Examples of Short Selling in a sentence
Options, Futures and/or Short Selling by Investment Persons Investment Persons trading in options or futures contracts, or engaging in short sales of Covered Securities, must obtain both (a) approval by the senior manager designated in this section and (b) preclearance of the trade through TradeComply.
Note, however, that Short Selling Against the Box or otherwise hedging an investment in shares of Power Corporation of Canada, Power Financial Corporation, and Great-West Lifeco Inc.
Short Selling means an investor sells a security that is not owned in his or her account.
Due to the physical and business separation of the entities, Access Persons of the Firm are not under any trading restrictions within their personal accounts or any account in which they have beneficial interest with the following exceptions: • Short Selling and Margin Accounts Access Persons are not permitted to enter into short sales or trade on margin.
Short Selling: Seller represents that with respect to the securities of Pubco, it has not engaged in any short selling activity of any kind prior to the date hereof and shall not engage in any such activity whatsoever at any time through the Valuation Date.