Accredited Investor. The Holder is an “accredited investor” within the meaning of Regulation D, Rule 501(a), promulgated by the Securities and Exchange Commission and agrees to submit to the Company such further assurances of such status as may be reasonably requested by the Company.
Appears in 59 contracts
Samples: Revenue Loan and Security Agreement (T1V, Inc.), Revenue Loan and Security Agreement (NowRx, Inc.), Warrant Agreement (Grove Collaborative Holdings, Inc.)
Accredited Investor. The Holder is an “accredited investor” within the meaning of Regulation D, Rule 501(a), promulgated by the Securities and Exchange Commission and agrees to submit to the Company such further assurances of such status as may be reasonably requested by the Company. The Holder has furnished or made available any and all information requested by the Company or otherwise necessary to satisfy any applicable verification requirements as to “accredited investor” status. Any such information is true, correct, timely and complete.
Appears in 47 contracts
Samples: Warrant Agreement (Ibotta, Inc.), Warrant Agreement (Ibotta, Inc.), Warrant Agreement (Nuburu, Inc.)
Accredited Investor. The Holder is an “accredited investor” within the meaning of Rule 501 of Regulation D, Rule 501(a)as presently in effect, as promulgated by the Securities and Exchange Commission and agrees to submit to (the Company such further assurances of such status as may be reasonably requested by “SEC”) under the CompanyAct.
Appears in 47 contracts
Samples: Note and Warrant Purchase Agreement (Universal Security Instruments Inc), Warrant Agreement (Greenidge Generation Holdings Inc.), Note Purchase Agreement (RoyaltyTraders LLC)
Accredited Investor. The Holder is an “accredited investor” within the meaning of SEC Rule 501 of Regulation D, Rule 501(a), promulgated by the Securities and Exchange Commission and agrees to submit to the Company such further assurances of such status as may be reasonably requested by the Companypresently in effect.
Appears in 30 contracts
Samples: Subordinated Promissory Note (MTM Technologies, Inc.), Subordinated Promissory Note (MTM Technologies, Inc.), Subordinated Promissory Note (MTM Technologies, Inc.)
Accredited Investor. The Holder represents that it is an “accredited investor” within the meaning (as defined in Rule 501(a) of Regulation D, Rule 501(a), promulgated by D under the Securities Act acting for its own account (and Exchange Commission and agrees not for the account of others) or as a fiduciary or agent for others (which others are also “accredited investors”). The Holder further represents that it has had the opportunity to submit to ask questions of the Company such further assurances and received answers concerning the terms and conditions of such status as may be reasonably requested by Note and the CompanyConversion Shares.
Appears in 22 contracts
Samples: 25% Senior Secured Convertible Promissory Note and Security Agreement (Kiromic Biopharma, Inc.), 25% Senior Secured Convertible Promissory Note and Security Agreement (Kiromic Biopharma, Inc.), 25% Senior Secured Convertible Promissory Note and Security Agreement (Kiromic Biopharma, Inc.)
Accredited Investor. The Holder is an “accredited investor” ’ within the meaning of Regulation D, Rule 501(a), promulgated by the Securities and Exchange Commission under the Securities Act and agrees to shall submit to the Company such further assurances of such status as may be reasonably requested by the Company.
Appears in 17 contracts
Samples: Second Note Amendment Agreement (Magnolia Solar Corp), Second Note Amendment Agreement (Magnolia Solar Corp), Second Note Amendment Agreement (Magnolia Solar Corp)
Accredited Investor. The Holder is an “"accredited investor” " within the meaning of Regulation D, Rule 501(a), promulgated by the Securities and Exchange Commission and agrees to submit to the Company such further assurances Rule 501 of such status Regulation D, as may be reasonably requested by the Companypresently in effect.
Appears in 15 contracts
Samples: Loan and Security Agreement (Anacor Pharmaceuticals Inc), Loan and Security Agreement (NovaCardia Inc), Loan and Security Agreement (NovaCardia Inc)
Accredited Investor. The Holder is an “accredited investor” within the meaning investor as defined in Rule 501(a) of Regulation D, Rule 501(a), D promulgated by under the Securities and Exchange Commission and agrees to submit to the Company such further assurances of such status as may be reasonably requested by the CompanyAct.
Appears in 11 contracts
Samples: Merger Agreement (Vesper Healthcare Acquisition Corp.), Warrant Agreement (Dermata Therapeutics, Inc.), Securities Exchange Agreement (LSB Industries Inc)
Accredited Investor. The Holder is an “accredited investor” within the meaning of Rule 501 of Regulation D, Rule 501(a), D promulgated by under the Securities and Exchange Commission and Act. The Holder agrees to submit to the Company such further assurances of such status as may be reasonably furnish any additional information requested by the CompanyCompany or any of its affiliates to assure compliance with applicable U.S. federal and state securities laws in connection with the purchase and sale of the Securities.
Appears in 10 contracts
Samples: Simple Agreement for Future Equity (Safe) (Reed's, Inc.), Simple Agreement for Future Equity (Safe) (Reed's, Inc.), Simple Agreement for Future Equity (Safe) (Reed's, Inc.)
Accredited Investor. The Holder is an “accredited investor” within the meaning as that term is defined in Rule 501(a) of Regulation D, Rule 501(a), promulgated by D under the Securities and Exchange Commission and agrees to submit to the Company such further assurances of such status as may be reasonably requested by the CompanyAct.
