A cette fin, Bolero et le(s) soussigné(s)
Numéro de client Bolero
Le Client exprime le souhait de participer au négoce en options aux Bourses d’options réglementées, proposées par Bolero.
A cette fin, Xxxxxx et le(s) soussigné(s)
(ci-après dénommé(s): le “Client”)
ont convenu de ce qui suit:
Tous les ordres pour des transactions transmises pour exécution à Xxxxxx sont soumis aux dispositions des documents suivants:
• Les Conditions Générales et les Conditions d’Utilisation de Bolero;
• Ouverture de compte(s) Bolero auquel est lié un compte de titres;
• Tarif Bolero Online pour opérations sur options;
• Les règlements applicables de la Bourse d’options et de l’organisme de liquidation concernés.
Le Client déclare en outre avoir pris connaissance du document Xxxxxx ‘Brochure d’information sur les Options’, du document d’information à propos de la politique d’exécution d’ordres de Xxxxxx et de la convention ‘Options Price Reporting Authority’ (qui sera soumise pour acceptation avant le placement de premier ordre sur options). Le client admet l’importance primordiale d’avoir pris connaissance des documents précités avant de placer un ordre. Lors du placement de son premier ordre sur options, le Client sera censé avoir lu les documents précités et en avoir accepté le contenu sans réserves.
Tous les documents précités font partie intégrante de la présente convention.
Le client confirme les déclarations concernant sa connaissance d’options, des marchés dérivés, de la couverture et de la garantie figurant à l’article 28.6 des Conditions générales. En outre le Client confirme avoir pris connaissance de ses obligations en matière de garantie et de couverture des opérations
telles que décrites notamment à l’article 28.6.6 des Conditions Générales.
Le Client s’engage à payer tous les frais découlant du négoce en options, notamment les frais de transaction et les commissions indiqués dans le document “Tarif Bolero Online”. Bolero se réserve le droit de modifier ses tarifs à tout moment.
Le Client autorise Xxxxxx à prélever d’office tous les frais et commissions par le débit du Compte
indiqué dans la présente convention ou de tout autre Compte du Client.
La convention de négoce en options est conclue pour une durée indéterminée et peut être résiliée séparément conformément aux dispositions prévues dans les Conditions Générales lors de la terminaison de la relation de client.
Fait en deux exemplaires, chacune des parties déclarant avoir reçu le sien, à le – –
Titulaire
“Lu et approuvé”
Signature:
*Uniquement pour les comptes communs
Co-titulaire*
“Lu et approuvé”
Signature:
General Manager KBC
CEO Bolero
Xxxxxx Xxxxxxxxx
Numéro de client Bolero:
Attachment b-2
Options Price Reporting Authority
Hardcopy form of subscriber agreement
This Subscriber Agreement (this “Agreement”) is an agreement between the undersigned (“Subscriber” or
“you”) and KBC Bank NV–Xxxxxxxxx 0, 0000 Xxxxxxx (“Vendor”).
The purpose of this Agreement is to establish the terms and conditions upon which you may receive from Vendor a market data service (the “Service”) providing access to information published by the Options Price Reporting Authority (“OPRA”). The information published by OPRA consists of current options last sale and quotation information and related information (“OPRA Data”). The OPRA Data is published by OPRA pur- suant to a Plan declared effective by the Securities and Exchange Commission. In reviewing and approving this Agreement, Vendor is authorized to act on behalf of the “OPRA Participants,” which are those national securities exchanges who, from time to time, are parties to this Plan. The person who acts from time to time as data processor on behalf of OPRA is referred to in this Agreement as “OPRA’s Processor.”
This Agreement includes an “Addendum for Nonprofessionals.” The term “Nonprofessional” is defined in the Addendum. The purpose of the Addendum is to determine whether you are a Nonprofessional under this definition. If you are a Nonprofessional under this definition, OPRA’s charges to Vendor for your use of the
OPRA Data are subject to a cap, and you may be entitled to pay lower fees to Vendor. You do not need to com- plete the Addendum, but if you do not do so, or if you cannot agree with all of the statements in the Adden- dum, OPRA will not consider you to be a Nonprofessional.
You hereby represent and agree as follows:
1. Your full name and address:
2.
