First Union Securities definition

First Union Securities. First Union Securities, Inc. or its successor in interest.
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First Union Securities means as specified in the initial paragraph of this Agreement.
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First Union Securities means First Union Securities, Inc., a North Carolina corporation, and its successors.
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Examples of First Union Securities in a sentence

  • The information in this report has been obtained or derived from sources believed by First Union Securities, Inc.

  • Any opinions or estimates contained in this report represent the judgement of First Union Securities, Inc.

  • First Union Securities, Inc., or its affiliates may from time to time provide advice with respect to, acquire, hold, or sell a position on the securities mentioned herein.

  • Wachovia Securities is the trade name under which Wachovia Corporation conducts its investment banking, capital markets and institutional securities business through First Union Securities, Inc.

  • Credit Suisse First Boston and First Union Securities make no representations that the above referenced security will actually perform as described in any scenario presented.

  • The above preliminary description of the underlying assets has been provided by the issuer and has not been independently verified by Credit Suisse First Boston or First Union Securities.

  • For its assistance in arranging the financing agreement, First Union Securities, Inc.

  • The Servicer will also forward to the Indenture Trustee each Rating Agency and First Union Securities, Inc.

  • The Servicer will also forward to the Indenture Trustee, the Owner Trustee, each Rating Agency and First Union Securities, Inc.

  • First Union Securities, Inc........................................


More Definitions of First Union Securities

First Union Securities means First Union Securities, Inc., a Delaware corporation.
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First Union Securities means First Union Securities, Inc.
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First Union Securities means the First Union Warrants and any shares of Common Stock issued upon exercise of the First Union Warrants.
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First Union Securities is acting as Dealer Manager in connection with the Purchaser's acquisition of the Company. First Union Securities will receive customary compensation for its services as Dealer Manager in connection with the Offer. Parent has also agreed to reimburse First Union Securities for its reasonable out-of-pocket expenses related to such services, including the reasonable fees and expenses of its counsel, and to indemnify First Union Securities and certain related persons against certain liabilities and expenses, including certain liabilities and expenses under the Federal securities laws. The Purchaser has retained X.X. Xxxx & Co., Inc., to act as the Information Agent and First Union National Bank to serve as the Depositary in connection with the Offer. The Information Agent and the Depositary each will receive reasonable and customary compensation for their services, be reimbursed for certain reasonable out-of-pocket expenses and be indemnified against certain liabilities and expenses in connection therewith, including certain liabilities and expenses under the Federal securities laws. None of the Purchaser, Parent or TBG Holdings will pay any fees or commissions to any broker or dealer or other person (other than the Dealer Manager and the Information Agent) in connection with the solicitation of tenders of Shares pursuant to the Offer. Brokers, dealers, banks and trust companies will be reimbursed by the Purchaser upon request for customary mailing and handling expenses incurred by them in forwarding material to their customers.
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Related to First Union Securities

  • NIM Securities As defined in the tenth Recital to this Agreement.

  • Corporation Securities means (i) shares of Common Stock, (ii) shares of Preferred Stock (other than preferred stock described in Section 1504(a)(4) of the Code), (iii) warrants, rights, or options (including options within the meaning of Treasury Regulation § 1.382-2T(h)(4)(v)) to purchase stock of the Corporation, and (iv) any other interest that would be treated as “stock” of the Corporation pursuant to Treasury Regulation § 1.382-2T(f)(18).

  • BofA Securities means BofA Securities, Inc.

  • Original Purchasers means RBC Capital Markets, LLC, Chicago, Illinois, and the other original purchasers designated by the Fiscal Officer in the Certificate of Award.

  • Placement Agent Warrants shall have the meaning set forth in the Subscription Agreement.

  • ETP Securities means the Series of ETP Securities to which these Conditions relates or, as the context may require, any or all securities issued by the Issuer under the Programme.

  • Original Purchaser means the original purchaser of the Bonds designated by the Fiscal Officer in the Certificate of Award.

  • Series B Securities means the 11-1/2% Senior Notes due 2007, Series B, of the Company to be issued pursuant to this Indenture in exchange for the Series A Securities pursuant to the Registered Exchange Offer and the Registration Rights Agreement.

  • Series A Securities means the Company's Series A 9 3/8% Junior Subordinated Deferrable Interest Debentures due May 1, 2028 as authenticated and issued under this Indenture.

  • Underwriters' Securities means the Offered Securities other than Contract Securities.

  • Purchaser Securities means the Purchaser Units, the Purchaser Common Stock, the Purchaser Preferred Stock and the Purchaser Warrants, collectively.

  • Portfolio Securities or "investments" of the Series shall mean, respectively, such assets, net assets, securities, portfolio securities or investments which are from time to time under the management of the Subadviser pursuant to this Agreement.

  • PIPE Investors means those certain investors participating in the PIPE Investment pursuant to the Subscription Agreements.

  • Additional Purchased Securities Securities provided by Seller to Buyer pursuant to Paragraph 4(a) hereof;

  • Private Securities has the meaning set forth in Annex A hereto.

  • Equity-linked Securities means any debt or equity securities that are convertible, exercisable or exchangeable for Class A Shares issued in a financing transaction in connection with a Business Combination, including but not limited to a private placement of equity or debt.

  • Lock-Up Securities has the meaning set out in Section 5(l).

  • Xxxxx Fargo Securities means Xxxxx Fargo Securities, LLC.

  • Placement Agency Agreement means the Placement Agency Agreement by and between the Company and the Placement Agent dated the date hereof.

  • Offeror’s Securities means Voting Shares Beneficially Owned by an Offeror on the date of the Offer to Acquire;

  • Placement Agent Agreement means that certain placement agent agreement dated as of the date hereof between the Company and the Placement Agent.

  • Related Securities means any options or warrants or other rights to acquire Shares or any securities exchangeable or exercisable for or convertible into Shares, or to acquire other securities or rights ultimately exchangeable or exercisable for or convertible into Shares.

  • Placement Agents shall have the meaning set forth in the preamble.

  • Option Securities shall have the meaning ascribed to such term in Section 2.2(a).

  • Conversion Securities has the meaning set forth in Section 4.08(b).

  • Reorganization Securities has the meaning set forth in Section 6.9 hereof.