Appears in 9 contracts
Samples: Exchange Agreement (Mikros Systems Corp), Conversion and Note Modification Agreement (Armada Water Assets Inc), Conversion Agreement (Armada Water Assets Inc)
Accredited Investor. The Holder is an “accredited investor” within the meaning of Regulation D, Rule 501(a), promulgated by the Securities and Exchange Commission and agrees to submit to the Company such further assurances of such status as may be reasonably requested by the Company.
Appears in 8 contracts
Samples: Warrant Agreement (Complete Solaria, Inc.), Warrant Agreement (Urgent.ly Inc.), Warrant Agreement (Urgent.ly Inc.)
Accredited Investor. The Holder is an “accredited investor” ’ within the meaning of Regulation D, Rule 501(a50 1(a), promulgated by the Securities and Exchange Commission under the Securities Act and agrees to shall submit to the Company such further assurances of such status as may be reasonably requested by the Company.
Appears in 8 contracts
Samples: Conversion Agreement (Manhattan Scientifics Inc), Conversion Agreement (AMP Holding Inc.), Conversion Agreement (Forex International Trading Corp.)
Accredited Investor. The Holder is an “accredited investor” within the meaning as defined in Rule 501 of Regulation D, Rule 501(a), D promulgated by under the Securities and Exchange Commission and agrees to submit to the Company such further assurances of such status as may be reasonably requested by the CompanyAct.
Appears in 8 contracts
Samples: Voluntary Conversion Agreement, Voluntary Conversion Agreement (Hc2 Holdings, Inc.), Voluntary Conversion Agreement (Hc2 Holdings, Inc.)
Accredited Investor. The Holder is an “accredited investor” within the meaning of Rule 501 of Regulation D, Rule 501(a), promulgated by D of the Securities and Exchange Commission and agrees to submit to (the Company such further assurances of such status “SEC”), as may be reasonably requested by the Companypresently in effect.
Appears in 7 contracts
Samples: Loan and Security Agreement (Anda Networks Inc), Warrant Agreement (Nuvelo Inc), Warrant Agreement (Danger Inc)
Accredited Investor. The Holder is an “accredited investorAccredited Investor” within the meaning as that term is defined in Rule 501(a) of Regulation D, Rule 501(a), promulgated by D under the Securities and Exchange Commission and agrees to submit to the Company such further assurances of such status as may be reasonably requested by the CompanyAct.
Appears in 6 contracts
Samples: Note Conversion Agreement (Armada Water Assets Inc), Note Conversion Agreement (Armada Water Assets Inc), Note Conversion Agreement (Armada Water Assets Inc)
Accredited Investor. The Holder is an “"accredited investor” " within the meaning of Regulation D, Rule 501(a), promulgated by the Securities and Exchange Commission and agrees to submit to the Company such further assurances of such status as may be reasonably requested by the Company. The Holder has furnished or made available any and all information requested by the Company or otherwise necessary to satisfy any applicable verification requirements as to "accredited investor" status. Any such information is true, correct, timely and complete.
Appears in 6 contracts
Samples: Warrant Agreement (Quantenna Communications Inc), Warrant Agreement (Quantenna Communications Inc), Warrant Agreement (Quantenna Communications Inc)
Accredited Investor. The Holder is an “"accredited investor” " within the meaning of Rule 501 of Regulation D, Rule 501(a), D promulgated by under the Securities and Exchange Commission and Act. The Holder agrees to submit to the Company such further assurances of such status as may be reasonably furnish any additional information requested by the CompanyCompany or any of its affiliates to assure compliance with applicable U.S. federal and state securities laws in connection with the purchase and sale of the Securities.
Appears in 6 contracts
Samples: Convertible Promissory Note, Convertible Promissory Note (First Harvest Corp.), Convertible Promissory Note (First Harvest Corp.)
Accredited Investor. The Holder is an “accredited investor” within the meaning of Rule 501 of Regulation D, Rule 501(a), D promulgated by under the Securities and Exchange Commission and agrees to submit to the Company such further assurances of such status as may be reasonably requested by the CompanyAct.
Appears in 6 contracts
Samples: Convertible Promissory Note (Maverick Energy Group, Ltd.), Convertible Promissory Note (Maverick Energy Group, Ltd.), Convertible Promissory Note (Maverick Energy Group, Ltd.)
Accredited Investor. The Holder is an “accredited investor” within the meaning of Rule 501 of Regulation D, Rule 501(a)as presently in effect, as promulgated by the Securities and Exchange Commission and agrees to submit to (the Company such further assurances “SEC”) under the Securities Act of such status 1933, as may be reasonably requested by the Companyamended.
Appears in 5 contracts
Samples: Warrant Agreement (Doximity, Inc.), Warrant Agreement (Doximity, Inc.), Warrant Agreement (Doximity, Inc.)
Accredited Investor. The Holder is an “accredited investor” within the meaning of Regulation D, as defined in Rule 501(a)) under the Act, promulgated by and is receiving the Securities and Exchange Commission and agrees Purchase Warrant pursuant to submit to an exemption from the Company such further assurances prospectus requirements of such status as may be reasonably requested by the Companyapplicable securities laws.
Appears in 5 contracts
Samples: Underwriters' Warrant (Senmiao Technology LTD), Warrant Agreement, Underwriters' Warrant Agreement (YayYo, Inc.)
Accredited Investor. The Holder is an “accredited investor” within the meaning of Rule 501 of Regulation D, Rule 501(a), D promulgated by the Securities and Exchange Commission and agrees to submit to the Company such further assurances of such status Commission, as may be reasonably requested by the Companypresently in effect.