3. You shall receive the Service and the OPRA Data included therein solely for your own business or personal use, and you shall not retransmit or otherwise furnish the OPRA Data to any person other than your own employees on devices that are subject to the control of Vendor. If you are a Nonprofessional in accordance with the Addendum for Nonprofessionals, you are only permitted under this Agreement to use the OPRA Data for your own personal investment activities.
4. You acknowledge that OPRA Data is and shall remain the property of the OPRA Participant on which a reported transaction took place or a reported quotation was entered.
1. Disclaimer of liability--neither vendor, OPRA, OPRA’s processor nor any OPRA participant guarantees the timeliness, sequence, accuracy or completeness of any of the OPRA data supplied to you hereunder and neither vendor, OPRA, OPRA’s processor nor any OPRA participant shall be liable in any way, to you or to any other person, for any loss, damages, cost or expense which may arise from any failure
of performance by vendor, OPRA, OPRA’s processor or any OPRA participant, or from any delays, inaccuracies, errors in or omissions of, any of the OPRA data or in the transmission or delivery thereof, whether or not due to any negligent act or omission on the part of vendor, OPRA, OPRA’s processor or any OPRA participant. in no event shall vendor, OPRA, OPRA’s processor or any participant be liable for any incidental, special, indirect or consequential damages, including but not limited to lost profits, trading losses, or damages resulting from inconvenience or loss of use of the service.
2. Your receipt of the OPRA Data hereunder may be terminated at any time by you or by Vendor upon 30 days notice from the terminating party to the other party, and may be terminated immediately upon a determination by Vendor or OPRA that you are not in compliance with this Agreement.
3. Nothing herein shall be deemed to prevent or restrict OPRA, OPRA’s Processor or any OPRA Participant from discontinuing to furnish OPRA Data for dissemination or from making such changes in the speed of transmission, the characteristics of the electrical signals representing the OPRA Data or the manner of disseminating the same, as OPRA shall from time to time determine to be appropriate, with or without notice to you. You shall not hold OPRA, OPRA’s Processor, or any OPRA Participant liable for any resulting liability, loss or damage that may arise therefrom.
4. You agree to notify Vendor promptly of any changes in the information provided herein and to furnish Vendor any additional information requested by it in connection with your receipt of the OPRA Data.
5. The parties acknowledge and agree that this Agreement is for the express benefit of OPRA, OPRA’s
Processor and each OPRA Participant.
6. The provisions of Sections 3, 4 and 8 survive any termination of this Agreement and remain in full force
and effect.
7. All notices to Vendor under this Agreement shall be sent to the Vendor’s street address set forth above and all notices to you under this Agreement shall be sent to the street address that you provide in paragraph 1.
date: – –
(Subscriber’s Name): (Signature of or on behalf of Subscriber):
Addendum for nonprofessionals
(To be completed by Nonprofessional Subscribers only)
The purpose of this Addendum is to determine whether you are a “Nonprofessional” for OPRA’s purposes. XXXX defines a “Nonprofessional” as an individual for whom the four statements set out in paragraphs 1(a) through (d) of this Addendum are true.
1. You represent and agree that the following statements are and will continue to be true for so long as you receive OPRA Data as a Nonprofessional:
(a) You are entering into this Agreement in your own individual capacity and not on behalf of any other person or any corporation, partnership, limited liability company, trust, association or other form of entity.
(b) You shall use the OPRA Data solely in connection with your individual personal investment activities and not in connection with any trade or business activities.
(c) You are not a securities broker-dealer, investment advisor, futures commission merchant, commodities introducing broker or commodity trading advisor, member of a securities exchange or association or futures contract market, or an owner, partner, or associated person of any of
the foregoing.
(d) You are not employed by a bank or an insurance company or an affiliate of either to perform
functions related to securities or commodity futures investment or trading activity.
2. You agree to notify Vendor promptly if your circumstances change such that any of the statements in
Section 1 of this Addendum would no longer be true for you.
(Subscriber’s Name): (Signature of or on behalf of Subscriber):
Contrat de négoce en
options Bolero online
Pour des raisons de sécurité, veuillez joindre une copie de la carte d’identité la plus récente de chaque titulaire de compte. Xxxxx demande ne sera pas traitée si nous ne disposons pas d’une copie valide de la carte d’identité de chaque titulaire de compte.
Collez ici une copie du recto et du verso de la carte d’identité du titulaire du compte.
Collez ici une copie du recto et du verso de la carte d’identité du titulaire du compte joint*.
* Uniquement pour les comptes joints.