Common use of 200-Year Deliverables Clause in Contracts

200-Year Deliverables. Table 11-2 lists the deliverables associated with the project and each deliverable planned date of submittal. The final two columns indicate placeholders for each deliverable’s projected date of submittal and acceptance to DWR. Table 11-1. Earned Value Report by Element Cost incurred Planned Value % Schedule Earned [1] Description OAWP Budget [1] % Spent % Progress [2] Elapsed Value Element 1 Grant Application $25,100 $25,040 99.8% 100.0% $25,040 99.8% $25,100 2 Program Management $2,250,000 $1,559,487 69.3% 69.0% $1,340,612 59.6% $1,552,500 3 Design & ROW Support $5,650,000 $4,370,843 77.4% 50.0% $3,872,578 68.5% $2,825,000 4 Envrionmental Review & Permitting $1,300,000 $961,017 73.9% 51.0% $1,300,000 100.0% $663,000 6 Construction, Mitigation, & Other Project Activite $37,463,115 $50,750 0.1% 0.0% $6,877,969 18.4% $0 7 Closeout Process (Post Add to SPFC) $95,700 -$1,218 -1.3% 0.0% $0 0.0% $0 5 ROW Acquisition (Post Add to SPFC) [3] $7,174,515 N/A N/A N/A $6,395,170 N/A N/A $46,783,915 $6,965,919 14.9% 10.8% $13,416,199 28.7% $5,065,600 [1] Total Cost As of December 2019. [2] Planned Value will equal Cost Incurred due to Budget Change. [3] Element 5 ROW Tracked Separately. Chart 11-1. Earned Value [1] Prior to January 2020 Planned and Actual Costs are aligned. TRLIA 200-Year Goldfields Levee Project Quarter 10 Report May 11, 2020 Table 11-2. 200-Year Deliverables Required Deliverable Planned Date of Submittal Date Submitted to DWR Date DWR Accepted Final Real Estate Accounting Packages Rolling. Q8-Q17. 2019-2021 Rolling Not Accepted. USFWS Section 7 Q11. 2020 Not Submitted NA SHPO Section 106 Q11. 2020 Not Submitted NA USACE NEPA Document Q11. 2020 Not Submitted NA 404 Permit Q11. 2020 Not Submitted NA RWQCB 401 Permit Q11. 2020 Not Submitted NA Encroachment Permit Q11. 2020 Not Submitted NA OMRR&R Agreement Q10. 2020 Not Submitted Not Accepted. Interim OMRR&R Manual Q12. 2020 Not Submitted Not Accepted. OMRR&R Draft Manual Q12. 2020 Not Submitted Not Accepted. Flood Risk Resolution Q12. 2018 Not Submitted Not Accepted. Property Transfer to SSJDD Rolling. Q14-Q19. 2021-2022 Not Submitted Not Accepted. Safety and Emergency Response Plan (“Flood Safety Plan”) Q15. 2021 Not Submitted Not Accepted. OMRR&R Final Manual Q15. 2021 Not Submitted Not Accepted. As-Built Drawings Q15. 2021 Not Submitted Not Accepted. Addition to the SPFC Q15. 2021 Not Submitted Not Accepted. Construction Completion Report Q15. 2021 Not Submitted Not Accepted. Project Completion Report Q16. 2021 Not Submitted Not Accepted. Construction Bid Documents Q10. 2020 NA Final Design Drawings and Specifications Q10. 2020 Comments Received DFW 1602 SAA Q10. 2020 NA 90% Design Package Q8. 2019 Comments Received RE Environmental Site Assessments Q8. 2019 Accepted in Q9. Project Real Estate Plan Q7. 2019 Partial approval in Q8. Real Estate Appraisals Started in Q7. Accepted. 65% Design Package Q6. 2018 Comments Received AB 52 Consultation Q6. 2018 NA CEQA Supplement Q6. 2018 NA Clear Path to SPFC Requirement Q5. 2018 NA 408 Permission Not Required. Section 221 Credit MOU NA 2081 Permit Not Required.

