Selling Dealer Agreement definition

Selling Dealer Agreement means an agreement, whether a master agreement or a single Vehicle purchase agreement, entered into between the Company or the Trust and a Selling Dealer related to the sale of one or more Vehicles to the Company or the Trust, together with such assignments or supplemental agreements, if any, as shall be necessary to enforce any rights against the Selling Dealer.
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Selling Dealer Agreement means each of the agreements entered into between the Partnership or the Dealer-Manager and any Seller Dealer with respect to the offer and sale of Units.
Sample 1
Selling Dealer Agreement means each of the agreements entered into between the Dealer-Manager and any Seller Dealer, each substantially in the respective form thereof filed as an exhibit to the Registration Statement.
Sample 1

Examples of Selling Dealer Agreement in a sentence

  • The Underwriter shall pay no fee or other compensation to the Company under this Agreement, but nothing in this Agreement shall alter or affect any compensation arrangements under the Selling Dealer Agreement or other agreements between the parties or their affiliates.

  • Selling Dealer Agreement cannot be justified, any excess over actual due diligence expenses that is paid is considered by FINRA to be undisclosed underwriting compensation, and is required to be included within its 10% compensation guideline and reflected on your books and records.

  • Selling Dealer Agreement satisfied, and approximately every week thereafter until the Partnership’s “Offering Termination Date,” which is defined in Section 1(b) of the Dealer-Manager Agreement.

  • The recommended amendments to Section 710A.3 will clarify the specific locations where the requirements apply without changing the existing regulatory effect.

  • If this amount is not secured by a Partnership’s respective Offering Termination Date, then nothing shall be payable to you by the Dealer-Manager under this Agreement and all funds advanced by subscribers for Units in MDS Securities, LLC Selling Dealer Agreement 8 that Partnership shall be returned to them by the Escrow Agent with interest and income earned thereon while held in the Escrow Account, if any, and without deduction for any fees or expenses.

  • Nothing in this Agreement shall preclude the Company from receiving prospectuses, SAIs, shareholder reports, proxy materials or other materials of the Funds which would otherwise be available to the Company or its broker-dealer affiliate pursuant to the Selling Dealer Agreement of even date between FDC and the Company’s broker-dealer affiliate.

  • Nothing in this Agreement shall preclude the Company from receiving prospectuses, SAIs, shareholder reports, proxy materials or other materials of the Funds which would otherwise be available to the Company or its broker-dealer affiliate pursuant to the Selling Dealer Agreement of even date between FDC and the Company's broker-dealer affiliate.

  • The Dealer-Manager is responsible for ensuring that all non-cash compensation arrangements comply with the restrictions on non-cash compensation in connection with MDS Securities, LLC Selling Dealer Agreement 7 direct participation programs as set forth in FINRA Conduct Rule 2810.

  • Selling Dealer Agreement Subscription Agreement, the Dealer-Manager shall transmit the check and the original executed Subscription Agreement to the Partnership.

  • In addition, the Dealer Manager shall, in accordance with applicable law or as prescribed by any state securities administrator, provide, or require in the Selling Dealer Agreement that the Selling Dealer shall provide, to any prospective investor copies of any required or prescribed document which is part of the Registration Statement and any supplements thereto during the course of the offering and prior to the sale.

Related to Selling Dealer Agreement

  • Broker-Dealer Agreement means each agreement between the Auction Agent and a Broker-Dealer substantially in the form attached hereto as Exhibit A.

  • Dealer Agreement means any agreement between a Dealer and AmeriCredit or an Originating Affiliate relating to the acquisition of Receivables from a Dealer by AmeriCredit or an Originating Affiliate.

  • managing dealer means a person that has entered into an agreement with an issuer under which the person has agreed to organize and participate in the solicitation of the exercise of the rights issued by the issuer;

  • Dealer Manager Agreement shall have the meaning set forth in the preamble.

  • Soliciting Dealers means those broker-dealers that are members of the Financial Industry Regulatory Authority, or that are exempt from broker-dealer registration, and that, in either case, enter into participating broker or other agreements with the Dealer Manager to sell Shares.

  • Wholesale dealer means any dealer who deals in, or who holds a licence under any law to deal in, as the case may be, wholesale quantities of goods, and the business and stock of a wholesale dealer shall be deemed to include the business and stocks of any retail dealer who conducts business on the same premises on which the wholesale dealer conducts his or her business; and

  • Participating Dealer means any licensed broker or dealer and who has entered into a Participation Agreement in form and substance acceptable to the Manager and the Trustee.

  • Dealer Manager means Realty Capital Securities, LLC, or such other Person selected by the Board of Directors to act as the dealer manager for the Offering.

  • Dealer Manager Fee means the fee from the sale of Shares in a Primary Offering, payable to the Dealer Manager for serving as the dealer manager of such Primary Offering.

  • Exchanging Dealer means any Holder (which may include any Initial Purchaser) that is a Broker-Dealer and elects to exchange for New Securities any Securities that it acquired for its own account as a result of market-making activities or other trading activities (but not directly from the Company or any Affiliate of the Company) for New Securities.

  • inter-dealer bond broker means a person or company that is approved by the Investment Industry Regulatory Organization of Canada under its Rule No. 36 Inter-Dealer Bond Brokerage Systems, as amended, and is subject to its Rule No. 36 and its Rule 2100 Inter-Dealer Bond Brokerage Systems, as amended from time to time;

  • Initial Purchaser As defined in the preamble hereto.

  • Selling Holder means a Holder who is selling Registrable Securities pursuant to a registration statement.

  • Dealer Managers shall have the meaning set forth in the preamble.

  • Forward Hedge Selling Commission means, for any Forward Contract, the product of (x) the Forward Hedge Selling Commission Rate for such Forward Contract and (y) the Volume-Weighted Hedge Price.

  • Initial Purchase Agreement means the Purchase Agreement (including the related Blanket Endorsement, Initial Xxxx of Sale and any attachments thereto) substantially in the form of Attachment A hereto (of which these Master Terms form a part by reference), to be executed by VL Funding, the VL Funding Eligible Lender Trustee on behalf of VL Funding, Funding and the Interim Eligible Lender Trustee on behalf of Funding, which shall certify that the representations and warranties made by VL Funding as set forth in Sections 5(A) and (B) and by the Servicer as set forth in Section 5(C) of these Master Terms are true and correct as of the Closing Date.

  • Selling Holders means, with respect to a specified registration pursuant to this Agreement, Holders whose Registrable Securities are included in such registration.

  • investment dealer means a person or company registered in the category of investment dealer;

  • Selling Agent Morgan Stanley & Co.

  • Vehicle dealer means a person engaged in the business of buying, selling, or exchanging a vehicle as defined in Subsection (138).

  • Used motor vehicle dealer means a person that is engaged in the business of purchasing, selling, exchanging, or dealing in used motor vehicles and that has an established place of business in this state at which it conducts that business. The term does not include a new motor vehicle dealer purchasing, selling, exchanging, or dealing in used motor vehicles as part of its business of purchasing, selling, exchanging, or dealing in new motor vehicles.

  • Placement Agency Agreement means the Placement Agency Agreement by and between the Company and the Placement Agent dated the date hereof.

  • Eligible Dealer means any corporation or other entity having as a principal business acting as a broker or dealer in securities.

  • Dealer-operator means the individual who works at the established place of business of a dealer

  • Participating Broker-Dealers shall have the meaning set forth in Section 4(a) hereof.

  • Broker-Dealer Subsidiary means any Subsidiary that is registered as a broker-dealer under the Exchange Act or any other applicable law requiring similar registration.