Additional Limitations and Exclusions. Notwithstanding any other provision of this Agreement, UMBFS shall have no duty or obligation under this Agreement to inquire into, and shall not be liable for: (a) The legality of the issue or sale of any Shares, the sufficiency of the amount to be received therefor, or the authority of the Trust, as the case may be, to request such sale or issuance; (b) The legality of a transfer of Shares or of a purchase or redemption of any Shares, the propriety of the amount to be paid therefor, or the authority of the Trust, as the case may be, to request such transfer or redemption; (c) The legality of the declaration of any dividend by the Trust, or the legality of the issue of any Shares in payment of any stock dividend; or (d) The legality of any recapitalization or readjustment of Shares.
Appears in 20 contracts
Samples: Transfer Agency Agreement (Trend Trader Funds), Transfer Agency Agreement (Ocm Mutual Fund), Transfer Agency Agreement (Hillier Capital Management Funds Trust)
Additional Limitations and Exclusions. Notwithstanding any other provision of this Agreement, UMBFS shall have no duty or obligation under this Agreement to inquire into, and shall not be liable for:
(a) A. The legality of the issue or sale of any Shares, the sufficiency of the amount to be received therefor, or the authority of the Trust, as the case may be, to request such sale or issuance;
(b) B. The legality of a transfer of Shares or of a purchase or redemption of any Shares, the propriety of the amount to be paid therefor, or the authority of the Trust, as the case may be, to request such transfer or redemption;
(c) C. The legality of the declaration of any dividend by the Trust, or the legality of the issue of any Shares in payment of any stock dividend; or
(d) The legality of any recapitalization or readjustment of Shares.
Appears in 13 contracts
Samples: Transfer Agency Agreement (Fpa Funds Trust), Transfer Agency Agreement (Vericimetry Funds), Transfer Agency Agreement (SteelPath MLP Funds Trust)
Additional Limitations and Exclusions. Notwithstanding any other provision of this Agreement, UMBFS shall have no duty or obligation under this Agreement to inquire into, and shall not be liable for:
(a) A. The legality of the issue or sale of any Shares, the sufficiency of the amount to be received therefor, or the authority of the TrustCompany, as the case may be, to request such sale or issuance;
(b) B. The legality of a transfer of Shares or of a purchase or redemption of any Shares, the propriety of the amount to be paid therefor, or the authority of the TrustCompany, as the case may be, to request such transfer or redemption;
(c) C. The legality of the declaration of any dividend by the TrustCompany, or the legality of the issue of any Shares in payment of any stock dividend; or
(d) The legality of any recapitalization or readjustment of Shares.
Appears in 4 contracts
Samples: Transfer Agency Agreement (Fpa New Income Inc), Transfer Agency Agreement (Fpa Paramount Fund Inc), Transfer Agency Agreement (Fpa Capital Fund Inc)
Additional Limitations and Exclusions. Notwithstanding any other provision of this Agreement, UMBFS shall have no duty or obligation under this Agreement to inquire into, and shall not be liable for:
(a) A. The legality of the issue or sale of any Shares, the sufficiency of the amount to be received therefor, or the authority of the Trust, as the case may be, to request such sale or issuance;
(b) B. The legality of a transfer of Shares or of a purchase or redemption of any Shares, the propriety of the amount to be paid therefor, or the authority of the Trust, as the case may be, to request such transfer or redemption;
(c) C. The legality of the declaration of any dividend by the Trust, or the legality of the issue of any Shares in payment of any stock dividend; or
(d) D. The legality of any recapitalization or readjustment of Shares.
