Adjustments for Reclassification, Exchange or Substitution. If the Common Stock issuable upon conversion of this Note at any time or from time to time after the Issuance Date shall be changed to the same or different number of shares of any class or classes of stock, whether by reclassification, exchange, substitution or otherwise (other than by way of a stock split or combination of shares or stock dividends provided for in Sections 3.6(a)(i), (ii) and (iii), or a reorganization, merger, consolidation, or sale of assets provided for in Section 3.6(a)(v)), then, and in each event, an appropriate revision to the Conversion Price shall be made and provisions shall be made (by adjustments of the Conversion Price or otherwise) so that the Holder shall have the right thereafter to convert this Note into the kind and amount of shares of stock and other securities receivable upon reclassification, exchange, substitution or other change, by holders of the number of shares of Common Stock into which such Note might have been converted immediately prior to such reclassification, exchange, substitution or other change, all subject to further adjustment as provided herein.
Appears in 30 contracts
Samples: Convertible Note Agreement (Juma Technology Corp.), Convertible Note Agreement (Juma Technology Corp.), Convertible Promissory Note (Juma Technology Corp.)
Adjustments for Reclassification, Exchange or Substitution. If the Common Stock issuable upon conversion of this Note at any time or from time to time after the Issuance Date shall be changed to the same or different number of shares of any class or classes of stock, whether by reclassification, exchange, substitution or otherwise (other than by way of a stock split or combination of shares or stock dividends provided for in Sections 3.6(a)(i3.5(a)(i), (ii) and (iii), or a reorganization, merger, consolidation, or sale of assets provided for in Section 3.6(a)(v3.5(a)(v)), then, and in each event, an appropriate revision to the Conversion Price shall be made and provisions shall be made (by adjustments of the Conversion Price or otherwise) so that the Holder shall have the right thereafter to convert this Note into the kind and amount of shares of stock and other securities receivable upon reclassification, exchange, substitution or other change, by holders of the number of shares of Common Stock into which such Note might have been converted immediately prior to such reclassification, exchange, substitution or other change, all subject to further adjustment as provided herein.
Appears in 18 contracts
Samples: Senior Convertible Promissory Note (Urigen Pharmaceuticals, Inc.), Senior Convertible Promissory Note (Urigen Pharmaceuticals, Inc.), Securities Purchase Agreement (Neoprobe Corp)
Adjustments for Reclassification, Exchange or Substitution. If the Common Stock issuable upon conversion of this Note at any time or from time to time after the Issuance Date shall be changed to into the same or a different number of shares of any class or classes of stock, whether by reclassification, exchange, substitution or otherwise (other than by way of a stock split or combination of shares or stock dividends provided for in Sections 3.6(a)(i4(c)(i), (ii) and (iii), or a reorganization, merger, consolidation, or sale of assets provided for in Section 3.6(a)(v4(c)(v)), then, and in each event, an appropriate revision to the Conversion Price shall be by made and provisions shall be made (by adjustments of the Conversion Price or of otherwise) so that the Holder holder of this Note shall have the right thereafter to convert this such Note into the kind and amount of shares of stock and other securities receivable upon such reclassification, exchange, substitution or other change, by holders of the number of shares of Common Stock into which such Note might have been converted immediately prior to such reclassification, exchange, substitution or other change, all subject to further adjustment as provided herein.
Appears in 10 contracts
Samples: Convertible Note Agreement (Greenestone Healthcare Corp), Convertible Note (Greenestone Healthcare Corp), Convertible Note (Clements Golden Phoenix Enterprises Inc)
Adjustments for Reclassification, Exchange or Substitution. If the shares of Common Stock issuable upon conversion of this Note at any time or from time to time after the Closing Date (but whether before or after the Issuance Date Date) shall be changed to the same or different number of shares or other securities of any class or classes of stockstock or other property, whether by reclassification, exchange, substitution or otherwise (other than by way of a stock split or combination of shares or stock dividends provided for in Sections 3.6(a)(i3.4(a)(i), (ii) and (iii)) hereof, or a reorganization, merger, consolidation, or sale of assets provided for in Section 3.6(a)(v)3.4(a)(vii) hereof), then, and in each event, an appropriate revision to the Conversion Price shall be made and provisions shall be made (by adjustments of the Conversion Price or otherwise) so that the Holder shall have the right thereafter to convert this Note into the kind and amount of shares of stock and or other securities or other property receivable upon reclassification, exchange, substitution or other change, by holders of the number of shares of Common Stock into which such Note might have been converted immediately prior to such reclassification, exchange, substitution or other change, all subject to further adjustment as provided herein.
Appears in 10 contracts
Samples: Note Agreement (Know Labs, Inc.), Note (Abvc Biopharma, Inc.), Note Agreement (Abvc Biopharma, Inc.)
Adjustments for Reclassification, Exchange or Substitution. If the Common Stock issuable upon conversion of this Note at any time or from time to time after the Closing Date (but whether before or after the Issuance Date Date) shall be changed to the same or different number of shares or other securities of any class or classes of stockstock or other property, whether by reclassification, exchange, substitution or otherwise (other than by way of a stock split or combination of shares or stock dividends provided for in Sections 3.6(a)(i3.4(a)(i), (ii) and (iii)) hereof, or a reorganization, merger, consolidation, or sale of assets provided for in Section 3.6(a)(v)3.4(a)(v) hereof), then, and in each event, an appropriate revision to the Conversion Price shall be made and provisions shall be made (by adjustments of the Conversion Price or otherwise) so that the Holder shall have the right thereafter to convert this Note into the kind and amount of shares of stock and or other securities or other property receivable upon reclassification, exchange, substitution or other change, by holders of the number of shares of Common Stock into which such Note might have been converted immediately prior to such reclassification, exchange, substitution or other change, all subject to further adjustment as provided herein.
Appears in 9 contracts
Samples: Convertible Note (Boxlight Corp), Note Agreement (COMSovereign Holding Corp.), Note Agreement (COMSovereign Holding Corp.)
Adjustments for Reclassification, Exchange or Substitution. If the Common Stock issuable upon conversion of this Note Ordinary Shares at any time or from time to time after the Closing Date (but whether before or after the Issuance Date Date) shall be changed to the same or different number of shares or other securities of any class or classes of stockstock or other property, whether by reclassification, exchange, substitution or otherwise (other than by way of a stock split an event or combination of shares or stock dividends transaction provided for in Sections 3.6(a)(i3.3(a)(i), (ii) and (iii), or a reorganization, merger, consolidation, or sale of assets provided for in Section 3.6(a)(v)) hereof), then, and in each event, an appropriate revision to the Fixed Conversion Price shall be made and provisions shall be made (by adjustments of the Fixed Conversion Price or otherwise) so that the Holder shall have the right thereafter to convert this Note into the kind and amount of shares of stock and or other securities or other property receivable upon reclassification, exchange, substitution or other change, by holders of the number of shares of Common Stock Ordinary Shares into which such Note might have been converted immediately prior to such reclassification, exchange, substitution or other change, all subject to further adjustment as provided herein.
Appears in 9 contracts
Samples: Note Agreement (SEALSQ Corp), Note Agreement (SEALSQ Corp), Note Agreement (SEALSQ Corp)
Adjustments for Reclassification, Exchange or Substitution. If the Common Stock issuable upon conversion of this Note at any time or from time to time after the Closing Date (but whether before or after the Issuance Date Date) shall be changed to the same or different number of shares or other securities of any class or classes of stockstock or other property, whether by reclassification, exchange, substitution or otherwise (other than by way of a stock split or combination of shares or stock dividends provided for in Sections 3.6(a)(i3.4(a)(i), (ii) and (iii)) hereof, or a reorganization, merger, consolidation, or sale of assets provided for in Section 3.6(a)(v)3.4(a)(vii) hereof), then, and in each event, an appropriate revision to the Conversion Price shall be made and provisions shall be made (by adjustments of the Conversion Price or otherwise) so that the Holder shall have the right thereafter to convert this Note into the kind and amount of shares of stock and or other securities or other property receivable upon reclassification, exchange, substitution or other change, by holders of the number of shares of Common Stock into which such Note might have been converted immediately prior to such reclassification, exchange, substitution or other change, all subject to further adjustment as provided herein.
Appears in 8 contracts
Samples: Senior Secured Convertible Promissory Note (Red Cat Holdings, Inc.), Senior Secured Convertible Promissory Note (Red Cat Holdings, Inc.), Senior Secured Convertible Promissory Note (Red Cat Holdings, Inc.)
Adjustments for Reclassification, Exchange or Substitution. If the Common Stock issuable upon conversion of this Note at any time or from time to time after the Closing Date (but whether before or after the Issuance Date Date) shall be changed to the same or different number of shares or other securities of any class or classes of stockstock or other property, whether by reclassification, exchange, substitution or otherwise (other than by way of a stock split or combination of shares or stock dividends provided for in Sections 3.6(a)(i4.4(a)(i), (ii) and (iii)) hereof, or a reorganization, merger, consolidation, or sale of assets provided for in Section 3.6(a)(v)4.4(a)(v) hereof), then, and in each event, an appropriate revision to the Base Conversion Price shall be made and provisions shall be made (by adjustments of the Base Conversion Price or otherwise) so that the Holder shall have the right thereafter to convert this Note into the kind and amount of shares of stock and or other securities or other property receivable upon reclassification, exchange, substitution or other change, by holders of the number of shares of Common Stock into which such Note might have been converted immediately prior to such reclassification, exchange, substitution or other change, all subject to further adjustment as provided herein.
Appears in 8 contracts
Samples: Note Agreement (Marizyme, Inc.), Note Agreement (Marizyme, Inc.), Note Agreement (Northann Corp.)
Adjustments for Reclassification, Exchange or Substitution. If the Common Stock issuable upon conversion of this Note Ordinary Shares at any time or from time to time after the Closing Date (but whether before or after the Issuance Date Date) shall be changed to the same or different number of shares or other securities of any class of shares or classes of stockother property, whether by reclassification, exchange, substitution or otherwise (other than by way of a stock split or combination of shares or stock dividends provided for in Sections 3.6(a)(i3.4(a)(i), (ii) and (iii)) hereof, or a reorganization, merger, consolidation, or sale of assets provided for in Section 3.6(a)(v)3.4(a)(viii) hereof), then, and in each event, an appropriate revision to the Conversion Floor Price shall be made and provisions shall be made (by adjustments of the Conversion Floor Price or otherwise) so that the Holder shall have the right thereafter to convert this Note into the kind and amount of shares of stock and or other securities or other property receivable upon reclassification, exchange, substitution or other change, by holders of the number of shares of Common Stock Ordinary Shares into which such Note might have been converted immediately prior to such reclassification, exchange, substitution or other change, all subject to further adjustment as provided herein.
Appears in 6 contracts
Samples: Convertible Note Agreement (Digiasia Corp.), Convertible Note (Digiasia Corp.), Convertible Note (Digiasia Corp.)
Adjustments for Reclassification, Exchange or Substitution. If the Common Stock issuable upon conversion of this Note at any time or from time to time after the Closing Date (but whether before or after the Original Issuance Date Date) shall be changed to the same or different number of shares or other securities of any class or classes of stockstock or other property, whether by reclassification, exchange, substitution or otherwise (other than by way of a stock split or combination of shares or stock dividends provided for in Sections 3.6(a)(i3.3(a)(i), (ii) and (iii), or a reorganization, merger, consolidation, or sale of assets provided for in Section 3.6(a)(v)) hereof), then, and in each event, an appropriate revision to the Fixed Conversion Price shall be made and provisions shall be made (by adjustments of the Fixed Conversion Price or otherwise) so that the Holder shall have the right thereafter to convert this Note into the kind and amount of shares of stock and or other securities or other property receivable upon reclassification, exchange, substitution or other change, by holders of the number of shares of Common Stock into which such Note might have been converted immediately prior to such reclassification, exchange, substitution or other change, all subject to further adjustment as provided herein.
Appears in 5 contracts
Samples: Convertible Note Agreement (Zhibao Technology Inc.), Note Agreement (Zhibao Technology Inc.), Note Agreement (Trio Petroleum Corp.)
Adjustments for Reclassification, Exchange or Substitution. If ------------------------------------------------------------- the Common Stock issuable upon conversion of this Note the Notes at any time or from time to time after the Issuance Date shall be changed to the same or different number of shares of any class or classes of stock, whether by reclassification, exchange, substitution or otherwise (other than by way of a stock split or combination of shares or stock dividends provided for in Sections 3.6(a)(i), (ii) and (iii), or a reorganization, merger, consolidation, or sale of assets provided for in Section 3.6(a)(v)), then, and in each event, an appropriate revision to the Fixed Conversion Price shall be made and provisions shall be made (by adjustments of the Conversion Price or otherwise) so that the Holder holder of each of the Notes shall have the right thereafter to convert this such Note into the kind and amount of shares of stock and other securities receivable upon reclassification, exchange, substitution or other change, by holders of the number of shares of Common Stock into which such Note might have been converted immediately prior to such reclassification, exchange, substitution or other change, all subject to further adjustment as provided herein.. (v)
Appears in 5 contracts
Samples: Convertible Promissory Note (Amanda Co Inc), Convertible Promissory Note (Amanda Co Inc), Convertible Promissory Note (Amanda Co Inc)
Adjustments for Reclassification, Exchange or Substitution. If the Common Stock issuable upon conversion of this Note at any time or from time to time after the Issuance Date shall be changed to into the same or different number of shares of any class or classes of stock, whether by reclassification, exchange, substitution or otherwise (other than by way of a stock split or combination of shares or stock dividends provided for in Sections 3.6(a)(i(i), (ii) and (iii), or a reorganization, merger, consolidation, or sale of assets provided for in Section 3.6(a)(v(v)), then, and in each event, an appropriate revision to the Conversion Price shall be by made and provisions shall be made (by adjustments of the Conversion Price or of otherwise) so that the Holder holder of this Note shall have the right thereafter to convert this such Note into the kind and amount of shares of stock and other securities receivable upon reclassification, exchange, substitution or other change, by holders of the number of shares of Common Stock into which such Note might have been converted immediately prior to such reclassification, exchange, substitution or other change, all subject to further adjustment as provided herein.
Appears in 4 contracts
Samples: Standstill Agreement (Environmental Remediation Holding Corp), Standstill Agreement (Environmental Remediation Holding Corp), Standstill Agreement (Environmental Remediation Holding Corp)
Adjustments for Reclassification, Exchange or Substitution. If the Common Stock issuable upon conversion of this Note at any time or from time to time after the Issuance Date shall be changed to the same or different number of shares of any class or classes of stock, whether by reclassification, exchange, substitution or otherwise (other than by way of a stock split or combination of shares or stock dividends provided for in Sections 3.6(a)(i3.5(a)(i), (ii) and (iii), or a reorganization, merger, consolidation, or sale of assets provided for in Section 3.6(a)(v3.5(a)(v)), then, and in each event, an appropriate revision to the Conversion Price shall be made and provisions shall be made (by adjustments of the Conversion Price or otherwise) so that the Holder shall have the right thereafter to convert this Note into the kind and amount of shares of stock and other securities receivable upon reclassification, exchange, substitution or other change, by holders of the number of shares of Common Stock into which such Note might have been converted immediately prior to such reclassification, exchange, substitution or other change, all subject to further adjustment as provided herein.
Appears in 4 contracts
Samples: Membership Interest Purchase Agreement (Boxlight Corp), Convertible Promissory Note (Boxlight Corp), Convertible Promissory Note (Boxlight Corp)
Adjustments for Reclassification, Exchange or Substitution. If the Common Stock issuable upon conversion of this Note at any time or from time to time after the Issuance Date original date of issuance of this Note shall be changed to the same or different number of shares of any class or classes of stock, whether by reclassification, exchange, substitution or otherwise (other than by way of a stock split or combination of shares or stock dividends provided for in Sections 3.6(a)(i), (ii) and (iii)herein, or a reorganization, merger, consolidation, or sale of assets provided for in Section 3.6(a)(v))herein, then, and in each event, an appropriate revision to the Conversion Price shall be made and provisions shall be made (by adjustments of the Conversion Price or otherwise) so that the Holder shall have the right thereafter to convert this Note into the kind and amount of shares of stock and other securities receivable upon reclassification, exchange, substitution or other change, by holders of the number of shares of Common Stock into which such Note might have been converted immediately prior to such reclassification, exchange, substitution or other change, all subject to further adjustment as provided herein.
Appears in 4 contracts
Samples: Note Purchase Agreement (Cereplast Inc), Exchange Agreement (Cereplast Inc), Security Agreement (Cereplast Inc)
Adjustments for Reclassification, Exchange or Substitution. If the Common Stock Shares issuable upon conversion of this Note at any time or from time to time after the Issuance Date shall be changed to the same or different number of shares of any class or classes of stock, whether by reclassification, exchange, substitution or otherwise (other than by way of a stock split or combination of shares or stock dividends provided for in Sections 3.6(a)(i), clauses (i) and (ii) and (iiiof Section 3.4(a), or a reorganization, merger, consolidation, or sale of assets provided for in Section 3.6(a)(v3.4(a)(iv)), then, and in each event, an appropriate revision to the Conversion Price shall be made and provisions shall be made (by adjustments of the Conversion Price or otherwise) so that the Holder shall have the right thereafter to convert this Note into the kind and amount of shares of stock and other securities receivable upon reclassification, exchange, substitution or other change, by holders of the number of shares of Common Stock Shares into which such Note might have been converted immediately prior to such reclassification, exchange, substitution or other change, all subject to further adjustment as provided herein.
Appears in 3 contracts
Samples: Convertible Note Agreement (Z Trim Holdings, Inc), Convertible Note Agreement (Z Trim Holdings, Inc), Convertible Note Agreement (Z Trim Holdings, Inc)
Adjustments for Reclassification, Exchange or Substitution. If the Common Stock issuable upon conversion of this Note at any time or from time to time after the Issuance Date shall be changed to into the same or different number of shares of any class or classes of stock, whether by reclassification, exchange, substitution or otherwise (other than by way of a stock split or combination of shares or stock dividends provided for in Sections 3.6(a)(i5(d)(i), (ii) and (iii), or a reorganization, merger, consolidation, or sale of assets provided for in Section 3.6(a)(v5(d)(v)), then, and in each event, an appropriate revision to the Conversion Price shall be by made and provisions shall be made (by adjustments of the Conversion Price or of otherwise) so that the Holder holder of this Note shall have the right thereafter to convert this such Note into the kind and amount of shares of stock and other securities receivable upon reclassification, exchange, substitution or other change, by holders of the number of shares of Common Stock into which such Note might have been converted immediately prior to such reclassification, exchange, substitution or other change, all subject to further adjustment as provided herein.
Appears in 3 contracts
Samples: Securities Purchase Agreement (Environmental Remediation Holding Corp), Convertible Note (Environmental Remediation Holding Corp), Convertible Note (Environmental Remediation Holding Corp)
Adjustments for Reclassification, Exchange or Substitution. If the Common Stock issuable upon conversion of this Note Warrant at any time or from time to time after the Issuance Date date hereof shall be changed to into the same or different number of shares of any class or classes of stock, whether by reclassification, exchange, substitution or otherwise (other than by way of a stock split or combination of shares or stock dividends provided for in Sections 3.6(a)(i8(a), (iib) and (iiic), or a reorganization, merger, consolidation, or sale of assets provided for in Section 3.6(a)(v)8(e), then, and in each event, an appropriate revision to the Conversion Exercise Price shall be by made and provisions shall be made (by adjustments of the Conversion Exercise Price or of otherwise) so that the Holder holder of this Warrant shall have the right thereafter to convert this Note such Warrant into the kind and amount of shares of stock and other securities receivable upon reclassification, exchange, substitution or other change, by holders of the number of shares of Common Stock into which such Note Warrant might have been converted immediately prior to such reclassification, exchange, substitution or other change, all subject to further adjustment as provided herein.
Appears in 3 contracts
Samples: Warrant Agreement (Ip Voice Com Inc), Warrant Agreement (Environmental Remediation Holding Corp), Redeemable Common Stock Purchase Warrant (Surgical Safety Products Inc)
Adjustments for Reclassification, Exchange or Substitution. If the shares of Common Stock issuable upon conversion of this Note at any time or from time to time after the Closing Date (but whether before or after the Issuance Date Date) shall be changed to the same or different number of shares or other securities of any class of shares or classes of stockother property, whether by reclassification, exchange, substitution or otherwise (other than by way of a stock split or combination of shares or stock dividends provided for in Sections 3.6(a)(i3.4(a)(i), (ii) and (iii)) hereof, or a reorganization, merger, consolidation, or sale of assets provided for in Section 3.6(a)(v)3.4(a)(viii) hereof), then, and in each event, an appropriate revision to the Conversion Price shall be made and provisions shall be made (by adjustments of the Conversion Price or otherwise) so that the Holder shall have the right thereafter to convert this Note into the kind and amount of shares of stock and or other securities or other property receivable upon reclassification, exchange, substitution or other change, by holders of the number of shares of Common Stock into which such Note might have been converted immediately prior to such reclassification, exchange, substitution or other change, all subject to further adjustment as provided herein.
Appears in 3 contracts
Samples: Note (Cyber App Solutions Corp.), Note Agreement (Phoenix Motor Inc.), Note Agreement (Phoenix Motor Inc.)
Adjustments for Reclassification, Exchange or Substitution. If the Common Stock issuable upon conversion of this Note at any time or from time to time after the Closing Date (but whether before or after the Issuance Date Date) shall be changed to the same or different number of shares or other securities of any class or classes of stockstock or other property, whether by reclassification, exchange, substitution or otherwise (other than by way of a stock split or combination of shares or stock dividends provided for in Sections 3.6(a)(i3.4(a)(i), (ii) and (iii), or a reorganization, merger, consolidation, or sale of assets provided for in Section 3.6(a)(v)) hereof), then, and in each event, an appropriate revision to the Conversion Price shall be made and provisions shall be made (by adjustments of the Conversion Price or otherwise) so that the Holder shall have the right thereafter to convert this Note into the kind and amount of shares of stock and or other securities or other property receivable upon reclassification, exchange, substitution or other change, by holders of the number of shares of Common Stock into which such Note might have been converted immediately prior to such reclassification, exchange, substitution or other change, all subject to further adjustment as provided herein.
