Tradition SEF definition

Tradition SEF means Tradition SEF Inc., a Delaware corporation.
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Tradition SEF means Tradition SEF LLC., a Delaware limited liability company.
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Tradition SEF means Tradition SEF LLCInc., a Delaware limited liability companycorporation.
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Examples of Tradition SEF in a sentence

  • The Chief Compliance Officer of Tradition SEF will decide the merits of any request for disqualification within his or her sole discretion.

  • If during any disciplinary proceedings the Hearing Panel determines that a reasonable basis exists to believe that the respondent violated or is about to violate a Rule of Tradition SEF or a provision of Applicable Law other than the violations alleged in the notice of charges, the Hearing Panel may consider those apparent violations after providing the respondent with an opportunity to answer the additional allegations in accordance with Rule 607.

  • Tradition SEF will arrange for any hearing conducted in connection with disciplinary proceedings to be recorded verbatim, or substantially verbatim, in a manner capable of accurate transcription.

  • It must identify all of its Customers to Tradition SEF in the manner, at the times and in such detail as is specified by Tradition SEF.

  • Tradition SEF will make reasonable efforts to secure the presence of all other Persons called as witnesses whose testimony would be relevant.

  • Tradition SEF shall revoke the suspension of trading in whole or in respect of one or more Financial Product types if, in its opinion, the reason for such suspension has ceased to exist.

  • It must obtain appropriate representations and/or ensure that each Customer is organized and located in an Authorized Jurisdiction if it permits the Customer to have direct access to Tradition SEF through the Trading Privileges of the Participant.

  • It must obtain representations and/or ensure that each Customer is trading on Tradition SEF or subject to the Rules only for its own account (or the account of a Person managed by the Customer).

  • Upon request by Tradition SEF, such Customer must provide a representation regarding its compliance with such law or regulation.

  • Each Participant must identify each transaction executed on the Platform on the record of transactions submitted to Tradition SEF with the correct CTI code.

Related to Tradition SEF

  • Generation Service means the sale of electricity, including ancillary services such as the provision of reserves, to a Customer by a Competitive Supplier.

  • food business operator means the natural or legal persons responsible for ensuring that the requirements of food law are met within the food business under their control;

  • Distribution Service means the delivery of electricity to Customers by the Distribution Company.

  • Active business operations means all business operations that are not inactive business operations.

  • Video programming means programming provided by, or generally considered comparable to programming provided by, a television broadcast station.

  • Ohio Business Gateway means the online computer network system, created under section 125.30 of the Ohio Revised Code, that allows persons to electronically file business reply forms with state agencies and includes any successor electronic filing and payment system.