UK FSMA definition

UK FSMA means the United Kingdom Financial Services and Markets Act 2000 (as amended);
Sample 1Sample 2Sample 3
UK FSMA means the Financial Services and Markets Axx 0000.
Sample 1

Examples of UK FSMA in a sentence

  • Unless otherwise permitted by then current laws and regulations, Notes (including Notes denominated in pound sterling) having a maturity of less than one year and in respect of which the issue proceeds are to be accepted by the Issuer in the United Kingdom or whose issue otherwise constitutes a contravention of section 19 of the UK FSMA will have a minimum denomination of £ 100,000 (or its equivalent in other currencies).

  • Unless otherwise permitted by then current laws and regulations, Notes (including Notes denominated in pound sterling) having a maturity of less than one year and in respect of which the issue proceeds are to be accepted by the Issuer in the United Kingdom or whose issue otherwise constitutes a contravention of section 19 of the UK FSMA will have a minimum denomination of £100,000 (or its equivalent in other currencies).

  • A comparison between US ECPs and UK Authorised persons, US CFMA exemptions and exclusions and UK FSMA regulated activities reveal that the UK OTC derivatives regulation is more relaxed for some swaps and other OTC transactions.169 The result is that in the UK certain swaps are accessible to more market participants than in the US, with virtually no regulatory requirements.

  • The gross assets and liabilities of Brit Insurance (UK) Limited were transferred to BIL by way of a transfer under Part VII of UK FSMA in February 2007.In 2004, the Group completed the restructuring of its underwriting operation into three underwriting centres: London Market, Reinsurance and UK and opened a UK network of regional offices.At the end of 2005, following a series of natural catastrophes of extreme frequency and severity, the Group issued a £150 million subordinated bond.

  • The entry into this Agreement and the performance by the Company of its obligations under this Agreement, including the offer, allotment and issue of the Rights Issue Units in accordance with the Rights Issue Documents and the provisions of this Agreement will comply with the Articles of Association of the Company and Waterford Wedgwood UK, FSMA, the Listing Rules and all other relevant laws and regulations of the United Kingdom and Ireland.

  • The Financial Services and Markets Act 2000 (UK) (FSMA) introduced a civil offence regime relating to market abuse, which supplements the existing offences of insider dealing and market manipulation/misleading statements offences under the FSMA.

  • A Part VII transfer is a UK Court approved process which transfers insurance business from one insurer (or in this case multiple insurers, the Names) to another (in this case Speyford Limited ("Speyford") - please see question 8 below) under Part VII of the Financial Services and Markets Act 2000 (UK) ("FSMA").


More Definitions of UK FSMA

UK FSMA has the meaning set forth in Section 2.10(b)(i).
Sample 1

Related to UK FSMA

  • UK CRR means Regulation (EU) No. 575/2013 on prudential requirements for credit institutions and investment firms of the European Parliament and of the Council of 26 June 2013, as amended or supplemented, as it forms part of domestic law in the UK by virtue of the EUWA.

  • FSMA means the Financial Services and Markets Act 2000;

  • UK Bribery Act means the Xxxxxxx Xxx 0000 of the United Kingdom, as amended, and the rules and regulations thereunder.

  • Australian Consumer Law means the Australian Consumer Law set out in Schedule 2 of the Competition and Consumer Act 2010 (Cth).

  • UK GDPR means the GDPR, as transposed into United Kingdom national law by operation of section 3 of the European Union (Withdrawal) Act 2018 and as amended by the Data Protection, Privacy and Electronic Communications (Amendments etc.) (EU Exit) Regulations 2019.

  • Australian Tax Act means the Income Tax Assessment Act 1936 (Cth) (Australia) or the Income Tax Assessment Act 1997 (Cth) (Australia), as applicable.

  • Israeli Companies Law means the Israeli Companies Law, 5759-1999, as amended, and the regulations promulgated thereunder.

  • UK Listing Authority means the Financial Services Authority in its capacity as competent authority under the Financial Services and Markets Xxx 0000.

  • UK Data Protection Legislation means all applicable data protection and privacy legislation in force from time to time in the UK including the UK GDPR; the Data Protection Act 2018; the Privacy and Electronic Communications Directive 2002/58/EC (as updated by Directive 2009/136/EC) and the Privacy and Electronic Communications Regulations 2003 (SI 2003/2426) as amended.

  • UK means the United Kingdom of Great Britain and Northern Ireland.

  • PPS Law means the PPSA and any amendment made at any time to the Corporations Act 2001 (Cth) or any other legislation as a consequence of the PPSA.

  • Anti-Bribery Law means any applicable anti-bribery or anti-corruption law, regulation or rule enacted in any jurisdiction, including the US Foreign Corrupt Practices Act of 1977 and the UK Xxxxxxx Xxx 0000;

  • Australian Corporations Act means the Corporations Xxx 0000 (Cth) of Australia.

  • Scheme Rules means the applicable SEPA direct debit or credit transfer scheme rules of the European Payments Council as amended from time to time.

  • Italian Civil Code means the Italian civil code, enacted by Royal Decree No. 262 of 16 March 1942, as subsequently amended and supplemented.

  • HKICL means Hong Kong Interbank Clearing Limited and its successors and assigns.

  • UKLA means the United Kingdom Listing Authority.

  • Hong Kong Listing Rules means the Rules Governing the Listing of Securities on The Stock

  • Companies Law means the Companies Law (2018 Revision) of the Cayman Islands, as amended from time to time.

  • Pension Scheme means a contract, an agreement, a trust deed or rules stipulating which retirement benefits are granted and under which conditions;

  • Australian Government rebate means the private health insurance rebate that helps reduce the cost of health insurance. The rebate you are entitled to depends on your income and age and is indexed annually by the Australian Government.

  • Treaty on European Union means the Treaty of Rome of March 25, 1957, as amended by the Single Xxxxxxxx Xxx 0000 and the Maastricht Treaty (which was signed at Maastricht on February 1, 1992 and came into force on November 1, 1993), as amended from time to time.

  • Anti-Bribery Laws means the anti-bribery provisions of the Foreign Corrupt Practices Act of 1977, as amended, and all other applicable anti-corruption and bribery Laws (including the U.K. Xxxxxxx Xxx 0000, and any rules or regulations promulgated thereunder or other Laws of other countries implementing the OECD Convention on Combating Bribery of Foreign Officials).

  • UK Treaty State means a jurisdiction having a double taxation agreement (a “UK Treaty”) with the United Kingdom which makes provision for full exemption from tax imposed by the United Kingdom on interest.

  • Companies Act means the Companies Act, 2008 (Act No. 71 of 2008);

  • UK Treaty Lender means a Lender which: