The 1934 Act definition

The 1934 Act means the Securities Exchange Act of 1934, as amended, now in effect or as amended from time to time and any successor provisions thereto.
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The 1934 Act means the Town and Country Planning Act 1934;
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The 1934 Act means the Securities Exchange Act of 1934, as amended.
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Examples of The 1934 Act in a sentence

  • By virtue of their positions as controlling persons, these defendants are liable pursuant to Section 20(a) of the 1934 Act.

  • By reason of the foregoing, defendants violated Section 14(a) of the 1934 Act and Rule 14a-9 promulgated thereunder.

  • This Court has jurisdiction over the claims asserted herein pursuant to Section 27 of the 1934 Act because the claims asserted herein arise under Sections 14(a) and 20(a) of the 1934 Act and Rule 14a-9.

  • The Company will timely file such reports pursuant to the 1934 Act as are necessary in order to make generally available to its securityholders as soon as practicable an earnings statement for the purposes of, and to provide to the Underwriters the benefits contemplated by, the last paragraph of Section 11(a) of the 1933 Act.

  • The Individual Defendants disseminated the false and misleading Proxy Statement, which contained statements that, in violation of Section 14(a) of the 1934 Act and Rule 14a-9, in light of the circumstances under which they were made, omitted to state material facts necessary to make the statements therein not materially false or misleading.

  • The Company, during the period when a Prospectus relating to the Securities is (or, but for the exception afforded by Rule 172, would be) required to be delivered under the 1933 Act, will file all documents required to be filed with the Commission pursuant to the 1934 Act within the time periods required by the 1934 Act and 1934 Act Regulations.

  • By virtue of the foregoing, the Individual Defendants violated Section 20(a) of the 1934 Act.

  • Notwithstanding the foregoing provisions of this Section 6, a stockholder must also comply with all applicable requirements of the 1934 Act and the rules and regulations thereunder with respect to matters set forth in this Section 6.

  • As set forth above, the Individual Defendants had the ability to exercise control over and did control a person or persons who have each violated Section 14(a) of the 1934 Act and Rule 14a-9, by their acts and omissions as alleged herein.

  • Notwithstanding the foregoing provisions of this Section 5, in order to include information with respect to a stockholder proposal in the proxy statement and form of proxy for a stockholders’ meeting, a stockholder must also comply with all applicable requirements of the 1934 Act and the rules and regulations thereunder.


More Definitions of The 1934 Act

The 1934 Act means the M22Petroleum (Production) Act 1934; “the 1964 Act” means the M23Continental Shelf Act 1964;‌‌
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Related to The 1934 Act

  • 1934 Act means the Securities Exchange Act of 1934, as amended.

  • Exchange Act means the Securities Exchange Act of 1934, as amended.

  • 1934 Exchange Act means the Securities Exchange Act of 1934 of the United States, as amended, and the rules and regulations made thereunder, as now in effect or as the same may from time to time be amended, re-enacted or replaced.

  • 1934 Act Regulations means the rules and regulations of the Commission under the 1934 Act.

  • Securities Exchange Act of 1934 means the United States Securities Exchange Act of 1934, as from time to time amended.

  • the 1984 Act means the Road Traffic Regulation Act 1984;

  • the 1983 Act means the Representation of the People Act 1983;

  • Securities Exchange Act means the Securities Exchange Act of 1934, as amended.

  • U.S. Exchange Act means the United States Securities Exchange Act of 1934, as amended;

  • the 1974 Act means the Health and Safety at Work etc. Act 1974;

  • Rule 15c2-12 means Rule 15c2-12 under the Securities Exchange Act of 1934, as amended through the date of this Undertaking, including any official interpretations thereof.

  • Reporting Company means a company that is obligated to file periodic reports under Sections 13 or 15(d) of the Securities Exchange Act.

  • 1933 Act means the Securities Act of 1933, as amended.

  • Commodity Exchange Act means the Commodity Exchange Act (7 U.S.C. § 1 et seq.), as amended from time to time, and any successor statute.

  • the 1993 Act means the Pension Schemes Act 1993; “the 1995 Act” means the Pensions Act 1995;

  • the 1989 Act means the Local Government and Housing Act 1989;

  • the 1992 Act means the Local Government Finance Act 1992;

  • the 1980 Act means the Highways Act 1980(3);

  • the 1988 Act means the Local Government Finance Act 1988.

  • Securities Act means the Securities Act of 1933, as amended.

  • the 1998 Act (“Deddf 1998”) means the Teaching and Higher Education Act 1998;

  • SEC Rule means Rule 15c2-12 adopted by the Securities and Exchange Commission under the Securities Exchange Act of 1934.

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  • the 1973 Act means the Water Act 1973;

  • 1933 Act Regulations means the rules and regulations of the Commission under the 1933 Act.