200-Year Deliverables. Table 11-2 lists the deliverables associated with the project and each deliverable planned date of submittal. The final two columns indicate placeholders for each deliverable’s projected date of submittal and acceptance to DWR. Table 11-1. Earned Value Report by Element Cost incurred Planned Value % Schedule Earned [1] Element Description OAWP Budget Cost incurred [1] % Spent % Progress Planned Value % Schedule Elapsed Earned [21] Elapsed Value Element 1 Grant Application $25,100 $25,040 99.8% 100.0% $25,040 99.825,100 100.0% $25,100 2 Program Management $2,250,000 $1,559,487 69.32,166,680 96.3% 69.048.0% $1,340,612 59.62,126,879 94.5% $1,552,500 1,080,000 3 Design & ROW Support $5,650,000 $4,370,843 77.44,570,249 80.9% 50.065.0% $3,872,578 68.54,843,484 85.7% $2,825,000 3,672,500 4 Envrionmental Review & Permitting $1,300,000 $961,017 73.91,310,183 100.8% 51.063.0% $1,300,000 100.0% $663,000 819,000 6 Construction, Mitigation, & Other Project Activite Act $37,463,115 $50,750 0.14,088,706 10.9% 0.010.0% $6,877,969 18.44,756,823 12.7% $0 3,746,311 7 Closeout Process (Post Add to SPFC) $95,700 -$1,218 -1.3$0 0.0% 0.0% $0 0.0% $0 5 ROW Acquisition (Post Add to SPFC) [32] $7,174,515 N/A N/A N/A N/A N/A N/A N/A $6,395,170 N/A N/A $46,783,915 $6,965,919 14.912,160,857 26.0% 10.820.0% $13,416,199 28.713,052,286 27.9% $5,065,600 9,342,911 [1] Total Cost As of December 2019September 2020. [2] Planned Value will equal Cost Incurred due to Budget Change. [3] Element 5 ROW Tracked Separately. EV Chart $35,000,000.00 $30,000,000.00 $25,000,000.00 $20,000,000.00 $15,000,000.00 Planned Costs Earned Value Actual Costs $10,000,000.00 $5,000,000.00 $0.00 Chart 11-1. Earned Value [1] Prior to January 2020 Planned and Actual Costs are aligned. TRLIA 200-Year Goldfields Levee Project Quarter 10 13 Report May 11, 2020 Table 11-2. 200-Year Deliverables Required Deliverable Planned Date of Submittal Date Submitted to DWR Date DWR Accepted Final Real Estate Accounting Packages Rolling. Q8-Q17. 2019-2021 Rolling Not Accepted. USFWS Section 7 Q11. 2020 Not Submitted NA SHPO Section 106 Q11. 2020 Not Submitted NA USACE NEPA Document Q11. 2020 Not Submitted NA 404 Permit Q11. 2020 Not Submitted NA RWQCB 401 Permit Q11. 2020 Not Submitted NA Encroachment Permit Q11. 2020 Not Submitted NA OMRR&R Agreement Q10. 2020 Not Submitted Not Accepted. Interim OMRR&R Manual Q12. 2020 Not Submitted Not Accepted. OMRR&R Draft Manual Q12. 2020 Not Submitted Not Accepted. Flood Risk Resolution Q12. 2018 Not Submitted Not Accepted. Property Transfer to SSJDD Rolling. Q14-Q19. 2021-2022 Not Submitted Not Accepted. Safety and Emergency Response Plan (“Flood Safety Plan”) Q15. 2021 Not Submitted Not Accepted. OMRR&R Final Manual Q15. 2021 Not Submitted Not Accepted. As-Built Drawings Q15. 2021 Not Submitted Not Accepted. Addition to the SPFC Q15. 2021 Not Submitted Not Accepted. Construction Completion Report Q15. 2021 Not Submitted Not Accepted. Project Completion Report Q16. 2021 Not Submitted Not Accepted. RWQCB 401 Permit Q11. 2020. NA Encroachment Permit Q11. 2020. NA Construction Bid Documents Q10. 2020 NA Final Design Drawings and Specifications Q10. 2020 Comments Received DFW 1602 SAA Q10. 2020 NA 90% Design Package Q8. 2019 Comments Received RE Environmental Site Assessments Q8. 2019 Accepted in Q9. Project Real Estate Plan Q7. 2019 Partial approval in Q8. Real Estate Appraisals Started in Q7. Accepted. 65% Design Package Q6. 2018 Comments Received AB 52 Consultation Q6. 2018 NA CEQA Supplement Q6. 2018 NA Clear Path to SPFC Requirement Q5. 2018 NA USFWS Section 7 Not Required. SHPO Section 106 Not Required. USACE NEPA Document Not Required. 404 Permit Not Required. 408 Permission Not Required. Section 221 Credit MOU NA 2081 Permit Not Required.