Appears in 3 contracts
Samples: Convertible Note Agreement (Bio Key International Inc), Convertible Note (Bio Key International Inc), Convertible Note (Bio Key International Inc)
Adjustments for Reclassification, Exchange or Substitution. If the Common Stock issuable upon conversion of this Note Ordinary Shares at any time or from time to time after the Closing Date (but whether before or after the Issuance Date Date) shall be changed to the same or different number of shares or other securities of any class or classes of stockstock or other property, whether by reclassification, exchange, substitution or otherwise (other than by way of a stock split or combination of shares or stock dividends provided for in Sections 3.6(a)(i3.4(a)(i), (ii) and (iii)) hereof, or a reorganization, merger, consolidation, or sale of assets provided for in Section 3.6(a)(v)3.4(a)(v) hereof), then, and in each event, an appropriate revision to the Conversion Price shall be made and provisions shall be made (by adjustments of the Conversion Price or otherwise) so that the Holder shall have the right thereafter to convert this Note into the kind and amount of shares of stock and or other securities or other property receivable upon reclassification, exchange, substitution or other change, by holders of the number of shares of Common Stock Ordinary Shares into which such Note might have been converted immediately prior to such reclassification, exchange, substitution or other change, all subject to further adjustment as provided herein.
Appears in 3 contracts
Samples: Note Agreement (Indonesia Energy Corp LTD), Note Agreement (Indonesia Energy Corp LTD), Note Agreement (Indonesia Energy Corp LTD)
Adjustments for Reclassification, Exchange or Substitution. If the Common Stock issuable upon conversion of this Note the Series C Preferred Stock at any time or from time to time after the Issuance Date shall be changed to the same or different number of shares of any class or classes of stock, whether by reclassification, exchange, substitution or otherwise (other than by way of a stock split or combination of shares or stock dividends provided for in Sections 3.6(a)(i5(d)(i), (ii) and (iii), or a reorganization, merger, consolidation, or sale of assets provided for in Section 3.6(a)(v5(d)(v)), then, and in each event, an appropriate revision to the Conversion Price shall be made and provisions shall be made (by adjustments of the Conversion Price or otherwise) so that the Holder holder of each share of Series C Preferred Stock shall have the right thereafter to convert this Note such share of Series C Preferred Stock into the kind and amount of shares of stock and other securities receivable upon reclassification, exchange, substitution or other change, by holders of the number of shares of Common Stock into which such Note share of Series C Preferred Stock might have been converted immediately prior to such reclassification, exchange, substitution or other change, all subject to further adjustment as provided herein.
Appears in 3 contracts
Samples: Preferred Stock Purchase Agreement (Home Solutions of America Inc), Preferred Stock Purchase Agreement (Home Solutions of America Inc), Preferred Stock Purchase Agreement (Home Solutions of America Inc)
Adjustments for Reclassification, Exchange or Substitution. If the Common Stock Shares issuable upon conversion of this Note at any time or from time to time after the Issuance Date shall be changed to the same or different number of shares of any class or classes of stock, whether by reclassification, exchange, substitution or otherwise (other than by way of a stock split or combination of shares or stock dividends provided for in Sections 3.6(a)(i), clauses (i) and (ii) and (iiiof Section 3.4(a), or a reorganization, merger, consolidation, or sale of assets provided for in Section 3.6(a)(v3.4(a)(iv)), then, and in each event, an appropriate revision to the Conversion Price shall be made and provisions shall be made (by adjustments of the Conversion Price or otherwise) so that the Holder shall have the right thereafter to convert this Note into the kind and amount of shares of stock and other securities receivable upon reclassification, exchange, substitution or other change, by holders of the number of shares of Common Stock Shares into which such Note might would have been converted immediately prior to such reclassification, exchange, substitution or other change, all subject to further adjustment as provided herein.
Appears in 3 contracts
Samples: Convertible Note Agreement (Z Trim Holdings, Inc), Convertible Note Agreement (Z Trim Holdings, Inc), Convertible Note Agreement (Z Trim Holdings, Inc)
Adjustments for Reclassification, Exchange or Substitution. If the Common Stock issuable upon conversion of this Note at any time or from time to time after the Issuance Date date of this Note shall be changed to the same or different number of shares of any class or classes of stock, whether by reclassification, exchange, substitution or otherwise (other than by way of a stock split or combination of shares or stock dividends provided for in Sections 3.6(a)(i), (ii) and (iii)herein, or a reorganization, merger, consolidation, or sale of assets provided for in Section 3.6(a)(v)herein), then, and in each event, an appropriate revision to the Conversion Price shall be made and provisions shall be made (by adjustments of the Conversion Price or otherwise) so that the Holder of this Note shall have the right thereafter to convert this Note into the kind and amount of shares of stock and other securities receivable upon reclassification, exchange, substitution or other change, by holders of the number of shares of Common Stock into which such Note might have been converted immediately prior to such reclassification, exchange, substitution or other change, all subject to further adjustment as provided herein.
Appears in 3 contracts
Samples: Series B Amendment Agreement (Lithium Technology Corp), Subscription Agreement (Lithium Technology Corp), Series B Amendment Agreement (Lithium Technology Corp)
Adjustments for Reclassification, Exchange or Substitution. If the Common Stock issuable upon conversion of this Note Shares at any time or from time to time after the Closing Date (but whether before or after the Original Issuance Date Date) shall be changed to the same or different number of shares or other securities of any class or classes of stockshares or other property, whether by reclassification, exchange, substitution or otherwise (other than by way of a stock split share subdivision or combination of shares or stock share dividends provided for in Sections 3.6(a)(i3.3(a)(i), (ii) and (iii), or a reorganization, merger, consolidation, or sale of assets provided for in Section 3.6(a)(v)) hereof), then, and in each event, an appropriate revision to the Fixed Conversion Price shall be made and provisions shall be made (by adjustments of the Fixed Conversion Price or otherwise) so that the Holder shall have the right thereafter to convert this Note into the kind and amount of shares of stock and or other securities or other property receivable upon reclassification, exchange, substitution or other change, by holders of the number of shares of Common Stock Shares into which such Note might have been converted immediately prior to such reclassification, exchange, substitution or other change, all subject to further adjustment as provided herein.
Appears in 3 contracts
Samples: Note Agreement (Caravelle International Group), Note Agreement (Caravelle International Group), Note (Caravelle International Group)
Adjustments for Reclassification, Exchange or Substitution. If the Common Stock issuable upon conversion of this Note at any time or from time to time after the Closing Date (but whether before or after the Issuance Date Date) shall be changed to the same or different number of shares or other securities of any class or classes of stockstock or other property, whether by reclassification, exchange, substitution or otherwise (other than by way of a stock split or combination of shares or stock dividends provided for in Sections 3.6(a)(i3.4(a)(i), (ii) and (iii)) hereof, or a reorganization, merger, consolidation, or sale of assets provided for in Section 3.6(a)(v)3.4(a)(v) hereof), then, and in each event, an appropriate revision to the Base Conversion Price shall be made and provisions shall be made (by adjustments of the Base Conversion Price or otherwise) so that the Holder shall have the right thereafter to convert this Note into the kind and amount of shares of stock and or other securities or other property receivable upon reclassification, exchange, substitution or other change, by holders of the number of shares of Common Stock into which such Note might have been converted immediately prior to such reclassification, exchange, substitution or other change, all subject to further adjustment as provided herein.
Appears in 3 contracts
Samples: Note Agreement (Wisa Technologies, Inc.), Note Agreement (Wisa Technologies, Inc.), Note Agreement (Summit Wireless Technologies, Inc.)
Adjustments for Reclassification, Exchange or Substitution. If the Common Stock issuable upon conversion of this Note at any time or from time to time after the Issuance Date shall be changed to the same or different number of shares of any class or classes of stock, whether by reclassification, exchange, substitution or otherwise (other than by way of a stock split or combination of shares or stock dividends provided for in Sections 3.6(a)(i), (ii) and (iii)herein, or a reorganization, merger, consolidation, or sale of assets provided for in Section 3.6(a)(v))forherin, then, and in each event, an appropriate revision to the Conversion Price shall be made and provisions shall be made (by adjustments of the Conversion Price or otherwise) so that the Holder shall have the right thereafter to convert this Note into the kind and amount of shares of stock and other securities receivable upon reclassification, exchange, substitution or other change, by holders of the number of shares of Common Stock into which such Note might have been converted immediately prior to such reclassification, exchange, substitution or other change, all subject to further adjustment as provided herein.
Appears in 2 contracts
Samples: Securities Agreement (Silver Horn Mining Ltd.), Securities Agreement (IZEA Holdings, Inc.)
Adjustments for Reclassification, Exchange or Substitution. If the Common Stock issuable upon conversion of this Note Ordinary Shares at any time or from time to time after the Closing Date (but whether before or after the Issuance Date Date) shall be changed to the same or different number of shares or other securities of any class of shares or classes of stockother property, whether by reclassification, exchange, substitution or otherwise (other than by way of a stock split or combination of shares or stock dividends provided for in Sections 3.6(a)(i3.4(a)(i), (ii) and (iii)) hereof, or a reorganization, merger, consolidation, or sale of assets provided for in Section 3.6(a)(v)3.4(a)(viii) hereof), then, and in each event, an appropriate revision to the Conversion Price shall be made and provisions shall be made (by adjustments of the Conversion Price or otherwise) so that the Holder shall have the right thereafter to convert this Note into the kind and amount of shares of stock and or other securities or other property receivable upon reclassification, exchange, substitution or other change, by holders of the number of shares of Common Stock Ordinary Shares into which such Note might have been converted immediately prior to such reclassification, exchange, substitution or other change, all subject to further adjustment as provided herein.
Appears in 2 contracts
Samples: Note Agreement (Freight Technologies, Inc.), Note Agreement (Freight Technologies, Inc.)
Adjustments for Reclassification, Exchange or Substitution. If the Common Stock issuable upon conversion of this Note at any time or from time to time after the Issuance Date shall be changed to the same or different number of shares of any class or classes of stock, whether by reclassification, exchange, substitution or otherwise (other than by way of a stock split or combination of shares or stock dividends provided for in Sections 3.6(a)(i), (ii) and (iii), or a reorganization, merger, consolidation, or sale of assets provided for in Section 3.6(a)(v))dividends, then, and in each event, an appropriate revision to the Conversion Price shall be made and provisions shall be made (by adjustments of the Conversion Price or otherwise) so that the Holder shall have the right thereafter to convert this Note into the kind and amount of shares of stock and other securities receivable upon reclassification, exchange, substitution or other change, by holders of the number of shares of Common Stock into which such Note might have been converted immediately prior to such reclassification, exchange, substitution or other change, all subject to further adjustment as provided herein.
Appears in 2 contracts
Samples: Debt Exchange Agreement (Eco Innovation Group, Inc.), Debt Exchange Agreement (Eco Innovation Group, Inc.)
Adjustments for Reclassification, Exchange or Substitution. If the Common Stock issuable upon conversion of this Note at any time or from time to time after the Issuance Date shall be changed to into the same or a different number of shares of any class or classes of stock, whether by reclassification, exchange, substitution or otherwise (other than by way of a stock split or combination of shares or stock dividends provided for in Sections 3.6(a)(i4(d)(i), (ii) and (iii), or a reorganization, merger, consolidation, or sale of assets provided for in Section 3.6(a)(v4(d)(v)), then, and in each event, an appropriate revision to the Conversion Price shall be by made and provisions shall be made (by adjustments of the Conversion Price or of otherwise) so that the Holder Payee of this Note shall have the right thereafter to convert this such Note into the kind and amount of shares of stock and other securities receivable upon such reclassification, exchange, substitution or other change, by holders of the number of shares of Common Stock into which such Note might have been converted immediately prior to such reclassification, exchange, substitution or other change, all subject to further adjustment as provided herein.
Appears in 2 contracts
Samples: Convertible Note (National Boston Medical Inc), Convertible Note (National Boston Medical Inc)
Adjustments for Reclassification, Exchange or Substitution. If the Common Stock issuable upon conversion of this Note at any time or from time to time after the Closing Date (but whether before or after the Issuance Date Date) shall be changed to the same or different number of shares or other securities of any class or classes of stockstock or other property, whether by reclassification, exchange, substitution or otherwise (other than by way of a stock split or combination of shares or stock dividends provided for in Sections 3.6(a)(i3.4(a)(i), (ii) and (iii)) hereof, or a reorganization, merger, consolidation, or sale of assets provided for in Section 3.6(a)(v)3.4(a)(v) hereof), then, and in each event, an appropriate revision to the Conversion Price shall be made and provisions shall be made (by adjustments of the Conversion Price or otherwise) so that the Holder shall have the right thereafter to convert this Note into the kind and amount of shares of stock and or other securities or other property receivable upon reclassification, exchange, substitution or other change, by holders of the number of shares of Common Stock into which such Note might have been converted immediately prior to such reclassification, exchange, substitution or other change, all subject to further adjustment as provided herein.
Appears in 2 contracts
Samples: Securities Purchase Agreement (Tuatara Capital Acquisition Corp), Note (SpringBig Holdings, Inc.)
Adjustments for Reclassification, Exchange or Substitution. If the Common Stock issuable upon conversion of this Note at any time or from time to time after the Closing Date (but whether before or after the Issuance Date Date) shall be changed to the same or different number of shares or other securities of any class or classes of stockstock or other property, whether by reclassification, exchange, substitution or otherwise (other than by way of a stock split or combination of shares or stock dividends provided for in Sections 3.6(a)(i3.4(a)(i), (ii) and (iii)) hereof, or a reorganization, merger, consolidation, or sale of assets provided for in Section 3.6(a)(v)3.4(a)(vii) hereof), then, and in each event, an appropriate revision to the Fixed Conversion Price shall be made and provisions shall be made (by adjustments of the Fixed Conversion Price or otherwise) so that the Holder shall have the right thereafter to convert this Note into the kind and amount of shares of stock and or other securities or other property receivable upon reclassification, exchange, substitution or other change, by holders of the number of shares of Common Stock into which such Note might have been converted immediately prior to such reclassification, exchange, substitution or other change, all subject to further adjustment as provided herein.
Appears in 2 contracts
Samples: Note Agreement (Ainos, Inc.), Note (PARTS iD, Inc.)
Adjustments for Reclassification, Exchange or Substitution. If the Common Stock issuable upon conversion of this Note at any time or from time to time-to-time after the Closing Date (but whether before or after the Original Issuance Date Date) shall be changed to the same or different number of shares or other securities of any class or classes of stockstock or other property, whether by reclassification, exchange, substitution or otherwise (other than by way of a forward stock split split, stock dividend, or combination of shares or reverse stock dividends split provided for in Sections 3.6(a)(i3.3(a)(i), (ii) and (iii), or a reorganization, merger, consolidation, or sale of assets provided for in Section 3.6(a)(v)) hereof), then, and in each event, an appropriate revision to the Fixed Conversion Price shall be made and provisions shall be made (by adjustments of the Fixed Conversion Price or otherwise) so that the Holder shall have the right thereafter to convert this Note into the kind and amount of shares of stock and or other securities or other property receivable upon reclassification, exchange, substitution or other change, by holders of the number of shares of Common Stock into which such Note might have been converted immediately prior to such reclassification, exchange, substitution or other change, all subject to further adjustment as provided herein.
Appears in 2 contracts
Samples: Note Agreement (Healthcare Triangle, Inc.), Promissory Note (Healthcare Triangle, Inc.)
Adjustments for Reclassification, Exchange or Substitution. If the Common Stock issuable upon conversion of this each applicable Note at any time or from time to time after the Issuance Date shall be changed to the same or different number of shares of any class or classes of stock, whether by reclassification, exchange, substitution or otherwise (other than by way of a stock split or combination of shares or stock dividends provided for in Sections 3.6(a)(i3.4(a)(i), (ii) and (iii), or a reorganization, merger, consolidation, or sale of assets provided for in Section 3.6(a)(v3.4(a)(v)), then, and in each event, an appropriate revision to the Conversion Price shall be made and provisions shall be made (by adjustments of the Conversion Price or otherwise) so that the Holder shall have the right thereafter to convert this each applicable Note into the kind and amount of shares of stock and other securities receivable upon reclassification, exchange, substitution or other change, by holders of the number of shares of Common Stock into which each such applicable Note might have been converted immediately prior to such reclassification, exchange, substitution or other change, all subject to further adjustment as provided herein.
Appears in 2 contracts
Samples: Securities Purchase Agreement (Trident Brands Inc), Securities Purchase Agreement (Trident Brands Inc)
Adjustments for Reclassification, Exchange or Substitution. If the Common Stock issuable upon conversion of this Note at any time or from time to time after the Issuance Date shall be changed to the same or different number of shares of any class or classes of stock, whether by reclassification, exchange, substitution or otherwise (other than by way of a stock split or combination of shares or stock dividends provided for in Sections 3.6(a)(i), 5(d)(i) and (ii) and (iii)hereof, or by a reorganization, merger, consolidation, or sale of assets other than as provided for in Section 3.6(a)(v)5(d)(iv) hereof), then, and in each event, an appropriate revision to the Conversion Price shall be made and provisions shall be made (by adjustments of the Conversion Price or otherwise) so that the Holder holder of each share of Series A-1 Convertible Preferred Stock shall have the right thereafter to convert this Note such share of the Series A-1 Convertible Preferred Stock into the kind and amount of shares of stock and other securities receivable upon reclassification, exchange, substitution or other change, by holders of the number of shares of Common Stock into which such Note share of the Series A-1 Convertible Preferred Stock might have been converted immediately prior to such reclassification, exchange, substitution or other change, all subject to further adjustment as provided herein.
Appears in 2 contracts
Samples: Convertible Preferred Stock Purchase Agreement (Titan Energy Worldwide, Inc.), Convertible Preferred Stock Purchase Agreement (Pioneer Power Solutions, Inc.)
Adjustments for Reclassification, Exchange or Substitution. If the shares of Common Stock issuable upon conversion of this Note at any time or from time to time after the Issuance Effective Date shall be changed to the same or different number of shares or other securities of any class or classes of stockstock or other property, whether by reclassification, exchange, substitution or otherwise (other than by way of a stock split or combination of shares or stock dividends provided for in Sections 3.6(a)(iSection 3.04(a)(i), (iiSection 3.04(a)(ii) and (iii), Section 3.04(a)(iii) or a reorganization, merger, consolidation, or sale of assets provided for in Section 3.6(a)(v)3.04(a)(vii) hereof), then, and in each event, an appropriate revision to the Conversion Price shall be made and provisions shall be made (by adjustments of the Conversion Price or otherwise) so that the Holder shall have the right thereafter to convert this Note into the kind and amount of shares of stock and or other securities or other property receivable upon reclassification, exchange, substitution or other change, by holders of the number of shares of Common Stock into which such Note might have been converted immediately prior to such reclassification, exchange, substitution or other change, all subject to further adjustment as provided herein.
Appears in 2 contracts
Samples: Note Agreement (AERWINS Technologies Inc.), Note Agreement (AERWINS Technologies Inc.)
Adjustments for Reclassification, Exchange or Substitution. If the Common Stock issuable upon conversion of this Note at any time or from time to time after the Issuance Date of Loan shall be changed to the same or different number of shares of any class or classes of stock, whether by reclassification, exchange, substitution or otherwise (other than by way of a stock split or combination of shares or stock dividends provided for in Sections 3.6(a)(i), (ii) and (iii5.3(a), or a reorganization, merger, consolidation, or sale of assets provided for in Section 3.6(a)(v5.3(d)), then, and in each event, an appropriate revision to the Conversion Price shall be made and provisions shall be made (by adjustments of the Conversion Price or otherwise) so that the Holder Lender shall have the right thereafter to convert this Note into the kind and amount of shares of stock and other securities receivable upon reclassification, exchange, substitution or other change, by holders of the number of shares of Common Stock into which such Note might have been converted immediately prior to such reclassification, exchange, substitution or other change, all subject to further adjustment as provided herein.
Appears in 2 contracts
Samples: Revenue Loan Agreement (Convertible Promissory Note) (Ondas Holdings Inc.), Revenue Loan Agreement (Convertible Promissory Note) (Ondas Holdings Inc.)
Adjustments for Reclassification, Exchange or Substitution. If the Common Stock issuable upon conversion of this Note at any time or from time to time after the Issuance Date shall be changed to the same or different number of shares of any class or classes of stock, whether by reclassification, exchange, substitution or otherwise (other than by way of a stock split or combination of shares or stock dividends provided for in Sections 3.6(a)(i3.05(a)(i), (ii) and (iii), or a reorganization, merger, consolidation, or sale of assets provided for in Section 3.6(a)(v3.05(a)(v)), then, and in each event, an appropriate revision to the Conversion Price shall be made and provisions shall be made (by adjustments of the Conversion Price or otherwise) so that the Holder shall have the right thereafter to convert this Note into the kind and amount of shares of stock and other securities receivable upon reclassification, exchange, substitution or other change, by holders of the number of shares of Common Stock into which such Note might have been converted immediately prior to such reclassification, exchange, substitution or other change, all subject to further adjustment as provided herein.
Appears in 2 contracts
Samples: Convertible Promissory Note (Duke Mining Company, Inc.), Convertible Promissory Note (Kaching Kaching, Inc.)
Adjustments for Reclassification, Exchange or Substitution. If the Common Stock issuable upon conversion of this Note the Notes at any time or from time to time after the Issuance Date shall be changed to the same or different number of shares of any class or classes of stock, whether by reclassification, exchange, substitution or otherwise (other than by way of a stock split or combination of shares or stock dividends provided for in Sections 3.6(a)(i), (ii) and (iii), or a reorganization, merger, consolidation, or sale of assets provided for in Section 3.6(a)(v)), then, and in each event, an appropriate revision to the Fixed Conversion Price shall be made and provisions shall be made (by adjustments of the Conversion Price or otherwise) so that the Holder holder of each of the Notes shall have the right thereafter to convert this such Note into the kind and amount of shares of stock and other securities receivable upon reclassification, exchange, substitution or other change, by holders holder of the number of shares of Common Stock into which such Note might have been converted immediately prior to such reclassification, exchange, substitution or other change, all subject to further adjustment as provided herein.
