Wachovia Securities definition

Wachovia Securities means Wachovia Capital Markets, LLC, and its successors and assigns.

Wachovia Securities is defined in the preamble.

Wachovia Securities means Wachovia Capital Markets, LLC and its successors.

Examples of Wachovia Securities in a sentence

• The authorized firms are Wachovia Securities (for accounts that were previously maintained at Prudential Securities), Pruco Securities, Charles Schwab, E*TRADE, Fidelity Investments, and Merrill Lynch.

• The authorized firms are Wachovia Securities, Pruco Securities, Charles Schwab, E*TRADE, Fidelity Investments, and Merrill Lynch.

• Prior to joining LPL, he was Managing Director and Director of Research at Wachovia Securities from 2000 to 2007.

• To ensure compliance with these requirements, PEG associates are prohibited from opening or maintaining any “employee account or employee-related account,” as defined below, at a firm other than the following authorized broker-dealers: Wachovia Securities (for accounts that were previously maintained at Prudential Securities), Charles Schwab, E*Trade and Fidelity Investments.

• To ensure compliance with these requirements, PEG associates are prohibited from opening or maintaining any “employee account or employee-related account,” as defined below, at a firm other than the following authorized broker-dealers: Wachovia Securities, Charles Schwab, E*Trade and Fidelity Investments.

More Definitions of Wachovia Securities

Wachovia Securities has the meaning specified in the preamble to this Agreement.

Wachovia Securities means Wachovia Securities, Inc., successor by merger to First Union Securities, Inc.

Wachovia Securities means Wachovia Securities, LLC, a Delaware limited liability company.

Wachovia Securities. Wachovia Capital Markets, LLC.

Wachovia Securities. Wachovia Capital Markets, LLC, a Delaware limited liability company, and its successors. Xxxxx Fargo Bank: Xxxxx Fargo Bank, National Association, and its successors.

Wachovia Securities. Wachovia Securities, Inc., successor by merger to First Union Securities, Inc.

Wachovia Securities means Wachovia Securities, Inc., which as of the date of this Agreement is a Delaware corporation and an indirect Wholly-Owned Subsidiary of Wachovia.