200-Year Deliverables. Table 11-2 lists the deliverables associated with the project and each deliverable planned date of submittal. The final two columns indicate placeholders for each deliverable’s projected date of submittal and acceptance to DWR. Table 11-1. Earned Value Report by Element Cost incurred Planned Value % Schedule Earned [1] Element Description OAWP Budget Cost incurred [1] % Spent % Progress [2] Planned Value % Schedule Elapsed Earned Value Element 1 Grant Application $25,100 $25,040 99.8% 100.0% $25,040 99.825,100 100.0% $25,100 2 Program Management $2,250,000 2,375,000 $1,559,487 69.32,345,683 98.8% 69.060.0% $1,340,612 59.62,169,867 91.4% $1,552,500 1,425,000 3 Design & ROW Support $5,650,000 5,740,000 $4,370,843 77.44,735,940 82.5% 50.075.0% $3,872,578 68.55,379,178 93.7% $2,825,000 4,305,000 4 Envrionmental Review & Permitting $1,300,000 1,405,000 $961,017 73.91,311,107 93.3% 51.070.0% $1,300,000 100.01,346,067 95.8% $663,000 983,500 6 Construction, Mitigation, & Other Project Activite Act $37,463,115 37,133,115 $50,750 0.114,028,522 37.8% 0.040.0% $6,877,969 18.47,907,487 21.3% $0 14,853,246 7 Closeout Process (Post Add to SPFC) $95,700 -$1,218 -1.3105,700 $0 0.0% 0.0% $0 0.0% $0 5 ROW Acquisition (Post Add to SPFC) [32] $7,174,515 N/A N/A N/A N/A N/A N/A N/A $6,395,170 N/A N/A $46,783,915 $6,965,919 14.922,446,292 48.0% 10.846.2% $13,416,199 28.716,827,699 36.0% $5,065,600 21,591,846 [1] Total Cost As of December 20192021. [2] Planned Value will equal Cost Incurred due to Budget Change. [3] Element 5 ROW Tracked Separately. EV Chart $35,000,000.00 $30,000,000.00 $25,000,000.00 $20,000,000.00 $15,000,000.00 Planned Costs Earned Value Actual Costs $10,000,000.00 $5,000,000.00 $0.00 Chart 11-1. Earned Value [1] Prior to January 2020 Planned and Actual Costs are aligned. TRLIA 200-Year Goldfields Levee Project Quarter 10 14 Report May 11June 8, 2020 2021 Table 11-2. 200-Year Deliverables Required Deliverable Planned Date of Submittal Date Submitted to DWR Date DWR Accepted Final Real Estate Accounting Packages Rolling. Q8-Q17. 2019-2021 Rolling Not Accepted. USFWS Section 7 Q11. 2020 Not Submitted NA SHPO Section 106 Q11. 2020 Not Submitted NA USACE NEPA Document Q11. 2020 Not Submitted NA 404 Permit Q11. 2020 Not Submitted NA RWQCB 401 Permit Q11. 2020 Not Submitted NA Encroachment Permit Q11. 2020 Not Submitted NA OMRR&R Agreement Q10. 2020 Not Submitted Not Accepted. Interim OMRR&R Manual Q12. 2020 Not Submitted Not Accepted. OMRR&R Draft Manual Q12. 2020 Not Submitted Not Accepted. Flood Risk Resolution Q12. 2018 Not Submitted Not Accepted. Property Transfer to SSJDD Rolling. Q14-Q19. 2021-2022 Not Submitted Not Accepted. Safety and Emergency Response Plan (“Flood Safety Plan”) Q15. 2021 Not Submitted Not Accepted. OMRR&R Final Manual Q15. 2021 Not Submitted Not Accepted. As-Built Drawings Q15. 2021 Not Submitted Not Accepted. Addition to the SPFC Q15. 2021 Not Submitted Not Accepted. Construction Completion Report Q15. 2021 Not Submitted Not Accepted. Project Completion Report Q16. 2021 Not Submitted Not Accepted. RWQCB 401 Permit Q11. 2020. NA Encroachment Permit Q11. 2020. NA Construction Bid Documents Q10. 2020 NA Final Design Drawings and Specifications Q10. 2020 Comments Received DFW 1602 SAA Q10. 2020 NA 90% Design Package Q8. 2019 Comments Received RE Environmental Site Assessments Q8. 2019 Accepted in Q9. Project Real Estate Plan Q7. 2019 Partial approval in Q8. Real Estate Appraisals Started in Q7. Accepted. 65% Design Package Q6. 2018 Comments Received AB 52 Consultation Q6. 2018 NA CEQA Supplement Q6. 2018 NA Clear Path to SPFC Requirement Q5. 2018 NA USFWS Section 7 Not Required. SHPO Section 106 Not Required. USACE NEPA Document Not Required. 404 Permit Not Required. 408 Permission Not Required. Section 221 Credit MOU NA 2081 Permit Not Required.