Appears in 2 contracts
Samples: Secured Convertible Promissory Note (Armitec Inc), Secured Convertible Promissory Note (Armitec Inc)
Adjustments for Reclassification, Exchange or Substitution. If the Common Stock issuable upon conversion of this Note at any time or from time to time after the Issuance Date shall be changed to into the same or a different number of shares of any class or classes of stock, whether by reclassification, exchange, substitution or otherwise (other than by way of a stock split or combination of shares or stock dividends provided for in Sections 3.6(a)(i4(d)(i), (ii) and (iii), or a reorganization, merger, consolidation, or sale of assets provided for in Section 3.6(a)(v4(d)(v)), then, and in each event, an appropriate revision to the Conversion Price shall be by made and provisions shall be made (by adjustments of the Conversion Price or of otherwise) so that the Holder holder of this Note shall have the right thereafter to convert this such Note into the kind and amount of shares of stock and other securities receivable upon such reclassification, exchange, substitution or other change, by holders of the number of shares of Common Stock into which such Note might have been converted immediately prior to such reclassification, exchange, substitution or other change, all subject to further adjustment as provided herein.
Appears in 2 contracts
Samples: Convertible Note (Platinum & Gold Inc), Convertible Note (Platinum & Gold Inc)
Adjustments for Reclassification, Exchange or Substitution. If the Common Stock issuable upon conversion of this Note at any time or from time to time after the Closing Date (but whether before or after the Issuance Date Date) shall be changed to the same or different number of shares or other securities of any class of shares or classes of stockother property, whether by reclassification, exchange, substitution or otherwise (other than by way of a stock split or combination of shares or stock dividends provided for in Sections 3.6(a)(i3.4(a)(i), (ii) and (iii)) hereof, or a reorganization, merger, consolidation, or sale of assets provided for in Section 3.6(a)(v)3.4(a)(viii) hereof), then, and in each event, an appropriate revision to the Conversion Floor Price shall be made and provisions shall be made (by adjustments of the Conversion Floor Price or otherwise) so that the Holder shall have the right thereafter to convert this Note into the kind and amount of shares of stock and or other securities or other property receivable upon reclassification, exchange, substitution or other change, by holders of the number of shares of Common Stock into which such Note might have been converted immediately prior to such reclassification, exchange, substitution or other change, all subject to further adjustment as provided herein.
Appears in 1 contract
Adjustments for Reclassification, Exchange or Substitution. If the Common Stock issuable upon conversion of this Note at any time or from time to time after the Issuance Date shall be changed to the same or different number of shares or other securities of any class or classes of stockstock or other property, whether by reclassification, exchange, substitution or otherwise (other than by way of a stock split or combination of shares or stock dividends provided for in Sections 3.6(a)(iSection 4.5(a), (ii) Section 4.5(b), and (iiiSection 4.5(c), or a reorganization, merger, consolidation, or sale of assets provided for in Section 3.6(a)(v4.5(e)), then, and in each event, an appropriate revision to the Conversion Price shall be made and provisions shall be made (by adjustments of the Conversion Price or otherwise) so that the Holder shall have the right thereafter to convert this Note into the kind and amount of shares of stock and or other securities or other property receivable upon reclassification, exchange, substitution or other change, by holders of the number of shares of Common Stock into which such Note might have been converted immediately prior to such reclassification, exchange, substitution or other change, all subject to further adjustment as provided herein.
Appears in 1 contract
Adjustments for Reclassification, Exchange or Substitution. If the Common Stock issuable upon conversion of this Note Ordinary Shares at any time or from time to time after the Closing Date (but whether before or after the Issuance Date Date) shall be changed to the same or different number of shares or other securities of any class or classes of stockstock or other property, whether by reclassification, exchange, substitution or otherwise (other than by way of a stock split or combination of shares or stock dividends provided for in Sections 3.6(a)(i3.4(a)(i), (ii) and (iii)) hereof, or a reorganization, merger, consolidation, or sale of assets provided for in Section 3.6(a)(v)3.4(a)(vii) hereof), then, and in each event, an appropriate revision to the Conversion Price shall be made and provisions shall be made (by adjustments of the Conversion Price or otherwise) so that the Holder shall have the right thereafter to convert this Note into the kind and amount of shares of stock and or other securities or other property receivable upon reclassification, exchange, substitution or other change, by holders of the number of shares of Common Stock Ordinary Shares into which such Note might have been converted immediately prior to such reclassification, exchange, substitution or other change, all subject to further adjustment as provided herein.
Appears in 1 contract
Samples: Note (Hub Cyber Security Ltd.)
Adjustments for Reclassification, Exchange or Substitution. If the Common Stock issuable upon conversion of this Note at any time or from time to time after the Issuance Issue Date shall be changed to the same or different number of shares or other securities of any class or classes of stockstock or other property, whether by reclassification, exchange, substitution or otherwise (other than by way of a stock split or combination of shares or stock dividends provided for in Sections 3.6(a)(i3(c)(i), (ii) and (iii), or a reorganization, merger, consolidation, or sale of assets provided for in Section 3.6(a)(v)), then, and in each event, an appropriate revision to the Conversion Price shall be made and provisions shall be made (by adjustments of the Conversion Price or otherwise) so that the Holder shall have the right thereafter to convert this Note into the kind and amount of shares of stock and or other securities or other property receivable upon reclassification, exchange, substitution or other change, by holders of the number of shares of Common Stock into which such Note might have been converted immediately prior to such reclassification, exchange, substitution or other change, all subject to further adjustment as provided herein.
Appears in 1 contract
Adjustments for Reclassification, Exchange or Substitution. If the Common Stock issuable upon conversion of this Note Shares at any time or from time to time after the Closing Date (but whether before or after the Issuance Date Date) shall be changed to the same or different number of shares or other securities of any class or classes of stockstock or other property, whether by reclassification, exchange, substitution or otherwise (other than by way of a stock split or combination of shares or stock dividends provided for in Sections 3.6(a)(i3.4(a)(i), (ii) and (iii)) hereof, or a reorganization, merger, consolidation, or sale of assets provided for in Section 3.6(a)(v)3.4(a)(v) hereof), then, and in each event, an appropriate revision to the Conversion Price shall be made and provisions shall be made (by adjustments of the Conversion Price or otherwise) so that the Holder shall have the right thereafter to convert this Note into the kind and amount of shares of stock and or other securities or other property receivable upon reclassification, exchange, substitution or other change, by holders of the number of shares of Common Stock Shares into which such Note might have been converted immediately prior to such reclassification, exchange, substitution or other change, all subject to further adjustment as provided herein.
Appears in 1 contract
Samples: Note (Siyata Mobile Inc.)
Adjustments for Reclassification, Exchange or Substitution. If the Common Stock issuable upon conversion of this Note the Series B Preferred Stock at any time or from time to time after the Issuance Date shall be changed to the same or different number of shares of any class or classes of stock, whether by reclassification, exchange, substitution or otherwise (other than by way of a stock split or combination of shares or stock dividends provided for in Sections 3.6(a)(i5(c)(i), (ii) and (iii), or a reorganization, merger, consolidation, or sale of assets provided for in Section 3.6(a)(v5(c)(v)), then, and in each event, an appropriate revision to the Conversion Price Rate shall be made and provisions shall be made (by adjustments of the Conversion Price or otherwise) so that the Holder holder of each share of Series B Preferred Stock shall have the right thereafter to convert this Note such share of Series B Preferred Stock into the kind and amount of shares of stock and other securities receivable upon reclassification, exchange, substitution or other change, by holders of the number of shares of Common Stock into which such Note share of Series B Preferred Stock might have been converted immediately prior to such reclassification, exchange, substitution or other changechange (without giving effect to the limitations set forth in Section 7 hereof), all subject to further adjustment as provided herein.
Appears in 1 contract
Adjustments for Reclassification, Exchange or Substitution. If the Common Stock Conversion Shares issuable upon conversion of this Note the Series A-1 Preferred at any time or from time to time after the Issuance Date shall be changed to the same or different number of shares of any class or classes of stock, whether by reclassification, exchange, substitution or otherwise (other than by way of a stock split or combination of shares or stock dividends provided for in Sections 3.6(a)(i5(e)(i), (ii) and (iii), or a reorganization, merger, consolidation, or sale of assets provided for in Section 3.6(a)(v5(e)(v)), then, and in each event, an appropriate revision to the Conversion Price shall be made and provisions shall be made (by adjustments of the Conversion Price or otherwise) so that the Holder holder of each share of Series A-1 Preferred shall have the right thereafter to convert this Note such share of Series A-1 Preferred into the kind and amount of shares of stock and other securities receivable upon reclassification, exchange, substitution or other change, by holders of the number of shares of Common Stock Conversion Shares into which such Note share of Series A-1 Preferred might have been converted immediately prior to such reclassification, exchange, substitution or other change, all subject to further adjustment as provided herein.
Appears in 1 contract
Adjustments for Reclassification, Exchange or Substitution. If the Common Stock issuable upon conversion of this Note the Series A Preferred Stock at any time or from time to time after the Issuance Date shall be changed to the same or different number of shares of any class or classes of stock, whether by reclassification, exchange, substitution or otherwise (other than by way of a stock split or combination of shares or stock dividends provided for in Sections 3.6(a)(i5(e)(i), (ii) and (iii), or a reorganization, merger, consolidation, or sale of assets provided for in Section 3.6(a)(v5(e)(v)), then, and in each event, an appropriate revision to the Conversion Price Rate shall be made and provisions shall be made (by adjustments of the Conversion Price or otherwise) so that the Holder holder of each share of Series A Preferred Stock shall have the right thereafter to convert this Note such share of Series A Preferred Stock into the kind and amount of shares of stock and other securities receivable upon reclassification, exchange, substitution or other change, by holders of the number of shares of Common Stock into which such Note share of Series A Preferred Stock might have been converted immediately prior to such reclassification, exchange, substitution or other change, all subject to further adjustment as provided herein.
Appears in 1 contract
Samples: Common Stock Exchange Agreement (VistaGen Therapeutics, Inc.)
Adjustments for Reclassification, Exchange or Substitution. If the Common Stock Ordinary Shares issuable upon conversion of this Note at any time or from time to time after the Issuance Date shall be changed to the same or different number of shares of any class or classes of stock, whether by reclassification, exchange, substitution or otherwise (other than by way of a stock split or combination of shares or stock dividends provided for in Sections 3.6(a)(i)3.3(a)(i) , (ii) and (iii), or a reorganization, merger, consolidation, or sale of assets provided for in Section 3.6(a)(v)), then, and in each event, an appropriate revision to the Conversion Price Ratio shall be made and provisions shall be made (by adjustments of the Conversion Price or otherwise) so that the Holder shall have the right thereafter to convert this Note into the kind and amount of shares of stock and other securities receivable upon reclassification, exchange, substitution or other change, by the holders of the number of shares of Common Stock Ordinary Shares into which such Note might have been converted immediately prior to such reclassification, exchange, substitution or other change, all subject to further adjustment as provided herein.
Appears in 1 contract
Adjustments for Reclassification, Exchange or Substitution. If the Common Stock issuable upon conversion of this Note at any time or from time to time after the Issuance Date shall be changed to the same or different number of shares of any class or classes of stock, whether by reclassification, exchange, substitution or otherwise (other than by way of a stock split or combination of shares or stock dividends provided for in Sections 3.6(a)(i), clauses (i) and (ii) and (iiiof Section 3.4(a), or a reorganization, merger, consolidation, or sale of assets provided for in Section 3.6(a)(v3.4(a)(iv)), then, and in each event, an appropriate revision to the Conversion Price shall be made and provisions shall be made (by adjustments of the Conversion Price or otherwise) so that the Holder shall have the right thereafter to convert this Note into the kind and amount of shares of stock and other securities receivable upon reclassification, exchange, substitution or other change, by holders of the number of shares of Common Stock into which such Note might have been converted immediately prior to such reclassification, exchange, substitution or other change, all subject to further adjustment as provided herein.