Appears in 5 contracts
Samples: Lease (Portola Pharmaceuticals Inc), Lease (Portola Pharmaceuticals Inc), Warrant Agreement (Portola Pharmaceuticals Inc)
Accredited Investor. The Holder is (a) an “"accredited investor” " within the meaning of Rule 501 of Regulation D, Rule 501(a), promulgated by D of the Securities and Exchange Commission and agrees to submit to (the Company such further assurances of such status "SEC"), as may be reasonably requested by the Companypresently in effect.
Appears in 5 contracts
Samples: Convertible Loan Agreement (XDL Capital Corp), Ordinary Shares and Warrants Purchase Agreement (Commtouch Software LTD), Ordinary Shares and Warrants Purchase Agreement (Commtouch Software LTD)
Accredited Investor. The Holder is an “"accredited investor” " within the meaning of Rule 501 of Regulation D, Rule 501(a), promulgated by D of the Securities and Exchange Commission and agrees to submit to (the Company such further assurances of such status "SEC"), as may be reasonably requested by the Companypresently in effect.
Appears in 4 contracts
Samples: Secured Promissory Note (MeeMee Media Inc.), Secured Promissory Note (MeeMee Media Inc.), Secured Promissory Note (MeeMee Media Inc.)
Accredited Investor. The Holder is an “accredited investor” ’ within the meaning of Regulation D, Rule 501(a), promulgated by the Securities and Exchange Commission under the Securities Act and agrees to shall submit to the Company such further assurances of such status as may be reasonably requested by the Company.
Appears in 4 contracts
Samples: Conversion Agreement (Avalon GloboCare Corp.), Conversion Agreement (Muscle Maker, Inc.), Conversion Agreement (Ipsidy Inc.)
Accredited Investor. The Holder is an “accredited investor” within the meaning as defined in Rule 501(a) of Regulation D, Rule 501(a), D promulgated by under the Securities and Exchange Commission and agrees to submit to the Company such further assurances of such status as may be reasonably requested by the CompanyAct (an “Accredited Investor”).
Appears in 4 contracts
Samples: Piggyback Registration Rights Agreement (Reliability Inc), Debt Conversion Agreement (Reliability Inc), Debt Conversion Agreement (Reliability Inc)
Accredited Investor. The Holder is an “accredited investor” within the meaning of SEC Rule 501 of Regulation D, Rule 501(a), promulgated by the Securities and Exchange Commission and agrees to submit to the Company such further assurances of such status as may be reasonably requested by the Companypresently in effect.
Appears in 4 contracts
Samples: Consent to Yorkville Arrangements (Celularity Inc), Warrant Agreement (Adicet Bio, Inc.), Warrant Agreement (resTORbio, Inc.)
Accredited Investor. The Holder is an “accredited investor” within the meaning of Regulation D, Rule 501(a), promulgated by the Securities and Exchange Commission and agrees to submit to the Company such further assurances of such status as may be reasonably requested by the Company. Holder has furnished or made available any and all information requested by the Company or otherwise necessary to satisfy any applicable verification requirements as to “accredited investor” status. Any such information is true, correct, timely and complete.
Appears in 4 contracts
Samples: Warrant Agreement (Triller Corp.), Warrant Agreement (Triller Corp.), Warrant Agreement (Triller Corp.)
Accredited Investor. The Such Holder is an “accredited investor” within the meaning as that term is defined in Rule 501(a) of Regulation D, Rule 501(a), promulgated by D of the Securities and Exchange Commission and agrees to submit to the Company such further assurances of such status as may be reasonably requested by the CompanyAct.
Appears in 4 contracts
Samples: Warrant Exchange Agreement (ERAS Capital LLC), Warrant Exchange Agreement (SherpaVentures Fund II, LP), Warrant Exchange Agreement (JMCM Holdings LLC)
Accredited Investor. The Holder represents that it is an “accredited investor” within the meaning of Regulation D, Rule 501(a), promulgated by D under the Securities and Exchange Commission Act and agrees to submit to the Company such further assurances of such status as may be reasonably requested by the Company.
Appears in 4 contracts
Samples: Warrant Agreement (Micron Solutions Inc /De/), Warrant Agreement (CONTRAFECT Corp), Warrant Agreement (Arrhythmia Research Technology Inc /De/)
Accredited Investor. The Holder (and its affiliates) is an “"accredited investor” " within the meaning of Regulation D, Rule 501(a), promulgated by the Securities and Exchange Commission and agrees to submit to the Company such further assurances Rule 501 of such status Regulation D, as may be reasonably requested by the Companynow in effect.
Appears in 3 contracts
Samples: Warrant Agreement (Nuvasive Inc), Warrant Agreement (Nuvasive Inc), Warrant Agreement (Nuvasive Inc)
Accredited Investor. The Holder is an “"accredited investor” " within the meaning of Regulation D, Rule 501(a), promulgated by the Securities and Exchange Commission and agrees to submit to the Company such further assurances Rule 501 of such status Regulation D, as may be reasonably requested by the Companypresently in effect.
Appears in 3 contracts
Samples: Warrant Agreement (Enernoc Inc), Stock Subscription Warrant (Acusphere Inc), Stock Subscription Warrant (Acusphere Inc)
Accredited Investor. The Holder is an “accredited investor” within the meaning of Regulation D, Rule 501(a), promulgated by the Securities and Exchange Commission and agrees to submit to Rule 501 of Regulation D, as presently in effect, under the Company such further assurances of such status as may be reasonably requested by the CompanyAct.
