Securities Trading Account Agreement Sample Contracts

Contract
Securities Trading Account Agreement • November 23rd, 2022

Securities, such notice shall be given simultaneously with the selling instruction. 4.3(Transactions in Securities) If EISHK solicit the sale of or recommend any financial product or any product including any virtual assets to theClient, the financial product or product must be reasonably suitable for the Client having regard to the Client’s financialsituation, investment experience and investment objectives. No other provision of this Agreement or any other document EISHK may ask the Client to sign and no statement EISHK may ask the Client to make derogates from this clause. 17/10/2022 4.4(Transactions in Securities) In relation to virtual assets related complex products which may also involve into trading that falls outside thejurisdiction of the Securities & Futures Commission (“SFC”), unless otherwise stipulated by the SFC, the Client shall only place order or give instruction if it has fulfilled the applicable requirements, including:(a) with regard to the assessment of