Sub-Adviser definition

Sub-Adviser means an adviser to

Sub-Adviser means Nuveen Asset Management, LLC, the Fund’s sub-adviser, which is a subsidiary of the Investment Adviser.

Sub-Adviser means an investment adviser that acts as an investment sub-adviser to a portfolio advised by OFI and is not affiliated with OFI.

Examples of Sub-Adviser in a sentence

• The Sub-Adviser xxxxxx agrees that all records that it maintains for the Fund are the property of the Fund and further agrees to surrender promptly to the Fund any of such records upon the Fund’s or the Adviser’s request in compliance with the requirements of Rules 31a-3 and 31a-4 under the 1940 Act, although the Sub-Adviser may, at its own expense, make and retain a copy of such records.

• The Assets shall at all times be maintained exclusively in the custody of the Custodian or one or more other financial institutions approved by the Adviser and the Sub-Adviser and consistent with applicable law.

• The Sub-Adviser agrees to deliver annually, without charge, the Sub-Adviser’s brochure required by the Advisers Act.

• The effect of any material change in this Agreement will create a new contract that must be approved either: (i) by the vote of a majority of the outstanding voting securities of the Fund pursuant to Section 15(a) of the 1940 Act, or (ii) in accordance with an exemptive relief received from the SEC that would permit the Adviser, subject to the approval of the Trustees of the Fund, to appoint the Sub-Adviser without first obtaining approval of a majority of the outstanding voting securities of the Fund.

• Notwithstanding anything in this Agreement to the contrary, no provision of this Agreement shall be construed a waiver of rights that the Adviser and/or the Sub-Adviser have under applicable state and federal securities laws.

More Definitions of Sub-Adviser

Sub-Adviser means any registered investment adviser to any of the DWS Funds, to whom the Adviser delegates certain investment management responsibilities.

Sub-Adviser means an investment adviser that acts as an investment sub-adviser to a portfolio advised by OppenheimerFunds and is not affiliated with OppenheimerFunds.

Sub-Adviser means an investment adviser that acts as a sub-adviser to a portfolio advised by OFI or its affiliates.

Sub-Adviser means each sub-adviser with whom the Adviser has entered into a written agreement pertaining to the management of a Fund's assets.

Sub-Adviser means Xxxxxxx Capital Management, LLC, a corporation formed under Wisconsin law and registered as an investment adviser under the Advisers Act.

Sub-Adviser means any entity who pursuant to a contract with a Fund or EIM, regularly furnishes advice to a Fund with respect to the desirability of investing in, purchasing or selling securities or other property, or is empowered to determine what securities or other property shall be purchased or sold by the Fund.

Sub-Adviser means GSAM LP or any other entity appointed as sub-adviser in relation to the Fund or a Portfolio;