Appears in 1 contract
Samples: Senior Secured Convertible Promissory Note (Boo Koo Holdings, Inc)
Adjustments for Reclassification, Exchange or Substitution. If the Company’s Common Stock issuable upon conversion of this Note at any time or from time to time after the Issuance Date shall be changed to the same or different number of shares of any class or classes of stock, whether by reclassification, exchange, substitution or otherwise (other than by way of a stock split or combination of shares or stock dividends provided for in Sections 3.6(a)(i3.5(a)(i), (ii) and (iii), or a reorganization, merger, consolidation, or sale of assets provided for in Section 3.6(a)(v3.5(a)(v)), then, and in each event, an appropriate revision to the Conversion Price shall be made and provisions shall be made (by adjustments of the Conversion Price or otherwise) so that the Holder shall have the right thereafter to convert this Note into the kind and amount of shares of stock and other securities receivable upon reclassification, exchange, substitution or other change, by holders of the number of shares of Common Stock into which such Note might have been converted immediately prior to such reclassification, exchange, substitution or other change, all subject to further adjustment as provided herein.
Appears in 1 contract
Adjustments for Reclassification, Exchange or Substitution. If the Common Stock issuable upon conversion of this Note at any time or from time to time after the Closing Date (as such term is defined in the Original Note) (but whether before or after the Initial Issuance Date Date) shall be changed to the same or different number of shares or other securities of any class or classes of stockstock or other property, whether by reclassification, exchange, substitution or otherwise (other than by way of a stock split or combination of shares or stock dividends provided for in Sections 3.6(a)(i3.4(a)(i), (ii) and (iii), or a reorganization, merger, consolidation, or sale of assets provided for in Section 3.6(a)(v)) hereof), then, and in each event, an appropriate revision to the Conversion Price shall be made and provisions shall be made (by adjustments of the Conversion Price or otherwise) so that the Holder shall have the right thereafter to convert this Note into the kind and amount of shares of stock and or other securities or other property receivable upon reclassification, exchange, substitution or other change, by holders of the number of shares of Common Stock into which such Note might have been converted immediately prior to such reclassification, exchange, substitution or other change, all subject to further adjustment as provided herein.
Appears in 1 contract
Adjustments for Reclassification, Exchange or Substitution. If the Common Stock issuable upon conversion of this the Promissory Note at any time or from time to time after the Issuance Date shall be changed to into the same or different number of shares of any class or classes of stock, whether by reclassification, exchange, substitution or otherwise (other than by way of a stock split or combination of shares or stock dividends provided for in Sections 3.6(a)(i4(c)(i), (ii) and (iii), or a reorganization, merger, consolidation, or sale of assets provided for in Section 3.6(a)(v4(c)(v)), then, and in each event, an appropriate revision to the Conversion Price shall be by made and provisions shall be made (by adjustments of the Conversion Price or of otherwise) so that the Holder holder of the Promissory Note shall have the right thereafter to convert this such Promissory Note into the kind and amount of shares of stock and other securities receivable upon reclassification, exchange, substitution or other change, by holders of the number of shares of Common Stock into which such Promissory Note might have been converted immediately prior to such reclassification, exchange, substitution or other change, all subject to further adjustment as provided herein.
Appears in 1 contract
Samples: Note (Financial Intranet Inc/Ny)
Adjustments for Reclassification, Exchange or Substitution. If the Common Stock issuable upon conversion of this Note at any time or from time to time-to-time after the Closing Date (but whether before or after the Original Issuance Date Date) shall be changed to the same or different number of shares or other securities of any class or classes of stockstock or other property, whether by reclassification, exchange, substitution or otherwise (other than by way of a stock split or combination of shares or stock dividends provided for in Sections 3.6(a)(i3.3(a)(i), (ii) and (iii), or a reorganization, merger, consolidation, or sale of assets provided for in Section 3.6(a)(v)) hereof), then, and in each event, an appropriate revision to the Fixed Conversion Price shall be made and provisions shall be made (by adjustments of the Fixed Conversion Price or otherwise) so that the Holder shall have the right thereafter to convert this Note into the kind and amount of shares of stock and or other securities or other property receivable upon reclassification, exchange, substitution or other change, by holders of the number of shares of Common Stock into which such Note might have been converted immediately prior to such reclassification, exchange, substitution or other change, all subject to further adjustment as provided herein.
Appears in 1 contract
Adjustments for Reclassification, Exchange or Substitution. If the Common Stock issuable upon conversion of this Note at any time or from time to time after the Issuance Date shall be changed to the same or different number of shares of any class or classes of stock, whether by reclassification, exchange, substitution or otherwise (other than by way of a stock split or combination of shares or stock dividends provided for in Sections 3.6(a)(i3.5(a)(i), (ii) and (iii), or a reorganization, merger, consolidation, or sale of assets provided for in Section 3.6(a)(v3.5(a)(v)), then, and in each event, an appropriate revision to the Conversion Price Prices shall be made and provisions shall be made (by adjustments of the Conversion Price Prices or otherwise) so that the Holder shall have the right thereafter to convert this Note into the kind and amount of shares of stock and other securities receivable upon reclassification, exchange, substitution or other change, by holders of the number of shares of Common Stock into which such Note might have been converted immediately prior to such reclassification, exchange, substitution or other change, all subject to further adjustment as provided herein.
Appears in 1 contract
Adjustments for Reclassification, Exchange or Substitution. If the Common Stock issuable upon conversion of this Note the Notes at any time or from time to time after the Issuance Date shall be changed to the same or different number of shares of any class or classes of stock, whether by reclassification, exchange, substitution or otherwise (other than by way of a stock split or combination of shares or stock dividends provided for in Sections 3.6(a)(i), (ii) and (iii), or a reorganization, merger, consolidation, or sale of assets provided for in Section 3.6(a)(v)), then, and in each event, an appropriate revision to the Conversion Price shall be made and provisions shall be made (by adjustments of the Conversion Price or otherwise) so that the Holder holder of each of the Notes shall have the right thereafter to convert this such Note into the kind and amount of shares of stock and other securities receivable upon reclassification, exchange, substitution or other change, by holders of the number of shares of Common Stock into which such Note might have been converted immediately prior to such reclassification, exchange, substitution or other change, all subject to further adjustment as provided herein.
Appears in 1 contract
Samples: Senior Secured Convertible Promissory Note (Vertel Corp)
Adjustments for Reclassification, Exchange or Substitution. If the shares of Common Stock issuable upon conversion of this Note at any time or from time to time after the Closing Date (but whether before or after the Original Issuance Date Date) shall be changed to the same or different number of shares or other securities of any class or classes of stockstock or other property, whether by reclassification, exchange, substitution or otherwise (other than by way of a stock split or combination of shares or stock dividends provided for in Sections 3.6(a)(i3.4(a)(i), (ii) and (iii)) hereof, or a reorganization, merger, consolidation, or sale of assets provided for in Section 3.6(a)(v)3.4(a)(vii) hereof), then, and in each event, an appropriate revision to the Conversion Price shall be made and provisions shall be made (by adjustments of the Conversion Price or otherwise) so that the Holder shall have the right thereafter to convert this Note into the kind and amount of shares of stock and or other securities or other property receivable upon reclassification, exchange, substitution or other change, by holders of the number of shares of Common Stock into which such Note might have been converted immediately prior to such reclassification, exchange, substitution or other change, all subject to further adjustment as provided herein.
Appears in 1 contract
Samples: Note (Gse Systems Inc)
Adjustments for Reclassification, Exchange or Substitution. If the Common Stock issuable upon conversion of this Note at any time or from time to time after the Issuance Date shall be changed to the same or different number of shares of any class or classes of stock, whether by reclassification, exchange, substitution or otherwise (other than by way of a stock split or combination of shares or stock dividends provided for in Sections 3.6(a)(i)) , (ii) and (iii)) , or a reorganization, merger, consolidation, or sale of assets provided for in Section 3.6(a)(v)) ), then, and in each event, an appropriate revision to the Conversion Price shall be made and provisions shall be made (by adjustments of the Conversion Price or otherwise) so that the Holder shall have the right thereafter to convert this Note into the kind and amount of shares of stock and other securities receivable upon reclassification, exchange, substitution or other change, by holders of the number of shares of Common Stock into which such Note might have been converted immediately prior to such reclassification, exchange, substitution or other change, all subject to further adjustment as provided herein.
Appears in 1 contract
Adjustments for Reclassification, Exchange or Substitution. If the Common Stock issuable upon conversion of this Note Shares at any time or from time to time after the Closing Date (but whether before or after the Issuance Date Date) shall be changed to the same or different number of shares or other securities of any class or classes of stockstock or other property, whether by reclassification, exchange, substitution or otherwise (other than by way of a stock split or combination of shares or stock dividends provided for in Sections 3.6(a)(i3.4(a)(i), (ii) and (iii)) hereof, or a reorganization, merger, consolidation, or sale of assets provided for in Section 3.6(a)(v)3.4(a)(vii) hereof), then, and in each event, an appropriate revision to the Conversion Price shall be made and provisions shall be made (by adjustments of the Conversion Price or otherwise) so that the Holder shall have the right thereafter to convert this Note into the kind and amount of shares of stock and or other securities or other property receivable upon reclassification, exchange, substitution or other change, by holders of the number of shares of Common Stock Shares into which such Note might have been converted immediately prior to such reclassification, exchange, substitution or other change, all subject to further adjustment as provided herein.
Appears in 1 contract
Samples: Note Agreement (Sphere 3D Corp.)
Adjustments for Reclassification, Exchange or Substitution. If the Common Stock issuable upon conversion of this Note at any time or from time to time after the Issuance Date shall be changed to the same or different number of shares of any class or classes of stock, whether by reclassification, exchange, substitution or otherwise (other than by way of a stock split or combination of shares or stock dividends provided for in Sections 3.6(a)(i3.5(a)(i), (ii) and (iii), or a reorganization, merger, consolidation, or sale of assets provided for in Section 3.6(a)(v3.5(a)(v)), then, and in each event, an appropriate revision to the Conversion Set Price shall be made and provisions shall be made (by adjustments of the Conversion Set Price or otherwise) so that the Holder shall have the right thereafter to convert this Note into the kind and amount of shares of stock and other securities receivable upon reclassification, exchange, substitution or other change, by holders of the number of shares of Common Stock into which such Note might have been converted immediately prior to such reclassification, exchange, substitution or other change, all subject to further adjustment as provided herein.
Appears in 1 contract
Samples: Zero Coupon Senior Secured Note (Valcent Products Inc.)
Adjustments for Reclassification, Exchange or Substitution. If the Common Stock issuable upon conversion of this Parent Note at any time or from time to time after the Issuance Date shall be changed to the same or different number of shares of any class or classes of stock, whether by reclassification, exchange, substitution or otherwise (other than by way of a stock split or combination of shares or stock dividends provided for in Sections 3.6(a)(i)3.2(a)(i) , (ii) and (iii), or a reorganization, merger, consolidation, or sale of assets provided for in Section 3.6(a)(v)), then, and in each event, an appropriate revision to the Conversion Price Ratio shall be made and provisions shall be made (by adjustments of the Conversion Price or otherwise) so that the Holder shall have the right thereafter to convert this Parent Note into the kind and amount of shares of stock and other securities receivable upon reclassification, exchange, substitution or other change, by holders of the number of shares of Common Stock into which such Parent Note might have been converted immediately prior to such reclassification, exchange, substitution or other change, all subject to further adjustment as provided herein.
