Summary Order definition

Summary Order means a bench order entered by the Chair or three-judge Circuit Court following a Disciplinary Proceeding that outlines in summary form the findings as to the allegations of Misconduct, the sanctions to be imposed, if any, the effective date of any sanctions imposed, and any notice requirements.
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Summary Order means a bench order entered by the Board Chair following a Disciplinary Proceeding that outlines in summary form the Board’s findings as to the Charge of Misconduct, the sanctions to be imposed, the effective date of any sanctions imposed, and any notice requirements.
Sample 1Sample 2Sample 3

Examples of Summary Order in a sentence

  • The Summary Order claims that the Adviser and Alliance Holding violated the West Virginia Uniform Securities Act, and makes factual allegations generally similar to those in the SEC Order and the NYAG Order.

  • On January 26, 2006, the Adviser, Alliance Holding, and various unaffiliated defendants filed a Petition for Writ of Prohibition and Order Suspending Proceedings in West Virginia state court seeking to vacate the Summary Order and for other relief.

  • On August 30, 2005, the West VirginiaSecurities Commissioner signed a Summary Order to Cease and Desist, and Notice of Right to Hearing addressed to the Adviser and Alliance Holding.

  • On September 22, 2006, Alliance and Alliance Holding filed an answer and motion to dismiss the Summary Order with the Securities Commissioner.

  • The Summary Order shall direct such further pro- ceedings as are appropriate.§ 1025.26 Settlements.(a) Availability.

  • On October 6, 2020, the Second Circuit issued its Summary Order upholding the District Court’s judgment affirming this Court’s decision that the Trustee properly treated PW transactions as debits to BLMIS customer accounts.

  • Mr. Farris did not object to the introduction of evidence confirming his convictionsfor specific crimes involving his truthfulness.15 While he attempted to explain some of 14 The Summary Order in Es-Tee Realty, includes: The district court based this determination, in part, on its conclusion that “Weinstock's concession of ...

  • The U.S. has various geographic specificities and significant climatic differences across regions ( Sulc and Franzluebbers, 2014), thus, a regional analysis could capture more variability in agricultural practices and farm characteristics which may increase the understanding of the functionality and the efficiency of agricultural systems.

  • I consent to the provision to me of the following information by way of a website: the Risk Disclosure Notice, the Spread Betting Customer Agreement, the Summary Order Execution Policy and the Summary Conflicts Policy and I hereby confirm that I have read, understood and agree to be bound by the terms of these documents.

  • The Summary Order shall direct such further pro- ceedings as are just.

Related to Summary Order

  • Issuer Order and “Issuer Request” means a written order or request of the Issuer signed in the name of the Issuer by any one of its Authorized Officers and delivered to the Indenture Trustee.

  • Company Order means a written request or order signed in the name of the Company by its Chairman of the Board, its President or a Vice President, and by its Treasurer, an Assistant Treasurer, its Secretary or an Assistant Secretary, and delivered to the Trustee.

  • Written Order means a written order signed by the General Manager or properly authorized representative or agent, mailed to the Contractor at the address designated in the firm's Bid, or to such other address as may be designated in writing as its official place of business.

  • resolution plan means a plan proposed by resolution applicant for insolvency resolution of the corporate debtor as a going concern in accordance with Part II;