Appears in 3 contracts
Samples: Sublease (OncoMed Pharmaceuticals Inc), Sublease (OncoMed Pharmaceuticals Inc), Lease Agreement (OncoMed Pharmaceuticals Inc)
Accredited Investor. The Holder is an “accredited investor” within the meaning investor as defined in Rule 501 (a) of Regulation D, Rule 501(a), D promulgated by under the Securities and Exchange Commission and agrees to submit to the Company such further assurances of such status as may be reasonably requested by the CompanyAct.
Appears in 3 contracts
Samples: Warrant Agreement (Pro Dex Inc), Warrant Agreement (Monogram Orthopaedics Inc), Warrant Agreement (Bill the Butcher, Inc.)
Accredited Investor. The Holder is an “accredited investor” within the meaning as that term is defined in Rule 501 of Regulation D, Rule 501(a), promulgated by D under the Securities and Exchange Commission and agrees to submit to the Company such further assurances of such status as may be reasonably requested by the CompanyAct.
Appears in 3 contracts
Samples: Exchange Agreement (Greenwave Technology Solutions, Inc.), Exchange Agreement (Greenwave Technology Solutions, Inc.), Exchange Agreement (Greenwave Technology Solutions, Inc.)
Accredited Investor. The Holder is an “"accredited investor” " within the meaning of Regulation D, Rule 501(a), promulgated by the Securities and Exchange Commission and agrees to submit to the Company such further assurances Rule 501 of such status Regulation D, as may be reasonably requested by the Companynow in effect.
Appears in 3 contracts
Samples: Intellectual Property Purchase Agreement (Nuvasive Inc), Intellectual Property Purchase Agreement (Nuvasive Inc), Common Stock Purchase Warrant (Nuvasive Inc)
Accredited Investor. The Holder is an “accredited investor” within the meaning of Rule 501 of Regulation D, Rule 501(a), D promulgated by under the Securities and Exchange Commission and 1933 Act as marked on the U.S. Accredited Investor Certificate attached hereto as Exhibit B. The Holder agrees to submit to the Company such further assurances of such status as may be reasonably furnish any additional information requested by the CompanyCompany or any of its affiliates to assure compliance with applicable U.S. federal and state securities laws in connection with the purchase and sale of the Note and the Securities.
Appears in 3 contracts
Samples: Convertible Promissory Note (Gaucho Group Holdings, Inc.), Convertible Promissory Note (Gaucho Group Holdings, Inc.), Convertible Promissory Note (Gaucho Group Holdings, Inc.)
Accredited Investor. The Holder is an “accredited investor” within the meaning of Rule 501 of Regulation D, Rule 501(a)as presently in effect, as promulgated by the Securities and Exchange Commission and agrees to submit to under the Company such further assurances Securities Act of such status 1933, as may be reasonably requested by the Companyamended.
Appears in 2 contracts
Samples: Services Agreement (Immune Therapeutics, Inc.), Services Agreement (Immune Therapeutics, Inc.)
Accredited Investor. The Holder is an “accredited investor” within the meaning of Regulation D, Rule 501(a), D of the rules and regulations promulgated by under the Securities Act and Exchange Commission and agrees has such business or financial expertise as to submit be able to protect the Company such further assurances Holder’s own interests in connection with the purchase of such status as may be reasonably requested by the CompanySecurities.
Appears in 2 contracts
Samples: Purchase Agreement (Visualant Inc), Purchase Agreement (Visualant Inc)
Accredited Investor. The Holder represents that it is an “"accredited investor” " within the meaning of Regulation D, Rule 501(a), D promulgated by the Securities and Exchange Commission and agrees to submit (the "Commission") pursuant to the Securities Act. 10 Representations an Warranties of the Company such further assurances of such status The Company hereby represents to the Holder as may be reasonably requested by the Company.follows:
Appears in 2 contracts
Samples: Agreement (Poet Holdings Inc), Agreement (Poet Holdings Inc)
Accredited Investor. The Holder is an “"accredited investor” " within the meaning of Commission Rule 501 of Regulation D, Rule 501(a), promulgated by the Securities and Exchange Commission and agrees to submit to the Company such further assurances of such status as may be reasonably requested by the Companypresently in effect.
Appears in 2 contracts
Samples: Warrant Agreement (Hypercom Corp), Common Stock Purchase Warrant (Hypercom Corp)
Accredited Investor. The Holder is an “"accredited investor” within the meaning ", as ------------------- that term is defined in Rule 501 of Regulation D, Rule 501(a), D as promulgated by under the Securities and Exchange Commission and agrees to submit to the Company such further assurances of such status as may be reasonably requested by the CompanyAct.
Appears in 2 contracts
Samples: Warrant Agreement (Drugstore Com Inc), Warrant Agreement (Drugstore Com Inc)
Accredited Investor. The Holder represents that it is an “accredited investor” as such term is defined in Rule 501(a) of Regulation D under the Securities Act and acknowledges the sale contemplated hereby is being made in reliance on a private placement exemption to “accredited investors” within the meaning of Section 501(a) of Regulation D, Rule 501(a), promulgated by D under the Securities and Exchange Commission and agrees to submit to the Company such further assurances of such status as may be reasonably requested by the CompanyAct or similar exemptions under state law.
Appears in 2 contracts
Samples: Exchange Agreement (Reborn Coffee, Inc.), Exchange Agreement (HNR Acquisition Corp.)
Accredited Investor. The Holder is an “accredited investor” within the meaning of Regulation D, Rule 501(a), promulgated by the Securities and Exchange Commission of the United States of America and agrees to submit to the Company such further assurances of such status as may be reasonably requested by the Company.
