Accredited Investor – Entities. The undersigned is an ENTITY and: ❑ i. The undersigned hereby certifies that all of the beneficial equity owners of the undersigned qualify as accredited individual investors by meeting one of the tests under items (a)(i) through (a)(v) above. Please indicate the name of each equity owner and the applicable test:
Accredited Investor – Entities. The Investor is an ENTITY (such as a partnership, corporation, trust, pension plan or limited liability company) and:
(i) The Investor hereby certifies that all of the beneficial equity owners of the Investor qualify as accredited individual investors under items (a)(1) or (a)(2) above. (Investors attempting to qualify under this item must complete the Certificate of Signatory to this Agreement and each equity owner must complete a separate copy of this Agreement). (Note: the Investor cannot qualify for this category of accredited investor if the Investor is an irrevocable trust.)
(ii) The Investor is a bank or savings and loan association as defined in Sections 3(a)(2) and 3(a)(5)(A), respectively, of the Securities Act acting either in its individual or fiduciary capacity.
(iii) The Investor is an insurance company as defined in Section 2(13) of the Securities Act.
(iv) The Investor is an investment company registered under the Investment Company Act of 1940 or a business development company as defined therein, in Section 2(a)(48).
(v) The Investor is a Small Business Investment Company licensed by the U.S. Small Business Administration under Section 301(c) or (d) of the Small Business Investment Act of 1958.
(vi) The Investor is an employee benefit plan within the meaning of Title I of the Employee Retirement Income Security Act of 1974 and one or more of the following is true (check one or more, as applicable):
(A) the investment decision is made by a plan fiduciary, as defined therein, in Section 3(21), which is either a bank, savings and loan association, insurance company, or registered investment adviser; or
(B) the employee benefit plan has total assets in excess of $5,000,000; or
(C) the plan is a self-directed plan with investment decisions made solely by persons who are “accredited investors” as defined therein.
(vii) The Investor is a private business development company as defined in Section 202(a)(22) of the Investment Advisers Act of 1940.
(viii) The Investor has total assets in excess of $5,000,000, was not formed for the specific purpose of acquiring Units and is one or more of the following (check one or more, as applicable):
(A) an organization described in Section 501(c)(3) of the Internal Revenue Code of 1986, as amended; or
(B) a corporation; or
(C) a Massachusetts or similar business trust; or
(D) a partnership.
(ix) The Investor is a trust with total assets exceeding $5,000,000 which was not formed for the specific purpose of acqui...
Accredited Investor – Entities. The undersigned is an ENTITY and:
o i. The undersigned is an employee benefit plan within the meaning of Title I of the Employee Retirement Income Security Act of 1974 and one or more of the following is true (check one or more, as applicable):
o (1) the investment decision is made by a plan fiduciary, as defined in Section 3(21) of such Act, which is either a bank, savings and loan association, insurance company, or registered investment adviser; or
o (2) the employee benefit plan has total assets in excess of $5,000,000; or
o (3) the plan is a self-directed plan with investment decisions made solely by persons who are “Accredited Investors” as defined under the 1933 Act.
o ii. The undersigned has total assets in excess of $5,000,000, was not formed for the specific purpose of acquiring securities of the Company and is one or more of the following (check one or more, as applicable):
o (1) an organization described in Section 501(c)(3) of the Internal Revenue Code; or
o (2) a corporation; or
o (3) a Massachusetts or similar business trust; or
o (4) a partnership.
o iii. The undersigned is a trust with total assets exceeding $5,000,000 which was not formed for the specific purpose of acquiring securities of the Company and whose purchase is directed by a person who has such knowledge and experience in financial and business matters that he or she is capable of evaluating the merits and risks of the investment in the securities of the Company.
o iv. The undersigned (or, in the case of a trust, the undersigned trustee) is a bank or savings and loan association as defined in Sections 3(a)(2) and 3(a)(5)(A), respectively, of the 1933 Act acting either in its individual or fiduciary capacity.
o v. The undersigned is an insurance company as defined in Section 2(a)(13) of the 0000 Xxx.
o vi. The undersigned is an investment company registered under the Investment Company Act of 1940 or a business development company as defined in Section 2(a)(48) of the 0000 Xxx.
o vii. The undersigned is a Small Business Investment Company licensed by the U.S. Small Business Administration under Section 301(c) or (d) of the Small Business Investment Act of 1958.
o viii. The undersigned is a private business development company as defined in Section 202(a)(22) of the Investment Advisers Act of 1940.
o ix. The undersigned is a broker or dealer registered pursuant to Section 15 of the Securities Exchange Act of 1934, as amended.
o x. All of the equity owners of the undersigned meet ...
Accredited Investor – Entities. The unitholder is an ENTITY and: ¨ 1. Unitholder is a bank or savings and loan association as defined in Sections 3(a)(2) and 3(a)(5)(A), respectively, of the 1933 Act acting either in its individual or fiduciary capacity.
