investment advisory contract described in Article IV, Section 6(a) hereof;