Appears in 2 contracts
Samples: Warrant Agreement (17 Education & Technology Group Inc.), Warrant Agreement (17 Education & Technology Group Inc.)
Accredited Investor. The Holder is an “accredited investor” within the meaning of SEC Rule 501 of Regulation D, Rule 501(a)as currently in effect, promulgated by the Securities and Exchange Commission and agrees to shall submit to the Company such further assurances of such status as may be reasonably requested by the Company. The residency of Holder (or, in the case of a Holder that is an entity, the office in which its investment decision was made) is correctly set forth on the signature page hereto.
Appears in 2 contracts
Samples: Warrant Agreement (Sonic Foundry Inc), Warrant Agreement (Sonic Foundry Inc)
Accredited Investor. The Holder is an “accredited investor” within the meaning of investor as that term is defined in Regulation D, Rule 501(a), D promulgated by the Securities and Exchange Commission and agrees to submit to under the Company such further assurances of such status as may be reasonably requested by the CompanySecurities Act.
Appears in 2 contracts
Samples: Note Purchase Agreement (Immucell Corp /De/), Note Purchase Agreement (Immucell Corp /De/)
Accredited Investor. The Holder is an “"accredited investor” within the meaning " as defined under Rule 501(a) of Regulation D, Rule 501(a), promulgated by D of the rules and regulations of the Securities and Exchange Commission and agrees to submit to the Company such further assurances of such status Act (as may be reasonably requested by the Companydefined in Section 6(d) hereof).
Appears in 2 contracts
Samples: Shareholder Agreements (Primus Guaranty LTD), Shareholder Agreements (Primus Guaranty LTD)
Accredited Investor. The Holder is an “accredited investor” within the meaning of Rule 501 of Regulation D, Rule 501(a)as presently in effect, as promulgated by the Securities and Exchange Commission and agrees to submit to the Company such further assurances of such status as may be reasonably requested by the CompanySEC.
Appears in 2 contracts
Samples: Warrant Agreement (Tribune Co), Warrant Agreement (Tribune Co)
Accredited Investor. The Holder is an “accredited investor” within the meaning of Rule 501 of Regulation D, Rule 501(a), promulgated by D under the Securities and Exchange Commission and agrees to submit to the Company such further assurances of such status as may be reasonably requested by the CompanyAct.
Appears in 2 contracts
Samples: Common Stock Purchase Warrant (Omtool LTD), Warrant Agreement (Avici Systems Inc)
Accredited Investor. The Holder is an “"accredited investor” " within the meaning of Regulation D, Rule 501(a), promulgated by the Securities and Exchange Commission and agrees to submit to the Company such further assurances of such status as may be reasonably requested by the CompanyCommission.
Appears in 2 contracts
Samples: Promotion Agreement (Healthetech Inc), Warrant Agreement (Healthetech Inc)
Accredited Investor. The Holder is an “accredited investor” within the meaning as that term is defined in Rule 501(a) of Regulation D, Rule 501(a), promulgated by D under the Securities and Exchange Commission and agrees to submit to the Company such further assurances of such status as may be reasonably requested by the Company1933 Act.
Appears in 2 contracts
Samples: Amendment Agreement (Emagin Corp), Amendment Agreement (Emagin Corp)
Accredited Investor. The Holder is an “accredited investor” within the meaning of Regulation D, Rule 501(a), promulgated by the Securities and Exchange Commission and agrees to submit to the Company such further assurances Rule 501 of such status Regulation D, as may be reasonably requested by the Companynow in effect.
Appears in 2 contracts
Samples: Common Stock Warrant (Basin Water, Inc.), Warrant Agreement (Salmedix Inc)
Accredited Investor. The Holder is an “accredited investor” within the meaning of Rule 501 of Regulation D, Rule 501(a), D promulgated by under the Securities and Exchange Commission and agrees to submit to Act or a Qualified Institutional Buyer within the Company such further assurances meaning of such status as may be reasonably requested by Rule 144A promulgated under the CompanySecurities Act.
Appears in 2 contracts
Samples: Financing Agreement (Motorcar Parts America Inc), Financing Agreement (Motorcar Parts America Inc)
Accredited Investor. The Holder is an “accredited investor” within as defined in Regulation D under the meaning of Regulation DSecurities Act, Rule 501(a), promulgated as marked by the Securities and Exchange Commission and agrees Holder on the signature page to submit to the Company such further assurances of such status as may be reasonably requested by the Companythis Warrant.
Appears in 2 contracts
Samples: Warrant Agreement (Basil Street Cafe, Inc.), Warrant Agreement (Basil Street Cafe, Inc.)
Accredited Investor. The Holder is an “accredited investor” within the meaning of Rule 501 of Regulation D, Rule 501(a), D promulgated by under the Securities and Exchange Commission and Act. Xxxxxx agrees to submit to the Company such further assurances of such status as may be reasonably furnish any additional information requested by Maker or any of its affiliates to assure compliance with applicable U.S. federal and state securities laws in connection with the Companypurchase and sale of the Securities.
Appears in 2 contracts
Samples: Securities Purchase Agreement (Ondas Holdings Inc.), Securities Purchase Agreement (Ondas Holdings Inc.)
Accredited Investor. The Holder is an “accredited investor” within the meaning of Regulation D, Rule 501(a), promulgated by the Securities and Exchange Commission Rule 501 of Regulation D, and agrees to submit to the Company such further assurances of such status Regulation 45-106 (Prospectus and Registration Exemptions), in each case as may be reasonably requested by the Companypresently in effect.