Appears in 1 contract
Adjustments for Reclassification, Exchange or Substitution. If ---------------------------------------------------------- the Common Stock issuable upon conversion of this Note the Notes at any time or from time to time after the Issuance Date shall be changed to the same or different number of shares of any class or classes of stock, whether by reclassification, exchange, substitution or otherwise (other than by way of a stock split or combination of shares or stock dividends provided for in Sections 3.6(a)(i), (ii) and (iii), or a reorganization, merger, consolidation, or sale of assets provided for in Section 3.6(a)(v)), then, and in each event, an appropriate revision to the Conversion Price shall be made and provisions shall be made (by adjustments of the Conversion Price or otherwise) so that the Holder holder of each of the Notes shall have the right thereafter to convert this such Note into the kind and amount of shares of stock and other securities receivable upon reclassification, exchange, substitution or other change, by holders of the number of shares of Common Stock into which such Note might have been converted immediately prior to such reclassification, exchange, substitution or other change, all subject to further adjustment as provided herein.
Appears in 1 contract
Adjustments for Reclassification, Exchange or Substitution. If the Common Stock issuable upon conversion of this Note at any time or from time to time after the Issuance Date shall be changed to the same or different number of shares of any class or classes of stock, whether by reclassification, exchange, substitution or otherwise (other than by way of a stock split or combination of shares or stock dividends provided for in Sections 3.6(a)(i3.05(a)(i), (ii) and (iii), or a reorganization, merger, consolidation, or sale of assets provided for in Section 3.6(a)(v3.05(a)(v)), then, and in each event, an appropriate revision to the Conversion Price shall be made and provisions shall be made (by adjustments of the Conversion Price or otherwise) so that the Holder shall have the right thereafter to convert this Note into the kind and amount of shares of stock and other securities receivable upon reclassification, exchange, substitution or other change, by holders of the number of shares of Common Stock into which such this Note might have been converted immediately prior to such reclassification, exchange, substitution or other change, all subject to further adjustment as provided herein.
Appears in 1 contract
Samples: Convertible Promissory Note (Kaching Kaching, Inc.)
Adjustments for Reclassification, Exchange or Substitution. If the Common Stock issuable upon conversion of this Note the Series CC Preferred Stock at any time or from time to time after the Issuance Date shall be changed to the same or different number of shares of any class or classes of stock, whether by reclassification, exchange, substitution or otherwise (other than by way of a stock split or combination of shares or stock dividends provided for in Sections 3.6(a)(i5(e)(i), (ii) and (iii), or a reorganization, merger, consolidation, or sale of assets provided for in Section 3.6(a)(v5(e)(v)), then, and in each event, an appropriate revision to the Conversion Price shall be made and provisions shall be made (by adjustments of the Conversion Price or otherwise) so that the Holder holder of each share of Series CC Preferred Stock shall have the right thereafter to convert this Note such share of Series CC Preferred Stock into the kind and amount of shares of stock and other securities receivable upon reclassification, exchange, substitution or other change, by holders of the number of shares of Common Stock into which such Note share of Series CC Preferred Stock might have been converted immediately prior to such reclassification, exchange, substitution or other change, all subject to further adjustment as provided herein.
Appears in 1 contract
Samples: Securities Issuance and Exchange Agreement (Pressure Biosciences Inc)
Adjustments for Reclassification, Exchange or Substitution. If the Common Stock issuable upon conversion of this Note at any time or from time to time after the Closing Date (but whether before or after the Issuance Date Date) shall be changed to the same or different number of shares or other securities of any class of shares or classes of stockother property, whether by reclassification, exchange, substitution or otherwise (other than by way of a stock split or combination of shares or stock dividends provided for in Sections 3.6(a)(i), (ii3.4(a)(i) and (iii)hereof, or a reorganization, merger, consolidation, or sale of assets provided for in Section 3.6(a)(v)3.4(a)(iv) hereof), then, and in each event, an appropriate revision to the Conversion Price and Floor Price shall be made and provisions shall be made (by adjustments of the Conversion Price and Floor Price or otherwise) so that the Holder shall have the right thereafter to convert this Note into the kind and amount of shares of stock and or other securities or other property receivable upon reclassification, exchange, substitution or other change, by holders of the number of shares of Common Stock into which such Note might have been converted immediately prior to such reclassification, exchange, substitution or other change, all subject to further adjustment as provided herein.
Appears in 1 contract
Adjustments for Reclassification, Exchange or Substitution. If the Common Stock issuable upon conversion of this Note at any time or from time to time after the Issuance Date shall be changed to the same or different number of shares of any class or classes of stock, whether by reclassification, exchange, substitution or otherwise (other than by way of a stock split or combination of shares or stock dividends provided for in Sections 3.6(a)(i)3.5.1.1, (ii) 3.5.1.2 and (iii)3.5.1.3, or a reorganization, merger, consolidation, or sale of assets provided for in Section 3.6(a)(v)3.5.1.5), then, and in each event, an appropriate revision to the Conversion Price shall be made and provisions shall be made (by adjustments of the Conversion Price or otherwise) so that the Holder shall have the right thereafter to convert this Note into the kind and amount of shares of stock and other securities receivable upon reclassification, exchange, substitution or other change, by holders of the number of shares of Common Stock into which such Note might have been converted immediately prior to such reclassification, exchange, substitution or other change, all subject to further adjustment as provided herein.
Appears in 1 contract
Samples: Senior Secured Convertible Promissory Note (VistaGen Therapeutics, Inc.)
Adjustments for Reclassification, Exchange or Substitution. If the Common Stock issuable upon conversion of this Note at any time or from time to time after the Original Issuance Date shall be changed to the same or different number of shares or other securities of any class or classes of stockstock or other property, whether by reclassification, exchange, substitution or otherwise (other than by way of a stock split or combination of shares or stock dividends or other distributions provided for in Sections 3.6(a)(i3.3(a)(i), (ii) and (iii), or a reorganization, merger, consolidation, or sale of assets provided for in Section 3.6(a)(v)) hereof), then, and in each event, an appropriate revision to the Fixed Conversion Price shall be made and provisions shall be made (by adjustments of the Fixed Conversion Price or otherwise) so that the Holder shall have the right thereafter to convert this Advance Note into the kind and amount of shares of stock and or other securities or other property receivable upon reclassification, exchange, substitution or other change, by holders of the number of shares of Common Stock into which such Advance Note might have been converted immediately prior to such reclassification, exchange, substitution or other change, all subject to further adjustment as provided herein.
Appears in 1 contract
Samples: Securities Purchase Contract (Ascent Solar Technologies, Inc.)
Adjustments for Reclassification, Exchange or Substitution. If the Common Stock issuable upon conversion of for which this Note shall be convertible at any time or from time to time after the Issuance Date date hereof shall be changed to the same or different number of shares of any class or classes of stock, whether by reclassification, exchange, substitution or otherwise (other than by way of a stock split or combination of shares or stock dividends provided for in Sections 3.6(a)(iSection 1.5(a), (ii) and (iiiSection 1.5(b), or a reorganization, merger, consolidation, or sale of assets provided for in Section 3.6(a)(v1.5(d)), then, and in each event, an appropriate revision to the Conversion Price shall be made and provisions shall be made (by adjustments of the Conversion Price or otherwise) so that that, upon any subsequent conversion of this Note, the Holder shall have the right thereafter to convert this Note into receive, in lieu of Conversion Shares, the kind and amount of shares of stock and other securities receivable upon reclassification, exchange, substitution or other change, by holders of the number of shares of Common Stock into for which such this Note might have been converted was convertible immediately prior to such reclassification, exchange, substitution or other change, all subject to further adjustment as provided herein.
Appears in 1 contract
Adjustments for Reclassification, Exchange or Substitution. If the Common Stock issuable upon conversion of this Note the Series F Preferred Stock at any time or from time to time after the Issuance Date shall be changed to the same or different number of shares of any class or classes of stock, whether by reclassification, exchange, substitution or otherwise (other than by way of a stock split or combination of shares or stock dividends provided for in Sections 3.6(a)(i)6.c.i, (ii) and (iii)6.c.ii, 6.c.iii, or a reorganization, merger, consolidation, or sale of assets provided for in Section 3.6(a)(v)), 6.c.v) then, and in each event, an appropriate revision to the Conversion Price Rate shall be made and provisions shall be made (by adjustments of the Conversion Price or otherwise) so that the Holder holder of each share of Series F Preferred Stock shall have the right thereafter to convert this Note such share of Series F Preferred Stock into the kind and amount of shares of stock and other securities receivable upon reclassification, exchange, substitution or other change, by holders of the number of shares of Common Stock into which such Note share of Series F Preferred Stock might have been converted immediately prior to such reclassification, exchange, substitution or other change, all subject to with any further adjustment as provided herein.
Appears in 1 contract
Samples: Stock Exchange and Loan Agreement (Navidea Biopharmaceuticals, Inc.)
Adjustments for Reclassification, Exchange or Substitution. If the Common Stock issuable upon conversion of this Note at any time or from time to time after the Initial Issuance Date shall be changed to the same or different number of shares or other securities of any class or classes of stockstock or other property, whether by reclassification, exchange, substitution or otherwise (other than by way of a stock split or combination of shares or stock dividends provided for in Sections 3.6(a)(iSection 4(a), (ii) Section 4(b), and (iiiSection 4(c), or a reorganization, merger, consolidation, or sale of assets provided for in Section 3.6(a)(v4(e)), then, and in each event, an appropriate revision to the Conversion Price shall be made and provisions shall be made (by adjustments of the Conversion Price or otherwise) so that the Holder each holder shall have the right thereafter to convert this Note shares of Class A Common Stock into the kind and amount of shares of stock and or other securities or other property receivable upon reclassification, exchange, substitution or other change, by holders of the number of shares of Common Stock into which such Note shares of Class A Common Stock might have been converted immediately prior to such reclassification, exchange, substitution or other change, all subject to further adjustment as provided herein.
Appears in 1 contract
Samples: Securities Purchase Agreement (Global Crossing Airlines Group Inc.)
Adjustments for Reclassification, Exchange or Substitution. If the Common Stock issuable upon conversion of this Note the Series C Preferred Stock at any time or from time to time after the Issuance Date shall be changed to the same or different number of shares of any class or classes of stock, whether by reclassification, exchange, substitution or otherwise (other than by way of a stock split or combination of shares or stock dividends provided for in Sections 3.6(a)(i5(c)(i), (ii) and (iii), or a reorganization, merger, consolidation, or sale of assets provided for in Section 3.6(a)(v5(c)(v)), then, and in each event, an appropriate revision to the Conversion Price Rate shall be made and provisions shall be made (by adjustments of the Conversion Price or otherwise) so that the Holder holder of each share of Series C Preferred Stock shall have the right thereafter to convert this Note such share of Series C Preferred Stock into the kind and amount of shares of stock and other securities receivable upon reclassification, exchange, substitution or other change, by holders of the number of shares of Common Stock into which such Note share of Series C Preferred Stock might have been converted immediately prior to such reclassification, exchange, substitution or other change, all subject to further adjustment as provided herein.