200-Year Deliverables. ‌ Table 11-2 lists the deliverables associated with the project and each deliverable planned date of submittal. The final two columns indicate placeholders for each deliverable’s projected date of submittal and acceptance to DWR. Table 11-1. Earned Value Report by Element Cost incurred Planned Value % Schedule Earned [1] Element Description OAWP Budget Cost incurred [1] % Spent % Progress [2] Planned Value % Schedule Elapsed Earned Value Element 1 Grant Application $25,100 $25,040 99.8% 100.0% $25,040 99.825,100 100.0% $25,100 2 Program Management $2,250,000 2,375,000 $1,559,487 69.32,585,862 108.9% 69.075.0% $1,340,612 59.62,169,867 91.4% $1,552,500 1,781,250 3 Design & ROW Support $5,650,000 5,740,000 $4,370,843 77.44,737,924 82.5% 50.080.0% $3,872,578 68.55,379,178 93.7% $2,825,000 4,592,000 4 Envrionmental Review & Permitting $1,300,000 1,405,000 $961,017 73.91,316,892 93.7% 51.090.0% $1,300,000 100.01,346,067 95.8% $663,000 1,264,500 6 Construction, Mitigation, & Other Project Activite Act $37,463,115 37,133,115 $50,750 0.117,093,647 46.0% 0.060.0% $6,877,969 18.418,134,654 48.8% $0 22,279,869 7 Closeout Process (Post Add to SPFC) $95,700 -$1,218 -1.3105,700 $0 0.0% 0.0% $0 0.0% $0 5 ROW Acquisition (Post Add to SPFC) [32] $7,174,515 N/A N/A N/A N/A N/A N/A N/A $6,395,170 N/A N/A $46,783,915 $6,965,919 14.925,759,364 55.1% 10.864.0% $13,416,199 28.727,054,866 57.8% $5,065,600 29,942,719 [1] Total Cost As of December 2019March 2021. [2] Planned Value will equal Cost Incurred due to Budget Change. [3] Element 5 ROW Tracked Separately. EV Chart $35,000,000.00 $30,000,000.00 $25,000,000.00 $20,000,000.00 $15,000,000.00 Planned Costs Earned Value Actual Costs $10,000,000.00 $5,000,000.00 $0.00 Chart 11-1. Earned Value [1] Prior to January 2020 Planned and Actual Costs are aligned. TRLIA 200-Year Goldfields Levee Project Quarter 10 15 Report May 11August xx, 2020 2021 Table 11-2. 200-Year Deliverables Required Deliverable Planned Date of Submittal Date Submitted to DWR Date DWR Accepted Final Real Estate Accounting Packages Rolling. Q8-Q17. 2019-2021 Rolling Not Accepted. USFWS Section 7 Q11. 2020 Not Submitted NA SHPO Section 106 Q11. 2020 Not Submitted NA USACE NEPA Document Q11. 2020 Not Submitted NA 404 Permit Q11. 2020 Not Submitted NA RWQCB 401 Permit Q11. 2020 Not Submitted NA Encroachment Permit Q11. 2020 Not Submitted NA OMRR&R Agreement Q10. 2020 Not Submitted Not Accepted. Interim OMRR&R Manual Q12. 2020 Not Submitted Not Accepted. OMRR&R Draft Manual Q12. 2020 Not Submitted Not Accepted. Flood Risk Resolution Q12. 2018 Not Submitted Not Accepted. Property Transfer to SSJDD Rolling. Q14-Q19. 2021-2022 Not Submitted Not Accepted. Safety and Emergency Response Plan (“Flood Safety Plan”) Q15. 2021 Not Submitted Not Accepted. OMRR&R Final Manual Q15. 2021 Not Submitted Not Accepted. As-Built Drawings Q15. 2021 Not Submitted Not Accepted. Addition to the SPFC Q15. 2021 Not Submitted Not Accepted. Construction Completion Report Q15. 