Appears in 2 contracts
Samples: Loan Agreement (Enerkem Inc.), Preferred Share Purchase Warrant (Enerkem Inc.)
Accredited Investor. The Holder represents and warrants that (i) the Holder is an “"accredited investor” within the meaning " as such term is defined in Rule 501 of Regulation D, Rule 501(a), promulgated by under the Securities and Exchange Commission and agrees to submit to the Company such further assurances of such status as may be reasonably requested by the CompanyAct.
Appears in 1 contract
Samples: Securities Exchange Agreement (Absolute Life Solutions, Inc.)
Accredited Investor. The Holder represents that it is an “accredited investor” within the meaning of Regulation D, (i) Rule 501(a), ) of Regulation D as promulgated by under the Securities Act; and Exchange Commission and agrees to submit to (ii) MI 45-103. Forthwith upon request of the Company such further assurances Corporation, Holder will, upon request of such the Corporation, furnish the Corporation with a certificate or certificates in respect of its status as may be reasonably requested by the Companyan “accredited investor” hereunder.
Appears in 1 contract
Samples: Preferred Share Purchase Agreement (BG Capital Group, Ltd.)
Accredited Investor. The Holder is an “"accredited investor” " ------------------- within the meaning of Rule 501 of Regulation D, Rule 501(a), promulgated by D of the Securities and Exchange Commission and agrees to submit to (the Company such further assurances of such status "SEC"), as may be reasonably requested by the Companypresently in effect .
Appears in 1 contract
Samples: Warrant Agreement (Logicvision Inc)
Accredited Investor. The Holder is an “"accredited investor” " within the meaning of Regulation D, Rule 501(a50l(a), promulgated by the Securities and Exchange Commission and agrees to submit to the Company such further assurances of such status as may be reasonably requested by the Company. The Holder has furnished or made available any and all information requested by the Company or otherwise necessary to satisfy any applicable verification requirements as to "accredited investor" status. Any such information is true, correct, ti,nely and complete.
Appears in 1 contract
Accredited Investor. The Holder is an “accredited investor” within the meaning of Rule 501 of Regulation D, Rule 501(a)as presently in effect, as promulgated by the Securities and Exchange Commission and agrees to submit to (the Company such further assurances of such status as may be reasonably requested by “SEC”) under the CompanySecurities Act.
Appears in 1 contract
Samples: Warrant Agreement (Switchback Energy Acquisition Corp)
Accredited Investor. The Holder is an “"accredited investor” ' within the meaning of Regulation D, Rule 501(a50 1(a), promulgated by the Securities and Exchange Commission under the Securities Act and agrees to shall submit to the Company such further assurances of such status as may be reasonably requested by the Company.
Appears in 1 contract
Samples: Conversion Agreement (Cedric Kushner Promotions Inc)
Accredited Investor. The Holder is an “accredited investor” within the meaning of Regulation D, Rule 501(a), promulgated by the Securities and Exchange Commission SEC and agrees to submit to the Company such further assurances of such status as may be reasonably requested by the Company. The Holder has furnished or made available any and all information requested by the Company or otherwise necessary to satisfy any applicable verification requirements as to “accredited investor” status. Any such information is true, correct, timely and complete.
Appears in 1 contract
Samples: Warrant Agreement (Inspirato Inc)
Accredited Investor. The Such Holder is an “accredited investor” ’ within the meaning of Regulation D, Rule 501(a), promulgated by the Securities and Exchange Commission under the Securities Act and agrees to shall submit to the Company such further assurances of such status as may be reasonably requested by the Company.
Appears in 1 contract
Samples: Securities Exchange Agreement (Drinks Americas Holdings, LTD)
Accredited Investor. The Such Holder is an “accredited investor” ’ within the meaning of Regulation D, Rule 501(a)501, promulgated by the Commission under the Securities Act and Exchange Commission and agrees to shall submit to the Company such further assurances of such status as may be reasonably requested by the Company.
Appears in 1 contract
Accredited Investor. The Holder represents that it is an “accredited investor” within the meaning (as defined in Rule 501(a) of Regulation D, Rule 501(a), promulgated by D under the Securities Act acting for its own account (and Exchange Commission and agrees not for the account of others) or as a fiduciary or agent for others (which others are also “accredited investors”). The Holder further represents that it has had the opportunity to submit to ask questions of the Company such further assurances and received answers concerning the terms and conditions of such status as may be reasonably requested by Note and the CompanyNote Shares.
Appears in 1 contract
Accredited Investor. The Holder is an “accredited investor” ’ within the meaning of Regulation D, Rule 501(a), promulgated by the Securities and Exchange Commission under the Securities Act and agrees to amended by the Xxxx-Xxxxx Xxxx Street Reform and Consumer Protection Act and shall submit to the Company such further assurances of such status as may be reasonably requested by the Company.
Appears in 1 contract
Accredited Investor. The Holder is an “accredited investor” within the meaning of Regulation D, Rule 501(a), promulgated by the Commission under the Securities Act and Exchange Commission has truthfully and agrees accurately completed the Holder Questionnaire attached to this Agreement and will submit to the Company DPWF such further assurances of such status as may be reasonably requested by the CompanyDPWF.
Appears in 1 contract
Accredited Investor. The Holder represents that it is an “accredited investor” within the meaning (as defined in Rule 501(a) of Regulation D, Rule 501(a), promulgated by D under the Securities Act acting for its own account (and Exchange Commission and agrees not for the account of others) or as a fiduciary or agent for others (which others are also “accredited investors”). The Holder further represents that it has had the opportunity to submit to ask questions of the Company such further assurances and received answers concerning the terms and conditions of such status as may be reasonably requested by the Companysale of the Securities.
