Common use of 200-Year Deliverables Clause in Contracts

200-Year Deliverables. Table 11-2 lists the deliverables associated with the project and each deliverables planned date of submittal. The final two columns indicate placeholders for each deliverables’ projected date of submittal and acceptance to DWR. Table 11-1. Earned Value Report by Element OAWP Cost incurred Planned % Schedule Earned [1] Cost Estimate at Element Description Budget [1] % Spent % Progress Value Elapsed Value Completion 1 Grant Application $25,100 $25,040 99.8% 100.0% $25,040 99.8% $25,100 $25,100 2 Program Management $2,250,000 $481,020 21.4% 39.0% $527,255 23.4% $877,500 $2,250,000 3 Design & ROW Support $5,892,300 $1,478,762 25.1% 21.0% $1,530,128 26.0% $1,237,383 $5,892,300 4 Envrionmental Review & Permitting $1,015,700 $416,284 41.0% 20.0% $557,123 54.9% $203,140 $1,015,700 5 ROW Acquisition (Post Add to SPFC) $8,327,100 $10,010 0.1% 0.0% $10 0.0% $0 $8,327,100 6 Construction, Mitigation, & Other Project Act $23,659,900 $750 0.0% 0.0% $0 0.0% $0 $23,659,900 7 Closeout Process (Post Add to SPFC) $95,700 $0 0.0% 0.0% $0 0.0% $0 $95,700 $41,265,800 $2,411,865 5.8% 5.7% $2,639,555 6.4% $2,343,123 $42,476,453 [1] As of March 2018 [1] As of August 2017 Planned, Earned, and Actual Costs are aligned. TRLIA 200-Year Goldfields Levee Project Quarter 3 Report June 12, 2018 Table 11-2. 200-Year Deliverables Required Deliverable Planned Date of Submittal Date Submitted to DWR Date DWR Accepted Project Real Estate Plan Q7. 2019 Not Submitted Not Submitted Real Estate Appraisals Rolling. Q3-Q7. 2018-2019 Not Submitted Not Submitted Real Estate Environmental Site Assessments Q7. 2019 Not Submitted Not Submitted Final Real Estate Accounting Packages (FAP’s) Rolling. Q6-Q17. 2019-2021 Not Submitted Not Submitted Property Transfer to SSJDD (via DWR & CVFPB) Rolling. Q14-Q19. 2021-2022 Not Submitted Not Submitted Section 221 Credit MOU Not applicable Not Submitted Not Submitted Basis of Design Report Q5. 2018 Not Submitted Not Submitted 65% Design Drawings Q7. 2019 Not Submitted Not Submitted 90% Design Drawings Q9. 2019 Not Submitted Not Submitted Final Design Drawings and Specifications Q10. 2020 Not Submitted Not Submitted Construction Bid Documents Q10. 2020 Not Submitted Not Submitted CEQA Supplement Q7. 2019 Not Submitted Not Submitted AB 52 Consultation Q7. 2019 Not Submitted Not Submitted RWQCB 401 Permit Q9. 2019 Not Submitted Not Submitted DFW 1602 SAA Q9. 2019 Not Submitted Not Submitted 2081 Permit Not Anticipated. Not Submitted Not Submitted USFWS Section 7 Q8. 2019 Not Submitted Not Submitted SHPO Section 106 Q8. 2019 Not Submitted Not Submitted USACE NEPA Document Q8. 2019 Not Submitted Not Submitted 404 Permit Q8. 2019 Not Submitted Not Submitted 408 Permission Q10. 2020 Not Submitted Not Submitted Encroachment Permit Q10. 2020 Not Submitted Not Submitted Clear Path to Satisfying SPFC Requirement Q5. 2018 Not Submitted Not Submitted Addition to the SPFC Q9. 2019 Not Submitted Not Submitted OMRR&R Agreement Q10. 2020 Not Submitted Not Submitted Interim OMRR&R Manual Q12. 2020 Not Submitted Not Submitted OMRR&R Draft Manual Q12. 2020 Not Submitted Not Submitted OMRR&R Final Manual Q15. 2021 Not Submitted Not Submitted As-Built Drawings Q15. 2021 Not Submitted Not Submitted Construction Completion Report Q15. 2021 Not Submitted Not Submitted Project Completion Report Q16. 2021 Not Submitted Not Submitted Flood Risk Resolution Q4. 2018 Not Submitted Not Submitted Safety and Emergency Response Plan (“Flood Safety Plan”) Q15. 2021 Not Submitted Not Submitted