Appears in 3 contracts
Samples: Transfer Agency Agreement (Bragg Capital Trust), Transfer Agency Agreement (Tamarack Funds Trust), Transfer Agency Agreement (Tamarack Funds Trust)
Additional Limitations and Exclusions. Notwithstanding any other provision of this Agreement, UMBFS shall have no duty or obligation under this Agreement to inquire into, and shall not be liable for:
(a) The legality of the issue or sale of any Shares, the sufficiency of the amount to be received therefor, or the authority of the TrustFund, as the case may be, to request such sale or issuance;
(b) The legality of a transfer of Shares or of a purchase or redemption of any Shares, the propriety of the amount to be paid therefor, or the authority of the TrustFund, as the case may be, to request such transfer or redemption;
(c) The legality of the declaration of any dividend by the TrustFund, or the legality of the issue of any Shares in payment of any stock dividend; or
(d) The legality of any recapitalization or readjustment of Shares.
Appears in 2 contracts
Samples: Transfer Agency Agreement (Access Capital Strategies Community Investment Fund Inc/Ma), Transfer Agency Agreement (Aegis Value Fund Inc)
Additional Limitations and Exclusions. Notwithstanding any other provision of this Agreement, UMBFS shall have no duty or obligation under this Agreement to inquire into, and shall not be liable for:
(a) The legality of the issue or sale of any Shares, the sufficiency of the amount to be received therefor, or the authority of the TrustCompany, as the case may be, to request such sale or issuance;
(b) The legality of a transfer of Shares or of a purchase or redemption of any Shares, the propriety of the amount to be paid therefor, or the authority of the TrustCompany, as the case may be, to request such transfer or redemption;
(c) The legality of the declaration of any dividend by the TrustCompany, or the legality of the issue of any Shares in payment of any stock dividend; or
(d) The legality of any recapitalization or readjustment of Shares.
Appears in 2 contracts
Samples: Transfer Agency Agreement (Lifetime Achievement Fund Inc), Transfer Agency Agreement (Wasatch Funds Inc)
Additional Limitations and Exclusions. Notwithstanding any other provision of this Agreement, UMBFS SEI shall not have no a duty or obligation under this Agreement to inquire into, and shall not be liable for:
(a) The legality of the issue or sale of any Shares, the sufficiency of the amount to be received therefor, or the authority of the Trust, as the case may be, to request such sale or issuance;
(b) The legality of a transfer of Shares or of a purchase or redemption of any Shares, the propriety of the amount to be paid therefor, or the authority of the Trust, as the case may be, to request such transfer or redemption;
(c) The legality of the declaration of any dividend by the Trust, or the legality of the issue of any Shares in payment of any stock dividend; or
(d) The legality of any recapitalization or readjustment of Shares.
Appears in 2 contracts
Samples: Transfer Agency Agreement (Community Reinvestment Act Qualified Investment Fund), Transfer Agency Agreement (Community Reinvestment Act Qualified Investment Fund)
Additional Limitations and Exclusions. Notwithstanding any other provision of this Agreement, UMBFS shall have no further duty or obligation under this Agreement to inquire into, and shall not be liable for:
(a) The legality of the issue or sale of any Shares, the sufficiency of the amount to be received therefor, or the authority of the Trust, as the case may be, to request such sale or issuance;
(b) The legality of a transfer of Shares or of a purchase or redemption of any Shares, the propriety of the amount to be paid therefor, or the authority of the Trust, as the case may be, to request such transfer or redemption;
(c) The legality of the declaration of any dividend by the Trust, or the legality of the issue of any Shares in payment of any stock dividend; or
(d) The legality of any recapitalization or readjustment of Shares.
Appears in 1 contract
Additional Limitations and Exclusions. Notwithstanding any other provision of this Agreement, UMBFS shall have no duty or obligation under this Agreement to inquire into, and shall not be liable for:
(a) The legality of the issue or sale of any Shares, the sufficiency of the amount to be received therefor, or the authority of the Trust, as the case may be, to request such sale or issuance;
(b) The legality of a transfer of Shares or of a purchase or redemption of any Shares, the propriety of the amount to be paid therefor, or the authority of the Trust, as the case may be, to request such transfer or redemption;
(c) The legality of the declaration of any dividend by the Trusta Fund, or the legality of the issue of any Shares in payment of any stock dividend; or
(d) The legality of any recapitalization or readjustment of Shares.
Appears in 1 contract