Investment advisers act of 1940 definition

Investment advisers act of 1940 means the investment advisers act of 1940, 15 USC 80b-1 to 80b-21.
Investment advisers act of 1940. (15 USC § 80b-1 et seq.) means the federal statute of that name as now or hereafter amended.
Investment advisers act of 1940 means the investment advisers act of 1940, title II of chapter 686, 54 Stat. 847, 15 U.S.C. 80b-1 to 80b-21.

Examples of Investment advisers act of 1940 in a sentence

  • Client should consult his or her tax adviser for more information.7. Any state-based benefit offered with respect to a particular 529 college savings plan should be one of many factors to be considered in making an investment decision.8. client understands that if this 529 Plan account is being open directly with the product sponsor or in a brokerage account, Vfa is not acting as a fiduciary pursuant to the Investment advisers act of 1940 for this account or the transactions executed herein.


More Definitions of Investment advisers act of 1940

Investment advisers act of 1940 means the federal statute of that name as amended before or after the effective date of this Chapter.
Investment advisers act of 1940 means the act of Congress known as the investment advisers act of 1940 (15 United States Code section 80b).
Investment advisers act of 1940 means the act of Congress known
Investment advisers act of 1940 means the Investment Advisers Act of 1940, approved August 22, 1940 (54 Stat. 847; 15 U.S.C. § 80b-1 et seq.).
Investment advisers act of 1940 means the federal law passed as P.L. 76-768 and
Investment advisers act of 1940 means the investment

Related to Investment advisers act of 1940

  • Investment Advisers Act means the Investment Advisers Act of 1940, as amended.

  • Investment Company Act of 1940 means the Investment Company Act of 1940, as amended, and the rules and regulations thereunder.

  • Investment Company Act means the Investment Company Act of 1940, as amended.

  • investment advice means the provision of personal recommendations to a client, either upon its request or at the initiative of the investment firm, in respect of one or more transactions relating to financial instruments;

  • Investment Adviser or "Adviser" means a party furnishing services to the Trust pursuant to any contract described in Article IV, Section 7(a) hereof;

  • Investment Advisor means, in relation to a Portfolio, the investment manager or investment advisor of the Portfolio.

  • Securities Act of 1933 means the United States Securities Act of 1933, as from time to time amended.

  • Securities Act (Ontario) means the Securities Act, R.S.O. 1990, c.S.5, as amended, and the regulations thereunder, unless otherwise specified, as the same exist on the date hereof.

  • Act of 1994 means the Solicitors (Amendment) Act 1994 [No.27 of 1994];

  • FW Act means the Fair Work Act 2009, as amended from time to time.