200-Year Deliverables. Table 11-2 lists the deliverables associated with the project and each deliverables deliverable planned date of submittal. The final two columns indicate placeholders for each deliverables’ deliverable’s projected date of submittal and acceptance to DWR. Table 11-1. Earned Value Report by Element Element Description OAWP Budget Cost incurred Planned % Schedule Earned [1] Cost Estimate at Element Description Budget [1] % Spent % Progress Planned Value % Schedule Elapsed Earned [1] Value Completion 1 Grant Application $25,100 $25,040 99.8% 100.0% $25,040 99.8% $25,100 $25,100 2 Program Management $2,250,000 $481,020 21.41,218,037 54.1% 39.099.0% $527,255 23.41,145,792 50.9% $877,500 $2,250,000 2,227,500 3 Design & ROW Support $5,892,300 5,650,000 $1,478,762 25.13,488,260 61.7% 21.043.0% $1,530,128 26.03,369,829 59.6% $1,237,383 $5,892,300 2,429,500 4 Envrionmental Review & Permitting $1,015,700 1,300,000 $416,284 41.0901,784 69.4% 20.027.0% $557,123 54.91,100,217 84.6% $203,140 $1,015,700 351,000 5 ROW Acquisition (Post Add to SPFC) $8,327,100 7,174,515 $10,010 0.1262,437 3.7% 0.0% $10 0.0257,437 3.6% $0 $8,327,100 6 Construction, Mitigation, & Other Project Act $23,659,900 37,463,115 $750 0.050,750 0.1% 0.0% $0 0.050,750 0.1% $0 $23,659,900 7 Closeout Process (Post Add to SPFC) $95,700 $0 0.0-$1,218 -1.3% 0.0% $0 0.0% $0 $95,700 53,958,430 $41,265,800 $2,411,865 5.85,945,090 11.0% 5.79.3% $2,639,555 6.45,949,064 11.0% $2,343,123 $42,476,453 5,033,100 [1] Total Cost As of March 2018 June 2019 Chart 11-1. Earned Value [1] As of Prior to August 2017 Planned, Earned, and Actual Costs are aligned. TRLIA 200-Year Goldfields Levee Project Quarter 3 Report June 12, 2018 aligned Table 11-2. 200-Year Deliverables Required Deliverable Planned Date of Submittal Date Submitted to DWR Date DWR Accepted Project Real Estate Plan Q7. 2019 Not Submitted Not Submitted Real Estate Appraisals Rolling. Q3-Q7. 2018-2019 Not Submitted Not Submitted Real Estate Environmental Site Assessments Q7. 2019 Not Submitted Not Submitted Final Real Estate Accounting Packages (FAP’s) Rolling. Q6Q8-Q17. 2019-2021 Not Submitted Not Accepted. Flood Risk Resolution Q9. 2018 Not Submitted Not Accepted. USFWS Section 7 Q10. 2020 Not Submitted NA SHPO Section 106 Q10. 2020 Not Submitted NA USACE NEPA Document Q10. 2020 Not Submitted NA 404 Permit Q10. 2020 Not Submitted NA RWQCB 401 Permit Q10. 2020 Not Submitted NA DFW 1602 SAA Q10. 2020 Not Submitted NA Encroachment Permit Q10. 2020 10-21-2019 NA Final Design Drawings and Specifications Q10. 2020 Not Submitted Not Accepted. Construction Bid Documents Q10. 2020 Not Submitted Not Accepted. OMRR&R Agreement Q10. 2020 Not Submitted Not Accepted. Interim OMRR&R Manual Q12. 2020 Not Submitted Not Accepted. OMRR&R Draft Manual Q12. 2020 Not Submitted Not Accepted. Property Transfer to SSJDD (via DWR & CVFPB) Rolling. Q14-Q19. 2021-2022 Not Submitted Not Submitted Section 221 Credit MOU Not applicable Not Submitted Not Submitted Basis of Design Report Q5Accepted. 2018 Not Submitted Not Submitted 65% Design Drawings Q7. 2019 Not Submitted Not Submitted 90% Design Drawings Q9. 2019 Not Submitted Not Submitted Final Design Drawings and Specifications Q10. 2020 Not Submitted Not Submitted Construction Bid Documents Q10. 2020 Not Submitted Not Submitted CEQA Supplement Q7. 2019 Not Submitted Not Submitted AB 52 Consultation Q7. 2019 Not Submitted Not Submitted RWQCB 401 Permit Q9. 2019 Not Submitted Not Submitted DFW 1602 SAA Q9. 2019 Not Submitted Not Submitted 2081 Permit Not Anticipated. Not Submitted Not Submitted USFWS Section 7 Q8. 2019 Not Submitted Not Submitted SHPO Section 106 Q8. 