Accredited Investor Status; Sophisticated Purchaser Sample Clauses

Accredited Investor Status; Sophisticated Purchaser. The Purchaser is an “accredited investor” within the meaning of Rule 501 under the Securities Act and is able to bear the risk of its investment in the Purchased Units and the Conversion Units. The Purchaser has such knowledge and experience in financial and business matters that it is capable of evaluating the merits and risks of the purchase of the Purchased Units and the Conversion Units.
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Accredited Investor Status; Sophisticated Purchaser. The Holder is an “accredited investor” within the meaning of Rule 501 under the Securities Act and is able to bear the risk of its investment in this Warrant and the Warrant Shares issuable and deliverable upon exercise of this Warrant. The Holder has such knowledge and experience in financial and business matters that it is capable of evaluating the merits and risks of the purchase of this Warrant and the Warrant Shares issuable and deliverable upon exercise of this Warrant.
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Accredited Investor Status; Sophisticated Purchaser. The Purchaser is a “qualified institutional buyer” as that term is defined in Rule 144A (a “QIB”) under the 1933 Act and is able to bear the risk of its investment in Preferred Units and the Conversion Units. The Purchaser has such knowledge and experience in financial and business matters that it is capable of evaluating the merits and risks of the purchase of the Preferred Units and the Conversion Units.
Sample 1
Accredited Investor Status; Sophisticated Purchaser. Holder is an “accredited investor” with respect to the Sold Shares and the Tendered Shares as that term is defined in Rule 501(a) of Regulation D under the Securities Act. Holder has such knowledge and experience in financial and business matters that it is capable of evaluating the merits and risks of an investment in the Tendered Shares and the Sold Shares.
Sample 1
Accredited Investor Status; Sophisticated Purchaser. It is a “qualified institutional buyer” as that term is defined in Rule 144A under the 1933 Act and is able to bear the risk of its investment in the Preferred Units, the Conversion Units and the Notes, as applicable. It has such knowledge and experience in financial and business matters that it is capable of evaluating the merits and risks of its investment in the Preferred Units, the Conversion Units and the Notes, as applicable. It has not been an “affiliate” of the Company, as defined in Rule 144, during the preceding three months.
Sample 1
Accredited Investor Status; Sophisticated Purchaser. OTA is a wholly owned subsidiary of the Partnership, is an “accredited investor” within the meaning of Rule 501 under the Securities Act of 1933, as amended from time to time, and the rules and regulations of the United States Securities and Exchange Commission promulgated thereunder (the “Securities Act”) and is able to bear the risk of its investment in the Series A Preferred Units. OTA has such knowledge and experience in financial and business matters that it is capable of evaluating the merits and risks of the Transactions.
Sample 1
Accredited Investor Status; Sophisticated Purchaser. Such Purchaser is an “accredited investor” as that term is defined in Rule 501 of the Securities Act and is able to bear the risk of its investment in the Purchased Securities and, at the present time would be able to afford a complete loss of such investments. Such Purchaser has such knowledge, sophistication and experience in financial and business matters that it is capable of evaluating the merits and risks of the purchase of the Purchased Securities. Such Purchaser is a “qualified institutional buyer” as defined in Rule 144A of the Securities Act.
Sample 1
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Accredited Investor Status; Sophisticated Purchaser. Xxxxxxxxx is an “accredited investor” as that term is defined in Rule 501(a) of Regulation D under the Securities Act. Xxxxxxxxx has such knowledge and experience in financial and business matters that it is capable of evaluating the merits and risks of an investment in the Common Shares.
Sample 1

Related to Accredited Investor Status; Sophisticated Purchaser

  • Accredited Investor Status The Buyer is an “accredited investor” as that term is defined in Rule 501(a) of Regulation D (an “Accredited Investor”).

  • Accredited Investor The undersigned is an “accredited investor” as defined in Regulation D promulgated under the Securities Act of 1933, as amended.

  • ACCREDITED INVESTOR QUESTIONNAIRE In order for the Company to offer and sell the Securities in conformance with state and federal securities laws, the following information must be obtained regarding your investor status. Please initial each category applicable to you as a Purchaser of Securities of the Company. (1) A bank as defined in Section 3(a)(2) of the Securities Act, or any savings and loan association or other institution as defined in Section 3(a)(5)(A) of the Securities Act whether acting in its individual or fiduciary capacity; (2) A broker or dealer registered pursuant to Section 15 of the Securities Exchange Act of 1934; (3) An insurance company as defined in Section 2(13) of the Securities Act; (4) An investment company registered under the Investment Company Act of 1940 or a business development company as defined in Section 2(a)(48) of that Act; (5) A Small Business Investment Company licensed by the U.S. Small Business Administration under Section 301(c) or (d) of the Small Business Investment Act of 1958; (6) A plan established and maintained by a state, its political subdivisions, or any agency or instrumentality of a state or its political subdivisions, for the benefit of its employees, if such plan has total assets in excess of $5,000,000; (7) An employee benefit plan within the meaning of the Employee Retirement Income Security Act of 1974, if the investment decision is made by a plan fiduciary, as defined in Section 3(21) of such act, which is either a bank, savings and loan association, insurance company, or registered investment adviser, or if the employee benefit plan has total assets in excess of $5,000,000 or, if a self-directed plan, with investment decisions made solely by persons that are accredited investors; (8) A private business development company as defined in Section 202(a)(22) of the Investment Advisers Act of 1940; (9) An organization described in Section 501(c)(3) of the Internal Revenue Code, a corporation, Massachusetts or similar business trust, or partnership, not formed for the specific purpose of acquiring the Securities, with total assets in excess of $5,000,000; (10) A trust, with total assets in excess of $5,000,000, not formed for the specific purpose of acquiring the Securities, whose purchase is directed by a sophisticated person who has such knowledge and experience in financial and business matters that such person is capable of evaluating the merits and risks of investing in the Company; (11) A natural person whose individual net worth, or joint net worth with that person’s spouse, at the time of his purchase exceeds $1,000,000; (12) A natural person who had an individual income in excess of $200,000 in each of the two most recent years, or joint income with that person’s spouse in excess of $300,000, in each of those years, and has a reasonable expectation of reaching the same income level in the current year; (13) An executive officer or director of the Company; (14) An entity in which all of the equity owners qualify under any of the above subparagraphs. If the undersigned belongs to this investor category only, list the equity owners of the undersigned, and the investor category which each such equity owner satisfies. A. FOR EXECUTION BY AN INDIVIDUAL: B. FOR EXECUTION BY AN ENTITY:

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