2021 Not Submitted Not Accepted. Project Completion Report Q16. 2021 Not Submitted Not Accepted. RWQCB 401 Permit Q11. 2020. NA Encroachment Permit Q11. 2020. NA Construction Bid Documents Q10. 2020 NA Final Design Drawings and Specifications Q10. 2020 Comments Received DFW 1602 SAA Q10. 2020 NA 90% Design Package Q8. 2019 Comments Received RE Environmental Site Assessments Q8. 2019 Accepted in Q9. Project Real Estate Plan Q7. 2019 Partial approval in Q8. Real Estate Appraisals Started in Q7. Accepted. 65% Design Package Q6. 2018 Comments Received AB 52 Consultation Q6. 2018 NA CEQA Supplement Q6. 2018 NA Clear Path to SPFC Requirement Q5. 2018 NA USFWS Section 7 Not Required. SHPO Section 106 Not Required. USACE NEPA Document Not Required. 404 Permit Not Required. 408 Permission Not Required. Section 221 Credit MOU NA 2081 Permit Not Required.NA

200-Year Deliverables. Table 11-2 lists the deliverables associated with the project and each deliverable planned date of submittal. The final two columns indicate placeholders for each deliverable’s projected date of submittal and acceptance to DWR. Table 11-1. Earned Value Report by Element Cost incurred Planned Value % Schedule Earned [1] Element Description OAWP Budget Cost incurred [1] % Spent % Progress Planned Value % Schedule Elapsed Earned [21] Elapsed Value Element 1 Grant Application $25,100 $25,040 99.8% 100.0% $25,040 99.8% $25,100 2 Program Management $2,250,000 $1,559,487 69.31,039,027 46.2% 69.040.0% $1,340,612 59.61,049,727 46.7% $1,552,500 900,000 3 Design & ROW Support $5,650,000 $4,370,843 77.43,127,211 55.3% 50.041.0% $3,872,578 68.53,203,478 56.7% $2,825,000 2,316,500 4 Envrionmental Review & Permitting $1,300,000 $961,017 73.9882,541 67.9% 51.027.0% $1,300,000 100.0889,124 68.4% $663,000 351,000 5 ROW Acquisition (Post Add to SPFC) $7,174,515 $257,437 3.6% 0.0% $257,437 3.6% $0 6 Construction, Mitigation, & Other Project Activite Act $37,463,115 $50,750 50,000 0.1% 0.0% $6,877,969 18.450,750 0.1% $0 7 Closeout Process (Post Add to SPFC) $95,700 -$1,218 -1.3$0 0.0% 0.0% $0 0.0% $0 5 ROW Acquisition (Post Add to SPFC) [3] $7,174,515 N/A N/A N/A 53,958,430 $6,395,170 N/A N/A $46,783,915 $6,965,919 14.95,381,256 10.0% 10.86.7% $13,416,199 28.75,475,556 10.1% $5,065,600 3,592,600 [1] Total Cost As of March 2019, DWR reviewed total cost through December 2019. [2] 31, 2018 $0.00 $10,000,000.00 Actual Budget Update Planned Value will equal Cost Incurred due to UFRR Actual UFRR EV UFRR $20,000,000.00 EV Budget Change. [3] Element 5 ROW Tracked Separately. Update $30,000,000.00 Planned Budget Update $40,000,000.00 $50,000,000.00 $60,000,000.00 EV Chart 11-1. Earned Value [1] Prior to January 2020 Planned August 2017 Planned, Earned, and Actual Costs are aligned. TRLIA 200-Year Goldfields Levee Project Quarter 10 7 Report May 11September 12, 2020 2019 Table 11-2. 200-Year Deliverables Required Deliverable Planned Date of Submittal Date Submitted to DWR Date DWR Accepted RE Environmental Site Assessments Q8. 