2019 Not Submitted Not Submitted USACE NEPA Document Q8. 2019 Not Submitted Not Submitted 404 Permit Q8. 2019 Not Submitted Not Submitted 408 Permission Q10. 2020 Not Submitted Not Submitted Encroachment Permit Q10. 2020 Not Submitted Not Submitted Clear Path to Satisfying SPFC Requirement Q5. 2018 Not Submitted Not Submitted Addition to the SPFC Q9. 2019 Not Submitted Not Submitted OMRR&R Agreement Q10. 2020 Not Submitted Not Submitted Interim OMRR&R Manual Q12. 2020 Not Submitted Not Submitted OMRR&R Draft Manual Q12. 2020 Not Submitted Not Submitted OMRR&R Final Manual Q15. 2021 Not Submitted Not Submitted As-Built Drawings Q15. 2021 Not Submitted Not Submitted Construction Completion Report Q15. 2021 Not Submitted Not Submitted Project Completion Report Q16. 2021 Not Submitted Not Submitted Flood Risk Resolution Q4. 2018 Not Submitted Not Submitted Safety and Emergency Response Plan (“Flood Safety Plan”) Q15. 2021 Not Submitted Not SubmittedAccepted. OMRR&R Final Manual Q15. 2021 Not Submitted Not Accepted. As-Built Drawings Q15. 2021 Not Submitted Not Accepted. Addition to the SPFC Q15. 2021 Not Submitted Not Accepted. Construction Completion Report Q15. 2021 Not Submitted Not Accepted. Project Completion Report Q16. 2021 Not Submitted Not Accepted. 90% Design Package Q8. 2019 Comments Received RE Environmental Site Assessments Q8. 2019 Accepted in Q9. Project Real Estate Plan Q7. 2019 Partial approval in Q8. Real Estate Appraisals Rolling Started in Q7. Not Accepted. 65% Design Package Q6. 2018 Comments Received AB 52 Consultation Q6. 2018 NA CEQA Supplement Q6. 2018 NA Clear Path to SPFC Requirement Q5. 2018 NA 408 Permission Not Required. Section 221 Credit MOU NA 2081 Permit Not Required.

200-Year Deliverables. ‌ Table 11-2 lists the deliverables associated with the project and each deliverables planned date of submittal. The final two columns indicate placeholders for each deliverables’ projected date of submittal and acceptance to DWR. Table 11-1. Earned Value Report by Element OAWP Cost incurred Planned % Schedule Earned [1] Cost Estimate at Element Description Budget [1] % Spent % Progress Value Elapsed Value Completion 1 Grant Application $25,100 $25,040 99.8% 100.0% $25,040 99.8% $25,100 $25,100 2 Program Management $2,250,000 $481,020 21.4% 39.0% $527,255 23.4% $877,500 $2,250,000 3 Design & ROW Support $5,892,300 $1,478,762 25.1% 21.0% $1,530,128 26.0% $1,237,383 $5,892,300 4 Envrionmental Review & Permitting $1,015,700 $416,284 41.0% 20.0% $557,123 54.9% $203,140 $1,015,700 5 ROW Acquisition (Post Add to SPFC) $8,327,100 $10,010 0.1% 0.0% $10 0.0% $0 $8,327,100 6 Construction, Mitigation, & Other Project Act $23,659,900 $750 0.0% 0.0% $0 0.0% $0 $23,659,900 7 Closeout Process (Post Add to SPFC) $95,700 $0 0.0% 0.0% $0 0.0% $0 $95,700 $41,265,800 $2,411,865 5.8% 5.7% $2,639,555 6.4% $2,343,123 $42,476,453 [1] As of March 2018 [1] As of August 2017 Planned, Earned, and Actual Costs are aligned. TRLIA 200-Year Goldfields Levee Project Quarter 3 Report June 12, 2018 Table 11-2. 200-Year Deliverables Required Deliverable Planned Date of Submittal Date Submitted to DWR Date DWR Accepted Project Real Estate Plan Q7. 2019 Not Submitted Not Submitted Real Estate Appraisals Rolling. Q3-Q7. 2018-2019 Not Submitted Not Submitted Real Estate Environmental Site Assessments Q7. 2019 Not Submitted Not Submitted Final Real Estate Accounting Packages (FAP’s) Rolling. Q6-Q17. 2019-2021 Not Submitted Not Submitted Property Transfer to SSJDD (via DWR & CVFPB) Rolling. Q14-Q19. 2021-2022 Not Submitted Not Submitted Section 221 Credit MOU Not applicable Not Submitted Not Submitted Basis of Design Report Q5. 