Appears in 1 contract
Samples: Convertible Promissory Note (Fibrocell Science, Inc.)
Accredited Investor. The Holder is an “"accredited investor” " ------------------- within the meaning of Regulation D, Rule 501(a), promulgated by the Securities and Exchange Commission and agrees to submit to the Company such further assurances Rule 501 of such status Regulation D, as may be reasonably requested by the Companypresently in effect.
Appears in 1 contract
Samples: Warrant Agreement (Getthere Com)
Accredited Investor. The Holder is an “accredited investor” within the meaning of Rule 501 of Regulation D, Rule 501(a), D promulgated by under the Securities Act and Exchange Commission has delivered to the Company, a true, correct and completed form of the Investor Questionnaire attached hereto as Exhibit B. The Holder agrees to submit to the Company such further assurances of such status as may be reasonably furnish any additional information requested by the CompanyCompany or any of its affiliates to assure compliance with applicable U.S. federal and state securities laws in connection with the purchase and sale of the Securities.
Appears in 1 contract
Samples: Simple Agreement for Future Equity (Rego Payment Architectures, Inc.)
Accredited Investor. The Holder represents that it is an “accredited investor” within the meaning of Regulation D, Rule 501(a), ) of Regulation D as promulgated by under the Securities and Exchange Commission and agrees to submit to the Company such further assurances of such status as may be reasonably requested by the CompanyAct.
Appears in 1 contract
Samples: Debenture Purchase Agreement (Neptune Society Inc/Fl)
Accredited Investor. The Holder is is, and at the time of exercise of this Warrant, will be, an “accredited investor” within the meaning of Rule 501 of Regulation D, Rule 501(a)as presently in effect, as promulgated by the U.S. Securities and Exchange Commission and agrees to submit to under the Company such further assurances of such status as may be reasonably requested by the CompanySecurities Act.
Appears in 1 contract
Accredited Investor. The Holder is an “accredited investor” within the meaning of Regulation D, Rule 501(a), promulgated by the Securities and Exchange Commission and agrees to submit to the Company such further assurances of such status as may be reasonably requested by the Company. The Holder has furnished or made available any and all information requested by the Company or otherwise necessary to satisfy any applicable verification requirements as to its “accredited investor” status. Any such information is true, correct and complete.
Appears in 1 contract
Samples: Warrant Consent and Conversion Agreement (GP Investments Acquisition Corp.)
Accredited Investor. The Holder is an “accredited investor” within the meaning of Rule 501 of Regulation DD promulgated under the Securities Act of 1933, Rule 501(aas amended (the “Act”), and/or is not a “US Person” within the meaning of Regulation S promulgated by under the Securities and Exchange Commission and agrees to submit to the Company such further assurances of such status as may be reasonably requested by the CompanyAct.
Appears in 1 contract
Accredited Investor. The Such Holder is an “accredited investor” within the meaning as that term is defined in Rule 501(a) of Regulation D, Rule 501(a), promulgated by D under the Securities Act of 1933, as amended (the “Securities Act”). Such Holder understands the economic risk of its investment in the Shares, and Exchange Commission has such knowledge and agrees to submit to experience in financial and business matters that it is capable of evaluating the Company such further assurances merits and risks of such status as may be reasonably requested by an investment in the CompanyShares.
Appears in 1 contract
Samples: Exchange Agreement (Pernix Therapeutics Holdings, Inc.)
Accredited Investor. The Holder is an “accredited investor” within the meaning of Rule 501 of Regulation DD promulgated under the Securities Act of 1933, Rule 501(aas amended (the “Securities Act”), promulgated by and has sufficient experience in business, financial and investment matters to enable it to evaluate the Securities risks involved in the exchange of the Exchanged Notes for the Shares and Exchange Commission and agrees to submit make an informed investment decision with respect to the Exchange and such acquisition. The Holder acknowledges that the Company such further assurances makes no representation regarding the value of such status as may be reasonably requested by the CompanyExchanged Notes or the Shares.
Appears in 1 contract
Accredited Investor. The Holder is qualifies as an “accredited investor” within the meaning Accredited Investor as defined in Rule 501(a) of Regulation D, Rule 501(a), D promulgated by the Securities and Exchange Commission and agrees has such knowledge and experience in financial and business matters to submit enable the Holder to evaluate the Company such further assurances merits and risks of such status as may be reasonably requested by an investment in the CompanyCommon Units available upon exercise of this Warrant.
Appears in 1 contract
Accredited Investor. The Holder is an “"accredited investor” ' within the meaning of Regulation D, Rule 501(a), promulgated by the Securities and Exchange Commission under the Securities Act and agrees to shall submit to the Company such further assurances of such status as may be reasonably requested by the Company.
Appears in 1 contract
Samples: Conversion Agreement (Cedric Kushner Promotions Inc)
Accredited Investor. The Holder is an “accredited investor” within the meaning "Accredited Investor" for ------------------- purposes of Regulation D, Rule 501(a), D promulgated by the Commission under the Securities and Exchange Commission and agrees to submit to the Company such further assurances of such status as may be reasonably requested by the CompanyAct.
Appears in 1 contract
Accredited Investor. The Holder is an “accredited investor” within the meaning of Regulation D, Rule 501(a), promulgated by the Securities and Exchange Exchange. Commission and agrees to submit to the Company such further assurances of such status as may be reasonably requested by the Company.
