Accuracy of Reports and Information. The Company is in full compliance, to the extent applicable, with all reporting obligations under Section 12(b), 12 (g) or 15(d), as applicable, of the Securities Exchange Act of 1934, as amended (the "Exchange Act"). The Company has registered its Common Stock pursuant to Section 12 of the Exchange Act and the Common Stock is listed and trades on the Nasdaq SmallCap Market. The Company has filed all material required to be filed pursuant to all reporting obligations, under either Section 13(a) or 15(d) of the Exchange Act for a period of at least twelve (12) months immediately preceding the offer or sale of the Shares.
Appears in 3 contracts
Samples: Subscription Agreement (Software Publishing Corp Holdings Inc), Subscription Agreement (Software Publishing Corp Holdings Inc), Subscription Agreement (Software Publishing Corp Holdings Inc)
Accuracy of Reports and Information. The To the best of its knowledge, the Company is in full compliance, to the extent applicable, with all reporting obligations under either Section 12(b), 12 (g12(g) or 15(d), as applicable, ) of the Securities Exchange Act of 1934, as amended (the "Exchange Act"). The Company has registered its Common Stock pursuant to Section 12 of the Exchange Act and the Common Stock is listed and trades on the Nasdaq SmallCap MarketOTC Bulletin Board. The Company has filed all material required to be filed pursuant to all reporting obligations, under either Section 13(a) or 15(d) of the Exchange Act for a period of at least twelve (12) months immediately preceding the offer or and sale of the SharesSecurities (or for such shorter period that the Company has been required to file such material).
Appears in 3 contracts
Samples: Subscription Agreement (Sgi International), Subscription Agreement (Sgi International), Subscription Agreement (Sgi International)
Accuracy of Reports and Information. The Company is in full compliance, to the extent applicable, with all reporting obligations under either Section 12(b), 12 (g) or 15(d), as applicable, ) of the Securities Exchange Act of 1934, as amended (the "Exchange Act"). The Company has registered its Common Stock pursuant to Section 12 of the Exchange Act and the Common Stock is listed and trades on the Nasdaq SmallCap National Small Cap Market. The Company has filed all material required to be filed pursuant to all reporting obligations, under either Section 13(a) or 15(d) of the Exchange Act for a period of at least twelve (12) months immediately preceding the offer or to sale of the SharesShares (or for such shorter period that the Company has been required to file such material).
Appears in 2 contracts
Samples: Subscription Agreement (Xybernaut Corp), Subscription Agreement (Xybernaut Corp)
Accuracy of Reports and Information. The Company is in full compliance, to the extent applicable, with all reporting obligations under Section 12(b), 12 (g) or 15(d), as applicable, of the Securities Exchange Act of 1934, as amended (the "Exchange Act"). The ; the Company has registered its Common Stock pursuant to Section 12 of the Exchange Act and the Common Stock is listed and trades on the The Nasdaq SmallCap Market. The ; and the Company has filed all material required to be filed pursuant to all reporting obligations, under either Section 13(a) or 15(d) of the Exchange Act for a period of at least twelve (12) months immediately preceding the offer or sale of the Shares.
Appears in 2 contracts
Samples: Subscription Agreement (Software Publishing Corp Holdings Inc), Subscription Agreement (Software Publishing Corp Holdings Inc)
Accuracy of Reports and Information. The Company is in full compliance, to ----------------------------------- the extent applicable, with all reporting obligations under either Section 12(b), 12 (g12(g) or 15(d), as applicable, ) of the Securities Exchange Act of 1934, as amended (the "Exchange Act"). The Company has registered its Common Stock pursuant to Section 12 of the Exchange Act and the Common Stock is listed and trades on the Nasdaq SmallCap NASD, Electronic Bulletin Board Market. The Company has filed all material required to be filed pursuant to all reporting obligations, under either Section 13(a) or 15(d) of the Exchange Act for a period of at least twelve (12) months immediately preceding the offer Closing Date (or sale of for such shorter period that the SharesCompany has been required to file such material).
Appears in 1 contract
Samples: 10% Convertible Preferred Purchase Agreement (Emb Corp)
Accuracy of Reports and Information. The Company Buyer is in full compliance, to the extent applicable, with all reporting obligations under Section 12(b), 12 (g) or 15(d), as applicable, of the Securities Exchange Act of 1934, as amended (the "Exchange Act"). The Company ; Buyer has registered its the SPCH Common Stock pursuant to Section 12 of the Exchange Act and the SPCH Common Stock is listed and trades on the The Nasdaq SmallCap Market. The Company ; and Buyer has filed all material required to be filed pursuant to all reporting obligations, under either Section 13(a) or 15(d) of the Exchange Act for a period of at least twelve (12) months immediately preceding the offer or sale of the SPCH Shares.
Appears in 1 contract
Samples: Stock Exchange Agreement (Software Publishing Corp Holdings Inc)
Accuracy of Reports and Information. The Company is in full compliance, to the extent applicable, with all reporting obligations for foreign issuers under either Section 12(b), 12 (g12(g) or 15(d), as applicable, ) of the Securities Exchange Act of 1934, as amended (the "Exchange Act. The Company is a ")foreign issuer" as that term is defined in the Exchange Act. The Company has registered its Common Stock pursuant to Section 12 of the Exchange Act and the Common Stock is listed and trades on the Nasdaq SmallCap NASDAQ Small Cap Market. The Company has filed complied in all material required respects and to be filed pursuant to the extent applicable with all reporting obligations, under either Section 13(a) or 15(d) of the Exchange Act for a period of at least twelve (12) months immediately preceding the offer or and sale of the Initial Shares, Secondary Shares, and Warrants (or for such shorter period that the Company has been required to file such material).
Appears in 1 contract
Samples: Common Stock Purchase Agreement (D G Jewellery of Canada LTD)
Accuracy of Reports and Information. (a) The Company is in full compliance, to the extent applicable, with all reporting obligations under either Section 12(b), 12 (g) or 15(d), as applicable, ) of the Securities Exchange Act of 1934, as amended (the "Exchange Act"). The Company has registered its Common Stock pursuant to Section 12 of the Exchange Act and the Common Stock is listed and trades on the Nasdaq SmallCap Market. Nasdaq.
(b) The Company has filed all material required to be filed pursuant to all reporting obligations, under either Section 13(a) or 15(d) of the Exchange Act for a period of at least twelve (12) months immediately preceding the offer or to sale of the SharesShares (or for such shorter period that the Company has been required to file such material).
Appears in 1 contract
Accuracy of Reports and Information. The Company is in full compliance, to the extent applicable, with all reporting obligations under Section Sections 12(b), 12 (g) or 15(d), as applicable, of the Securities Exchange Act of 1934, as amended (the "Exchange Act"). The Company has registered its Common Stock pursuant to Section 12 of the Exchange Act and the Common Stock is listed quoted and trades on the Nasdaq SmallCap MarketNASDAQ National Market System ("NMS"). The Company has filed all material required to be filed pursuant to all reporting obligations, under either Section 13(a) or 15(d) of the Exchange Act for a period of at least twelve (12) months immediately preceding the offer or sale of the SharesShares (or for such shorter period that the Company has been required to file such material).
Appears in 1 contract
Samples: Series a Preferred Stock and Warrant Purchase Agreement (Kti Inc)