2018 Not Submitted Not Submitted 65% Design Drawings Q7. 2019 Not Submitted Not Submitted 90% Design Drawings Q9. 2019 Not Submitted Not Submitted Final Design Drawings and Specifications Q10. 2020 Not Submitted Not Submitted Construction Bid Documents Q10. 2020 Not Submitted Not Submitted CEQA Supplement Q7. 2019 Not Submitted Not Submitted AB 52 Consultation Q7. 2019 Not Submitted Not Submitted RWQCB 401 Permit Q9. 2019 Not Submitted Not Submitted DFW 1602 SAA Q9. 2019 Not Submitted Not Submitted 2081 Permit Not Anticipated. Not Submitted Not Submitted USFWS Section 7 Q8. 2019 Not Submitted Not Submitted SHPO Section 106 Q8. 2019 Not Submitted Not Submitted USACE NEPA Document Q8. 2019 Not Submitted Not Submitted 404 Permit Q8. 2019 Not Submitted Not Submitted 408 Permission Q10. 2020 Not Submitted Not Submitted Encroachment Permit Q10. 2020 Not Submitted Not Submitted Clear Path to Satisfying SPFC Requirement Q5. 2018 Not Submitted Not Submitted Addition to the SPFC Q9. 2019 Not Submitted Not Submitted OMRR&R Agreement Q10. 2020 Not Submitted Not Submitted Interim OMRR&R Manual Q12. 2020 Not Submitted Not Submitted OMRR&R Draft Manual Q12. 2020 Not Submitted Not Submitted OMRR&R Final Manual Q15. 2021 Not Submitted Not Submitted As-Built Drawings Q15. 2021 Not Submitted Not Submitted Construction Completion Report Q15. 2021 Not Submitted Not Submitted Project Completion Report Q16. 2021 Not Submitted Not Submitted Flood Risk Resolution Q4. 2018 Not Submitted Not Submitted Safety and Emergency Response Plan (“Flood Safety Plan”) Q15. 2021 Not Submitted Not Submitted

200-Year Deliverables. Table 11-2 lists the deliverables associated with the project and each deliverables deliverable planned date of submittal. The final two columns indicate placeholders for each deliverables’ deliverable’s projected date of submittal and acceptance to DWR. Table 11-1. Earned Value Report by Element Element Description OAWP Budget Cost incurred Planned % Schedule Earned [1] Cost Estimate at Element Description Budget [1] % Spent % Progress Planned Value % Schedule Elapsed Earned [1] Value Completion 1 Grant Application $25,100 $25,040 99.8% 100.0% $25,040 99.8% $25,100 $25,100 2 Program Management $2,250,000 $481,020 21.41,039,027 46.2% 39.040.0% $527,255 23.41,049,727 46.7% $877,500 $2,250,000 900,000 3 Design & ROW Support $5,892,300 5,650,000 $1,478,762 25.13,127,211 55.3% 21.041.0% $1,530,128 26.03,203,478 56.7% $1,237,383 $5,892,300 2,316,500 4 Envrionmental Review & Permitting $1,015,700 1,300,000 $416,284 41.0882,541 67.9% 20.027.0% $557,123 54.9889,124 68.4% $203,140 $1,015,700 351,000 5 ROW Acquisition (Post Add to SPFC) $8,327,100 7,174,515 $10,010 0.1257,437 3.6% 0.0% $10 0.0257,437 3.6% $0 $8,327,100 6 Construction, Mitigation, & Other Project Act $23,659,900 37,463,115 $750 0.050,000 0.1% 0.0% $0 0.050,750 0.1% $0 $23,659,900 7 Closeout Process (Post Add to SPFC) $95,700 $0 0.0% 0.0% $0 0.0% $0 $95,700 53,958,430 $41,265,800 $2,411,865 5.85,381,256 10.0% 5.76.7% $2,639,555 6.45,475,556 10.1% $2,343,123 $42,476,453 3,592,600 [1] Total Cost As of March 2019, DWR reviewed total cost through December 31, 2018 EV Chart $60,000,000.00 $50,000,000.00 $40,000,000.00 Planned Budget Update $30,000,000.00 EV Budget Update $20,000,000.00 Actual Budget Update Planned UFRR Actual UFRR EV UFRR $10,000,000.00 $0.00 [1] As of Prior to August 2017 Planned, Earned, and Actual Costs are aligned. TRLIA 200-Year Goldfields Levee Project Quarter 3 7 Report June September 12, 2018 2019 Table 11-2. 