Examples of Selling Dealer Agreement in a sentence
The Underwriter shall pay no fee or other compensation to the Company under this Agreement, but nothing in this Agreement shall alter or affect any compensation arrangements under the Selling Dealer Agreement or other agreements between the parties or their affiliates.
The Units offered and sold under this Agreement shall be offered and sold only by broker-dealers selected by the Dealer-Manager ("Selling Dealers"), all of which shall enter into a Selling Dealer Agreement in the form annexed hereto as Exhibit A (the "Selling Dealer Agreement").
Prior to the Closing, Contributions will be made by Subscribers in the form of checks payable to "Capital Preferred Yield Fund - V, L.P., Escrow Account." Contributions shall be promptly transmitted by the broker-dealers who have executed the Selling Dealer Agreement (the "Selling Dealers") to the Agent for deposit into the Escrow Account.
Terms used herein and not defined herein are used with the meanings given them in the Selling Dealer Agreement (“Agreement’) or the Supplement.
Form of Selling Dealer Agreement (most recently revised January, 1997) is incorporated herein by reference to Exhibit e(11) of Post-Effective Amendment No. 43.
Rimrock Core Bond Fund Schedule B to the Selling Dealer Agreement Omnibus Requirements The Selling Dealer Agreement (the “Agreement”) obligates you to meet all applicable rules and regulations as well as the requirements described in the Rimrock Funds Trust Prospectus.
Please forward two executed copies of this Selling Dealer Agreement to Boenning & Scattergood, Inc., Attn: Xxxxx Xxxxxxx, 4 Tower Bridge, 000 Xxxx Xxxxxx Drive, Suite 300, West Conshohocken, PA 00000-0000, Telephone No.: (000) 000-0000 and Facsimile No.: (000) 000-0000.
Acceptance...........................................................................................18 Exhibit A - Form of Escrow Agreement for Lease Equity Appreciation Fund II, L.P. Exhibit B - Selling Dealer Agreement ANTHEM SECURITIES, INC.
Olstein shall provide Rodney Square with advance notice of the xxxxxxxy of any dealer xxxx which Olstein proposes to enter into a Selling Dealer Agreement, and xxxxx not execute any such agreement until Rodney Square has completed a suitable due diligence evaluation of xxxx dealer firm.
Form of Selling Dealer Agreement for Bank-Related Transactions (most recently revised January, 1997) is incorporated herein by reference to Exhibit e(12) of Post-Effective Amendment No. 43.