portfolio adviser definition
portfolio adviser means a person or company that provides investment advice or portfolio management services under a contract with the investment fund or with the manager of the investment fund;
portfolio adviser means an entity that provides investment advice or portfolio management services to, or for, an investment fund;
portfolio adviser means a person or company that provides investment advice or portfolio management services under a contract with the mutual fund or with the manager of the mutual fund;
More Definitions of portfolio adviser
portfolio adviser means:
(i) a portfolio manager; or
(ii) a broker or investment dealer exempted from registration as an adviser under section 148 of the regulation made under the Securities Act (Ontario) if that broker or investment dealer is not exempt from the by-laws or regulations of the Toronto Stock Exchange or the Investment Dealers’ Association of Canada referred to in that section;
portfolio adviser means Hamilton ETFs, in its capacity as portfolio adviser of the ETFs pursuant to the Trust Declaration;
portfolio adviser means
(i) a portfolio manager; or
(ii) a broker or investment dealer exempted from registration as an adviser under subsection 148(1) of the Regulation made under the Securities Act (Ontario) if that broker or investment dealer is not exempt from the by-laws or regulations of the Toronto Stock Exchange or the Investment Dealers' Association of Canada referred to in that subsection;
portfolio adviser means Invesco UK Services Limited in its capacity as Portfolio Adviser in accordance with the terms of the Advisory Agreement, or any successor or additional portfolio adviser appointed from time to time in connection with the Certificates under the Advisory Agreement;
portfolio adviser means an adviser registered under securities legislation3 for the purpose of managing the investment assets of one or more clients of the adviser through discretionary authority granted to the adviser by the clients;
portfolio adviser means a person or company that provides investment advice pursuant to a contractual arrangement with the mutual fund or its trustees or other legal representative or with the manager of the mutual fund under which the mutual fund is provided with investment advice, alone or together with administrative or management services, for valuable consideration;
portfolio adviser means a person or company that provides investment advice or portfolio management services under a contract with the mutualinvestment fund or with the manager of the mutualinvestment fund;