200-Year Deliverables Required Deliverable Planned Date of Submittal Date Submitted to DWR Date DWR Accepted Project Real Estate Plan Q7RE Environmental Site Assessments Q8. 2019 Not Submitted Not Submitted Real Estate Appraisals RollingAccepted. Q3-Q7. 2018-2019 Not Submitted Not Submitted Real Estate Environmental Site Assessments Q790% Design Package Q8. 2019 Not Submitted Not Submitted Accepted. Final Real Estate Accounting Packages (FAP’s) Rolling. Q6Q8-Q17. 2019-2021 Not Submitted Not Accepted. Flood Risk Resolution Q9. 2018 Not Submitted Not Accepted. USFWS Section 7 Q10. 2020 Not Submitted NA SHPO Section 106 Q10. 2020 Not Submitted NA USACE NEPA Document Q10. 2020 Not Submitted NA 404 Permit Q10. 2020 Not Submitted NA RWQCB 401 Permit Q10. 2020 Not Submitted NA DFW 1602 SAA Q10. 2020 Not Submitted NA Encroachment Permit Q10. 2020 Not Submitted NA Final Design Drawings and Specifications Q10. 2020 Not Submitted Not Accepted. Construction Bid Documents Q10. 2020 Not Submitted Not Accepted. OMRR&R Agreement Q10. 2020 Not Submitted Not Accepted. Interim OMRR&R Manual Q12. 2020 Not Submitted Not Accepted. OMRR&R Draft Manual Q12. 2020 Not Submitted Not Accepted. Property Transfer to SSJDD (via DWR & CVFPB) Rolling. Q14-Q19. 2021-2022 Not Submitted Not Submitted Section 221 Credit MOU Not applicable Not Submitted Not Submitted Basis of Design Report Q5Accepted. 2018 Not Submitted Not Submitted 65% Design Drawings Q7. 2019 Not Submitted Not Submitted 90% Design Drawings Q9. 2019 Not Submitted Not Submitted Final Design Drawings and Specifications Q10. 2020 Not Submitted Not Submitted Construction Bid Documents Q10. 2020 Not Submitted Not Submitted CEQA Supplement Q7. 2019 Not Submitted Not Submitted AB 52 Consultation Q7. 2019 Not Submitted Not Submitted RWQCB 401 Permit Q9. 2019 Not Submitted Not Submitted DFW 1602 SAA Q9. 2019 Not Submitted Not Submitted 2081 Permit Not Anticipated. Not Submitted Not Submitted USFWS Section 7 Q8. 2019 Not Submitted Not Submitted SHPO Section 106 Q8. 2019 Not Submitted Not Submitted USACE NEPA Document Q8. 2019 Not Submitted Not Submitted 404 Permit Q8. 2019 Not Submitted Not Submitted 408 Permission Q10. 2020 Not Submitted Not Submitted Encroachment Permit Q10. 2020 Not Submitted Not Submitted Clear Path to Satisfying SPFC Requirement Q5. 2018 Not Submitted Not Submitted Addition to the SPFC Q9. 2019 Not Submitted Not Submitted OMRR&R Agreement Q10. 2020 Not Submitted Not Submitted Interim OMRR&R Manual Q12. 2020 Not Submitted Not Submitted OMRR&R Draft Manual Q12. 2020 Not Submitted Not Submitted OMRR&R Final Manual Q15. 2021 Not Submitted Not Submitted As-Built Drawings Q15. 2021 Not Submitted Not Submitted Construction Completion Report Q15. 2021 Not Submitted Not Submitted Project Completion Report Q16. 2021 Not Submitted Not Submitted Flood Risk Resolution Q4. 2018 Not Submitted Not Submitted Safety and Emergency Response Plan (“Flood Safety Plan”) Q15. 2021 Not Submitted Not SubmittedAccepted. OMRR&R Final Manual Q15. 2021 Not Submitted Not Accepted. As-Built Drawings Q15. 2021 Not Submitted Not Accepted. Addition to the SPFC Q15. 2021 Not Submitted Not Accepted. Construction Completion Report Q15. 2021 Not Submitted Not Accepted. Project Completion Report Q16. 2021 Not Submitted Not Accepted. Project Real Estate Plan Q7. 2019 Partial approval in Q8. Real Estate Appraisals Rolling Started in Q7. Not Accepted. 65% Design Package Q6. 2018 Comments Received AB 52 Consultation Q7. 2019 Q6. 2018 NA CEQA Supplement Q6. 2018 NA Clear Path to SPFC Requirement Q5. 2018 NA 408 Permission Not Required. Section 221 Credit MOU NA 2081 Permit Not Required.