2019 Not Submitted Not Accepted. 90% Design Package Q8. 2019 Not Submitted Not Accepted. Final Real Estate Accounting Packages Rolling. Q8-Q17. 2019-2021 Rolling Not Submitted Not Accepted. Flood Risk Resolution Q9. 2018 Not Submitted Not Accepted. USFWS Section 7 Q11Q10. 2020 Not Submitted NA SHPO Section 106 Q11Q10. 2020 Not Submitted NA USACE NEPA Document Q11Q10. 2020 Not Submitted NA 404 Permit Q11Q10. 2020 Not Submitted NA RWQCB 401 Permit Q11Q10. 2020 Not Submitted NA DFW 1602 SAA Q10. 2020 Not Submitted NA Encroachment Permit Q11Q10. 2020 Not Submitted NA Final Design Drawings and Specifications Q10. 2020 Not Submitted Not Accepted. Construction Bid Documents Q10. 2020 Not Submitted Not Accepted. OMRR&R Agreement Q10. 2020 Not Submitted Not Accepted. Interim OMRR&R Manual Q12. 2020 Not Submitted Not Accepted. OMRR&R Draft Manual Q12. 2020 Not Submitted Not Accepted. Flood Risk Resolution Q12. 2018 Not Submitted Not Accepted. Property Transfer to SSJDD Rolling. Q14-Q19. 2021-2022 Not Submitted Not Accepted. Safety and Emergency Response Plan (“Flood Safety Plan”) Q15. 2021 Not Submitted Not Accepted. OMRR&R Final Manual Q15. 2021 Not Submitted Not Accepted. As-Built Drawings Q15. 2021 Not Submitted Not Accepted. Addition to the SPFC Q15. 2021 Not Submitted Not Accepted. Construction Completion Report Q15. 2021 Not Submitted Not Accepted. Project Completion Report Q16. 2021 Not Submitted Not Accepted. Construction Bid Documents Q10. 2020 NA Final Design Drawings and Specifications Q10. 2020 Comments Received DFW 1602 SAA Q10. 2020 NA 90% Design Package Q8. 2019 Comments Received RE Environmental Site Assessments Q8. 2019 Accepted in Q9. Project Real Estate Plan Q7. 2019 Partial approval in Q8. Real Estate Appraisals Rolling Started in Q7. Not Accepted. 65% Design Package Q6. 2018 Comments Received AB 52 Consultation Q7. 2019 Q6. 2018 NA CEQA Supplement Q6. 2018 NA Clear Path to SPFC Requirement Q5. 2018 NA 408 Permission Not Required. Section 221 Credit MOU NA 2081 Permit Not Required.

200-Year Deliverables. Table 11-2 lists the deliverables associated with the project and each deliverable planned date of submittal. The final two columns indicate placeholders for each deliverable’s projected date of submittal and acceptance to DWR. Table 11-1. Earned Value Report by Element Cost incurred Planned Value % Schedule Earned [1] Element Description OAWP Budget Cost incurred [1] % Spent % Progress Planned Value % Schedule Elapsed Earned [21] Elapsed Value Element 1 Grant Application $25,100 $25,040 99.8% 100.0% $25,040 99.8% $25,100 2 Program Management $2,250,000 $1,559,487 69.31,385,809 61.6% 69.054.0% $1,340,612 59.61,243,202 55.3% $1,552,500 1,215,000 3 Design & ROW Support $5,650,000 $4,370,843 77.43,972,572 70.3% 50.0% $3,872,578 68.53,621,203 64.1% $2,825,000 4 Envrionmental Review & Permitting $1,300,000 $961,017 73.9929,964 71.5% 51.054.0% $1,300,000 100.01,200,109 92.3% $663,000 702,000 6 Construction, Mitigation, & Other Project Activite Act $37,463,115 $50,750 0.1% 0.0% $6,877,969 18.46,682,000 17.8% $0 7 Closeout Process (Post Add to SPFC) $95,700 -$1,218 -1.3% 0.0% $0 0.0% $0 5 ROW Acquisition (Post Add to SPFC) [3] $7,174,515 N/A N/A N/A $6,395,170 7,174,515 N/A N/A $46,783,915 $6,965,919 14.96,362,917 13.6% 10.810.2% $13,416,199 28.712,771,553 27.3% $5,065,600 4,767,100 [1] Total Cost As of December 2019. September 2019 [2] Planned Value will equal Cost Incurred due to Budget Change. [3] Element 5 ROW Tracked Separately. Separately EV Chart 11-1. Earned Value $60,000,000.00 $50,000,000.00 $40,000,000.00 $30,000,000.00 $20,000,000.00 Planned Feb19 EV FebBud19 Actual Feb19 Planned UFRR Actual UFRR EV UFRR $10,000,000.00 $0.00 [1] Prior to January 2020 Planned August 2017 Planned, Earned, and Actual Costs are aligned. TRLIA 200-Year Goldfields Levee Project Quarter 10 9 (Oct – Dec 2019) Report May 11February 14, 2020 Table 11-2. 200-Year Deliverables Required Deliverable Planned Date of Submittal Date Submitted to DWR Date DWR Accepted Final Real Estate Accounting Packages Rolling. Q8-Q17. 2019-2021 Rolling Not Submitted Not Accepted. Flood Risk Resolution Q9. 2018 Not Submitted Not Accepted. USFWS Section 7 Q11Q10. 2020 Not Submitted NA SHPO Section 106 Q11Q10. 2020 Not Submitted NA USACE NEPA Document Q11Q10. 2020 Not Submitted NA 404 Permit Q11Q10. 2020 Not Submitted NA RWQCB 401 Permit Q11Q10. 2020 Not Submitted NA DFW 1602 SAA Q10. 2020 Not Submitted NA Encroachment Permit Q11Q10. 2020 Not Submitted NA Final Design Drawings and Specifications Q10. 2020 Not Submitted Not Accepted. Construction Bid Documents Q10. 2020 Not Submitted Not Accepted. OMRR&R Agreement Q10Q13. 2020 Not Submitted Not Accepted. Interim OMRR&R Manual Q12Q14. 2020 2021 Not Submitted Not Accepted. OMRR&R Draft Manual Q12Q15. 2020 Not Submitted Not Accepted. Flood Risk Resolution Q12. 2018 2021 Not Submitted Not Accepted. Property Transfer to SSJDD Rolling. Q14-Q19. 2021-2022 Not Submitted Not Accepted. Safety and Emergency Response Plan (“Flood Safety Plan”) Q15. 2021 Not Submitted Not Accepted. OMRR&R Final Manual Q15. 2021 Not Submitted Not Accepted. As-Built Drawings Q15. 2021 Not Submitted Not Accepted. Addition to the SPFC Q15. 2021 Not Submitted Not Accepted. Construction Completion Report Q15. 2021 Not Submitted Not Accepted. Project Completion Report Q16. 2021 Not Submitted Not Accepted. Construction Bid Documents Q10. 2020 NA Final Design Drawings and Specifications Q10. 2020 Comments Received DFW 1602 SAA Q10. 2020 NA 90% Design Package Q8. 2019 Comments Received RE Environmental Site Assessments Q8. 2019 Accepted in Q9. Project Real Estate Plan Q7. 2019 Partial approval Accepted in Q8Q9. Real Estate Appraisals Rolling Started in Q7. Accepted. Approved for 90% funding – Final approval pending 65% Design Package Q6. 2018 Comments Received AB 52 Consultation Q6. 2018 NA CEQA Supplement Q6. 2018 NA Clear Path to SPFC Requirement Q5. 2018 NA 408 Permission Not Required. Section 221 Credit MOU NA 2081 Permit Not Required.