Appears in 1 contract
Samples: Warrant Agreement (TrueCar, Inc.)
Accredited Investor. The Holder represents and warrants to, and covenants with, the Company that the Holder is an “accredited investor” within the meaning of as defined in Regulation D, Rule 501(a), promulgated by D under the Securities Act and Exchange Commission the Holder is also knowledgeable, sophisticated and agrees experienced in making, and is qualified to submit make decisions with respect to the Company such further assurances of such status as may be reasonably requested by the Companyinvestments presenting an investment decision.
Appears in 1 contract
Accredited Investor. The Holder is (a) an “"accredited investor” " within the meaning of Rule 501 of Regulation D, Rule 501(a), promulgated by D of the Securities and Exchange Commission and agrees to submit to (the Company such further assurances "SEC"), as presently in effect or (b) not a "U.S. Person" as defined by Rule 902 of such status as may be reasonably requested by Regulation S promulgated under the CompanySecurities Act.
Appears in 1 contract
Samples: Ordinary Shares and Warrants Purchase Agreement (Commtouch Software LTD)
Accredited Investor. The Holder is an “"accredited investor” " within the meaning of Regulation D, Rule 501(a), promulgated by the Securities and Exchange Commission and agrees to submit to the Company such further assurances ("SEC") Rule 501 of such status Regulation D, as may be reasonably requested by the Companypresently in effect.
Appears in 1 contract
Samples: Warrant Agreement (Websense Inc)
Accredited Investor. The Holder is an “"accredited investor” " within the meaning of Regulation D, Rule 501(a), promulgated by the Securities and Exchange Commission and agrees to submit to the Company such further assurances of such status as may be reasonably requested by the Company. The Holder has furnished or made available any and all information requested by the Company or otherwise necessary to satisfy any applicable verification requirements as to "accredited investor'' status. Any such information is true, correct, timely and complete.
Appears in 1 contract
Accredited Investor. The Holder is an “accredited investor” within the meaning of Rule 501 of Regulation D, Rule 501(a)as presently in effect, as promulgated by the Securities and Exchange Commission and agrees to submit to (or any other federal agency at the Company such further assurances time administering the Securities Act) (the “Commission”) under the Securities Act of such status 1933, as may be reasonably requested by amended (the Company“Securities Act”).
Appears in 1 contract
Samples: Warrant Agreement (HyreCar Inc.)
Accredited Investor. The Holder is an “accredited investor” within Accredited Investor”, as the meaning of term is defined in Regulation D, Rule 501(a), promulgated by D under the Securities Act of 1933 and Exchange Commission has completed and agrees to submit delivered to the Company such further assurances of such status as may be reasonably requested by the CompanyBorrower a Prospective Investor Suitability Questionnaire.
Appears in 1 contract
Samples: Convertible Debenture (Infotec Business Systems Inc)
Accredited Investor. The Holder is an “accredited investor” within the meaning of Regulation D, Rule 501(a), promulgated by the Securities and Exchange Commission and agrees to submit to the Company such further assurances of such status as may be reasonably requested by the CompanyCommission.
Appears in 1 contract
Samples: Common Stock Purchase Warrant (Myos Rens Technology Inc.)
Accredited Investor. The Holder is an “accredited investorAccredited Investor” within the meaning as that term is defined in Rule 501(a)(3) of Regulation D, Rule 501(a), promulgated by the Securities and Exchange Commission and agrees to submit to the Company such further assurances of such status as may be reasonably requested by the Company.D.
Appears in 1 contract
Accredited Investor. The Holder is an “accredited investor” within the meaning as defined in Rule 501 of Regulation D, Rule 501(a), promulgated by D under the Securities and Exchange Commission and agrees to submit to the Company such further assurances of such status as may be reasonably requested by the CompanyAct.
Appears in 1 contract
Accredited Investor. The Holder is an “accredited investor” within the meaning of Rule 501 of Regulation DD promulgated under the Securities Act of 1933, Rule 501(aas amended (the “1933Act”), and/or is not a “US Person” within the meaning of Regulation S promulgated by under the Securities 1933 Act and Exchange Commission and agrees to submit to the Company such further assurances of such status as may be reasonably requested by the Company.transaction relating hereto otherwise complies with Regulation S.
Appears in 1 contract
Samples: Loan Agreement (Erin Energy Corp.)
Accredited Investor. The Holder is an “accredited investor” within the meaning as defined in Rule 501(a) of Regulation D, Rule 501(a), D promulgated by under the Securities and Exchange Commission and agrees to submit to the Company such further assurances of such status as may be reasonably requested by the CompanyAct.
Appears in 1 contract
Samples: Business Combination Agreement (Magnum Opus Acquisition LTD)
Accredited Investor. The Holder is an “"accredited investor” " within the meaning of Regulation D, Rule 501(a), promulgated by the Securities and Exchange Commission under the Securities Act and agrees to shall submit to the Company such further assurances of such status as may be reasonably requested by the Company.
Appears in 1 contract
Accredited Investor. The Holder is an “accredited investor” within the meaning of Regulation D, Rule 501(a), promulgated by the Securities and Exchange Commission and agrees to submit to the Company such further assurances of such status as may be reasonably requested by the Company. The Holder has furnished or made available any and all information requested by the Company or otherwise necessary to satisfy any applicable verification requirements as to “accredited investor” status. Any such information is true, correct, timely and complete.
Appears in 1 contract
Samples: Warrant Agreement (Winc, Inc.)