Sponsoring Broker definition

Sponsoring Broker means a Participant other than a DMA Customer that allows its designated Customers to access the SEF Platform using the Participant ID of the Participant and (i) with respect to Cleared Swaps, is a Clearing Member; and (ii) with respect to Non-Cleared Swaps, is (x) an FCM or Introducing Broker; or (y) non-U.S. Person acting in a similar capacity that is not required to register as an FCM or Introducing Broker under the Act and that is appropriately licensed in a jurisdiction where its DMA Customer is located.

Sponsoring Broker means the broker who has issued a

Sponsoring Broker means a Participant that designates one or more of its Customers as Direct Market Access Customers under the Rules.

Examples of Sponsoring Broker in a sentence

• During the representation, Sponsoring Broker and/or Designated Agent may have learned material information about the seller that is considered confidential.

• Sponsoring Broker shall have the discretion to appoint a substitute designated agent for Buyer as Sponsoring Broker determines necessary.

• In no case shall Sponsoring Broker or Xxxxx's Designated Agent be obligated to advance funds for the benefit of Buyer in order to complete a closing.

• The Buyer acknowledges that Sponsoring Broker and Xxxxx's Designated Agent are being retained solely as real estate professionals, and not as attorneys, tax advisors, surveyors, structural engineers, home inspectors, environmental consultants, architects, contractors, or other professional service providers.

• I/We authorise my Sponsoring Broker, as detailed above, to accept delivery of the above securities, via transfer, from Net Nominees Limited into the above nominated Broker Sponsored account.I/We acknowledge that the Privacy Statement in the Application Form applies to the personal information collected on this form.

More Definitions of Sponsoring Broker

Sponsoring Broker means the broker who has issued a sponsor card to a licensed salesperson, another licensed broker, or a leasing agent.

Sponsoring Broker means the broker who certifies to the

Sponsoring Broker means a Participant that allows its designated Customers to access the SEF Platform using the Participant ID of the Participant and (i) with respect to Cleared Swaps, is a Clearing Member; and (ii) with respect to Non-Cleared Swaps, is an FCM or Introducing Broker.

Sponsoring Broker means any individual real estate broker who sponsors associate brokers or real estate salespersons who participate in any activity described in this Section.

Sponsoring Broker means the broker who has issued a sponsor card to a licensed managing broker, broker, or a leasing agent.

Sponsoring Broker means a licensed mortgage broker who negotiates or arranges mortgage loans

Sponsoring Broker means a person with a license who operates as a corporation, limited liability company, partnership, limited partnership, or limited liability partnership, or an individual with a managing broker license who operates as a sole proprietor.