200-Year Deliverables. Table 11-2 lists the deliverables associated with the project and each deliverable planned date of submittal. The final two columns indicate placeholders for each deliverable’s projected date of submittal and acceptance to DWR. Table 11-1. Earned Value Report by Element Cost incurred Planned Value % Schedule Earned [1] Element Description OAWP Budget Cost incurred [1] % Spent % Progress Planned Value % Schedule Elapsed Earned [21] Elapsed Value Element 1 Grant Application $25,100 $25,040 99.8% 100.0% $25,040 99.825,100 100.0% $25,100 2 Program Management $2,250,000 $1,559,487 69.32,003,367 89.0% 69.048.0% $1,340,612 59.61,864,378 82.9% $1,552,500 1,080,000 3 Design & ROW Support $5,650,000 $4,370,843 77.44,632,539 82.0% 50.065.0% $3,872,578 68.54,843,484 85.7% $2,825,000 3,672,500 4 Envrionmental Review & Permitting $1,300,000 $961,017 73.91,126,879 86.7% 51.063.0% $1,300,000 100.0972,473 74.8% $663,000 819,000 6 Construction, Mitigation, & Other Project Activite Act $37,463,115 $50,750 0.11,315,175 3.5% 0.010.0% $6,877,969 18.41,111,689 3.0% $0 3,746,311 7 Closeout Process (Post Add to SPFC) $95,700 -$1,218 -1.3$0 0.0% 0.0% $0 0.0% $0 5 ROW Acquisition (Post Add to SPFC) [32] $7,174,515 N/A N/A N/A N/A N/A N/A N/A $6,395,170 N/A N/A $46,783,915 $6,965,919 14.99,103,000 19.5% 10.820.0% $13,416,199 28.78,817,124 18.8% $5,065,600 9,342,911 [1] Total Cost As of December 2019June 2020. [2] Planned Value will equal Cost Incurred due to Budget Change. [3] Element 5 ROW Tracked Separately. EV Chart $35,000,000.00 $30,000,000.00 $25,000,000.00 $20,000,000.00 $15,000,000.00 Planned Costs Earned Value Actual Costs $10,000,000.00 $5,000,000.00 $0.00 Chart 11-1. Earned Value [1] Prior to January 2020 Planned and Actual Costs are aligned. TRLIA 200-Year Goldfields Levee Project Quarter 10 12 Report May 11, October 2020 Table 11-2. 200-Year Deliverables Required Deliverable Planned Date of Submittal Date Submitted to DWR Date DWR Accepted Final Real Estate Accounting Packages Rolling. Q8-Q17. 2019-2021 Rolling Not Accepted. USFWS Section 7 Q11. 2020 Not Submitted NA SHPO Section 106 Q11. 2020 Not Submitted NA USACE NEPA Document Q11. 2020 Not Submitted NA 404 Permit Q11. 2020 Not Submitted NA RWQCB 401 Permit Q11. 2020 Not Submitted NA Encroachment Permit Q11. 2020 Not Submitted NA OMRR&R Agreement Q10. 2020 Not Submitted Not Accepted. Interim OMRR&R Manual Q12. 2020 Not Submitted Not Accepted. OMRR&R Draft Manual Q12. 2020 Not Submitted Not Accepted. Flood Risk Resolution Q12. 2018 Not Submitted Not Accepted. Property Transfer to SSJDD Rolling. Q14-Q19. 2021-2022 Not Submitted Not Accepted. Safety and Emergency Response Plan (“Flood Safety Plan”) Q15. 2021 Not Submitted Not Accepted. OMRR&R Final Manual Q15. 2021 Not Submitted Not Accepted. As-Built Drawings Q15. 2021 Not Submitted Not Accepted. Addition to the SPFC Q15. 2021 Not Submitted Not Accepted. Construction Completion Report Q15. 2021 Not Submitted Not Accepted. Project Completion Report Q16. 2021 Not Submitted Not Accepted. RWQCB 401 Permit Q11. 2020. NA Encroachment Permit Q11. 2020. NA Construction Bid Documents Q10. 2020 NA Final Design Drawings and Specifications Q10. 2020 Comments Received DFW 1602 SAA Q10. 2020 NA 90% Design Package Q8. 2019 Comments Received RE Environmental Site Assessments Q8. 2019 Accepted in Q9. Project Real Estate Plan Q7. 2019 Partial approval in Q8. Real Estate Appraisals Started in Q7. Accepted. 65% Design Package Q6. 2018 Comments Received AB 52 Consultation Q6. 2018 NA CEQA Supplement Q6. 2018 NA Clear Path to SPFC Requirement Q5. 2018 NA USFWS Section 7 Not Required. SHPO Section 106 Not Required. USACE NEPA Document Not Required. 404 Permit Not Required. 408 Permission Not Required. Section 221 Credit MOU NA 2081 Permit Not Required.