1934 Act definition

1934 Act means the Securities Exchange Act of 1934, as amended.

1934 Act means the Securities Exchange Act of 1934, as amended, and the rules and regulations thereunder.

1934 Act means the Securities Exchange Act of 1934, as amended, or any similar federal statute, and the rules and regulations of the SEC thereunder, all as the same will then be in effect.

Examples of 1934 Act in a sentence

• The Company will furnish to each Underwriter, without charge, during the period when the Prospectus as amended or supplemented is required to be delivered under the 1933 Act or the 1934 Act (or required to be delivered but for Rule 172 under the 1933 Act), such number of copies of the Prospectus as amended or supplemented and each Free Writing Prospectus as such Underwriter may reasonably request.

• Prospectus or the Prospectus, whether pursuant to the 1933 Act, the 1934 Act or otherwise.

• The Company maintains disclosure controls and procedures (as such term is defined in Rule 13a-15(e) of the 1934 Act) that comply with the requirements of the 1934 Act; such disclosure controls and procedures have been designed to ensure that material information relating to the Company and its subsidiaries is made known to the Company’s principal executive officer and principal financial officer by others within those entities; and such disclosure controls and procedures are effective.

• The Company will timely file such reports pursuant to the 1934 Act as are necessary in order to make generally available to its security holders as soon as practicable an earnings statement for the purposes of, and to provide to the Underwriters the benefits contemplated by, the last paragraph of Section 11(a) of the 1933 Act.

• The definition of “Market Value” shall be amended by adding the following at the end of Paragraph 2(j): “, provided that “Market Value” with respect to any Security that is a U.S. fixed income security, but not a “government security” (as defined in the 1934 Act) as of any date, means the bid side market value of a par amount of such Security taking into account the relevant number of Securities, as determined by the Party A acting in good faith”.

More Definitions of 1934 Act

1934 Act means the Securities Exchange Act of 1934, as amended. Reference to a specific section of the 1934 Act or regulation thereunder shall include such section or regulation, any valid regulation promulgated under such section, and any comparable provision of any future legislation or regulation amending, supplementing or superseding such section or regulation.

1934 Act means the Securities Exchange Act of 1934, as amended from time to time (together with its corresponding rules, regulations and any applicable guidance and/or interpretations of the SEC (as defined below) or its staff promulgated thereunder).

1934 Act means the Securities Exchange Act of 1934, and “1940 Act” means the Investment Company Act of 1940, in each case as amended and in effect at the relevant time.

1934 Act means the Securities Exchange Act of l934, as amended from time to time.

1934 Act means the United States Securities Exchange Act of 1934, as amended;

1934 Act. The Securities Exchange Act of 1934, as amended.

1934 Act means the United States Securities Exchange Act of 1934;