Appears in 1 contract
Adjustments for Reclassification, Exchange or Substitution. If the Common Stock Shares issuable upon conversion of this Note at any time or from time to time after the Issuance Date shall be changed to the same or different number of shares of any class or classes of stockCommon Shares, whether by reclassification, exchange, substitution or otherwise (other than by way of a stock split or combination of shares or stock dividends provided for in Sections 3.6(a)(i), clauses (i) and (ii) and (iiiof Section 3.4(a), or a reorganization, merger, consolidation, or sale of assets provided for in Section 3.6(a)(v3.4(a)(iv)), then, and in each event, an appropriate revision to the Conversion Price shall be made and provisions shall be made (by adjustments of the Conversion Price or otherwise) so that the Holder shall have the right thereafter to convert this Note into the kind and amount of shares of stock and other securities receivable upon reclassification, exchange, substitution or other change, by holders of the number of shares of Common Stock Shares into which such Note might have been converted immediately prior to such reclassification, exchange, substitution or other change, all subject to further adjustment as provided herein.
Appears in 1 contract
Adjustments for Reclassification, Exchange or Substitution. If the Common Stock issuable upon conversion of this the Promissory Note at any time or from time to time after the Issuance Date shall be changed to into the same or different number of shares of any class or classes of stock, whether by reclassification, exchange, substitution or otherwise (other than by way of a stock split or combination of shares or stock dividends provided for in Sections 3.6(a)(i4(c)(i), (ii) and (iii), or a reorganization, merger, consolidation, or sale of assets provided for in Section 3.6(a)(v4(c)(v)), then, and in each event, an appropriate revision to the Conversion Price shall be by made and provisions shall be made (by adjustments of the Conversion Price or of otherwise) so that the Holder of this Promissory Note shall have the right thereafter to convert this such Promissory Note into the kind and amount of shares of stock and other securities receivable upon reclassification, exchange, substitution or other change, by holders of the number of shares of Common Stock into which such Promissory Note might have been converted immediately prior to such reclassification, exchange, substitution or other change, all subject to further adjustment as provided herein.
Appears in 1 contract
Samples: Convertible Note Agreement (Financial Intranet Inc/Ny)
Adjustments for Reclassification, Exchange or Substitution. If the Common Stock issuable upon conversion of this Note at any time or from time to time after the Issuance Date shall be changed to the same or different number of shares of any class or classes of stock, whether by reclassification, exchange, substitution or otherwise (other than by way of a stock split or combination of shares or stock dividends provided for in Sections 3.6(a)(i3.4(a)(i), (ii) and (iii), or a reorganization, merger, consolidation, or sale of assets provided for in Section 3.6(a)(v3.4(a)(v)), then, and in each event, an appropriate revision to the Conversion Price shall be made and provisions shall be made (by adjustments of the Conversion Price or otherwise) so that the Holder shall have the right thereafter to convert this Note into the kind and amount of shares of stock and other securities receivable upon reclassification, exchange, substitution or other change, by holders of the number of shares of Common Stock into which such Note might have been converted immediately prior to such reclassification, exchange, substitution or other change, all subject to further adjustment as provided herein.
Appears in 1 contract
Samples: Secured Convertible Promissory Note (Cyber Defense Systems Inc)
Adjustments for Reclassification, Exchange or Substitution. If the Common Stock issuable upon conversion of this Note at any time or from time to time after the Closing Date (but whether before or after the Issuance Date Date) shall be changed to the same or different number of shares or other securities of any class or classes of stockstock or other property, whether by reclassification, exchange, substitution or otherwise (other than by way of a stock split or combination of shares or stock dividends provided for in Sections 3.6(a)(i3.3(a)(i), (ii) and (iii)) hereof, or a reorganization, merger, consolidation, or sale of assets provided for in Section 3.6(a)(v)3.3(a)(v) hereof), then, and in each event, an appropriate revision to the Conversion Price shall be made and provisions shall be made (by adjustments of the Conversion Price or otherwise) so that the Holder Holders shall have the right thereafter to convert this Note into the kind and amount of shares of stock and or other securities or other property receivable upon reclassification, exchange, substitution or other change, by holders of the number of shares of Common Stock into which such Note might have been converted immediately prior to such reclassification, exchange, substitution or other change, all subject to further adjustment as provided herein.
Appears in 1 contract
Adjustments for Reclassification, Exchange or Substitution. If the shares of Common Stock issuable upon conversion of this Note at any time or from time to time after the Issuance Date shall be changed to the same or different number of shares or other securities of any class or classes of stockstock or other property, whether by reclassification, exchange, substitution or otherwise (other than by way of a stock split or combination of shares or stock dividends provided for in Sections 3.6(a)(i3.4(a)(i), (ii) and (iii)) hereof, or a reorganization, merger, consolidation, or sale of assets provided for in Section 3.6(a)(v)3.4(a)(vii) hereof), then, and in each event, an appropriate a corresponding revision to the Conversion Price shall be made and provisions shall be made (by adjustments of the Conversion Price or otherwise) so that the Holder shall have the right thereafter to convert this Note into the kind and amount of shares of stock and or other securities or other property receivable upon reclassification, exchange, substitution or other change, by holders of the number of shares of Common Stock into which such Note might have been converted immediately prior to at the effective time of such reclassification, exchange, substitution or other change, all subject to further adjustment as provided herein.
Appears in 1 contract
Adjustments for Reclassification, Exchange or Substitution. If the Common Stock issuable upon conversion of this Note Ordinary Shares at any time or from time to time after the Closing Date (but whether before or after the Issuance Date Date) shall be changed to the same or different number of shares or other securities of any class or classes of stockshares or other property, whether by reclassification, exchange, substitution or otherwise (other than by way of a stock split share subdivision or combination of shares consolidation or stock script dividends provided for in Sections 3.6(a)(i3.4(a)(i), (ii) and (iii)) hereof, or a reorganization, merger, consolidation, or sale of assets provided for in Section 3.6(a)(v)3.4(a)(vii) hereof), then, and in each event, an appropriate revision to the Conversion Price shall be made and provisions shall be made (by adjustments of the Conversion Price or otherwise) so that the Holder shall have the right thereafter to convert this Note into the kind and amount of shares of stock and or other securities or other property receivable upon reclassification, exchange, substitution or other change, by holders of the number of shares of Common Stock Ordinary Shares into which such Note might have been converted immediately prior to such reclassification, exchange, substitution or other change, all subject to further adjustment as provided herein.
Appears in 1 contract
Samples: Note Agreement (Webuy Global LTD)
Adjustments for Reclassification, Exchange or Substitution. If the Common Stock issuable upon conversion of this Note at any time or from time to time after the Original Issuance Date shall be changed to the same or different number of shares of any class or classes of stock, whether by reclassification, exchange, substitution or otherwise (other than by way of a stock split or combination of shares or stock dividends provided for in Sections 3.6(a)(i3.5(a)(i), (ii) and (iii), or a reorganization, merger, consolidation, or sale of assets provided for in Section 3.6(a)(v3.5(a)(v)), then, and in each event, an appropriate revision to the Conversion Price shall be made and provisions shall be made (by adjustments of the Conversion Price or otherwise) so that the Holder shall have the right thereafter to convert this Note into the kind and amount of shares of stock and other securities receivable upon reclassification, exchange, substitution or other change, by holders of the number of shares of Common Stock into which such Note might have been converted immediately prior to such reclassification, exchange, substitution or other change, all subject to further adjustment as provided herein.
Appears in 1 contract
Samples: 10% Senior Secured Convertible Promissory Note (Wits Basin Precious Minerals Inc)
Adjustments for Reclassification, Exchange or Substitution. If the Common Stock issuable upon conversion of this Note the Series A Preferred Stock at any time or from time to time after the Issuance Date shall be changed to the same or different number of shares of any class or classes of stock, whether by reclassification, exchange, substitution or otherwise (other than by way of a stock split or combination of shares or stock dividends provided for in Sections 3.6(a)(i5(d)(i), (ii) and (iii), or a reorganization, merger, consolidation, or sale of assets provided for in Section 3.6(a)(v5(d)(v)), then, and in each event, an appropriate revision to the Conversion Price shall be made and provisions shall be made (by adjustments of the Conversion Price or otherwise) so that the Holder holder of each share of Series A Preferred Stock shall have the right thereafter to convert this Note such share of Series A Preferred Stock into the kind and amount of shares of stock and and/or other securities receivable upon reclassification, exchange, substitution or other change, by holders of that such holder would have received had it converted the number of shares of Series A Preferred Stock held by it into Common Stock into which such Note might have been converted immediately prior to such reclassification, exchange, substitution or other change, all subject to further adjustment as provided herein.
Appears in 1 contract
Adjustments for Reclassification, Exchange or Substitution. If the Common Stock issuable upon conversion of this Note at any time or from time to time after the Issuance Date shall be changed to the same or different number of shares of any class or classes of stock, whether by reclassification, exchange, substitution or otherwise (other than by way of a stock split or combination of shares or stock dividends provided for in Sections 3.6(a)(i3.5(a)(i), (ii3.5(a)(ii) and (iii3.5(a)(iii), or a reorganization, merger, consolidation, or sale of assets provided for in Section 3.6(a)(v3.5(a)(v)), then, and in each event, an appropriate revision to the Conversion Price shall be made and provisions shall be made (by adjustments of the Conversion Price or otherwise) so that the Holder shall have the right thereafter to convert this Note into the kind and amount of shares of stock and other securities receivable upon reclassification, exchange, substitution or other change, by holders of the number of shares of Common Stock into which such Note might have been converted immediately prior to such reclassification, exchange, substitution or other change, all subject to further adjustment as provided herein.
Appears in 1 contract
Samples: Note Agreement (Sagebrush Gold Ltd.)
Adjustments for Reclassification, Exchange or Substitution. If the Common Stock issuable upon conversion of this Note the Series A Preferred at any time or from time to time after the Issuance Date shall be changed to the same or different number of shares of any class or classes of stock, whether by reclassification, exchange, substitution or otherwise (other than by way of a stock split or combination of shares or stock dividends provided for in Sections 3.6(a)(i4(e)(i), (ii) and (iii), or a reorganization, merger, consolidation, or sale of assets provided for in Section 3.6(a)(v4(e)(v)), then, and in each event, an appropriate revision to the Conversion Price shall be made and provisions shall be made (by adjustments of the Conversion Price or otherwise) so that the Holder holder of each share of Series A Preferred shall have the right thereafter to convert this Note such share of Series A Preferred into the kind and amount of shares of stock and other securities receivable upon reclassification, exchange, substitution or other change, by holders of the number of shares of Common Stock into which such Note share of Series A Preferred might have been converted immediately prior to such reclassification, exchange, substitution or other change, all subject to further adjustment as provided herein.
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Adjustments for Reclassification, Exchange or Substitution. If the Common Stock issuable upon conversion of this Note at any time or from time to time after the Issuance Date shall be changed to into the same or different number of shares of any class or classes of stock, whether by reclassification, exchange, substitution or otherwise (other than by way of a stock split or combination of shares or stock dividends provided for in Sections 3.6(a)(i4(c)(i), (ii) and (iii), or a reorganization, merger, consolidation, or sale of assets provided for in Section 3.6(a)(v4(c)(v)), then, and in each event, an appropriate revision to the Conversion Price shall be by made and provisions shall be made (by adjustments of the Conversion Price or of otherwise) so that the Holder holder of this Note shall have the right thereafter to convert this such Note into the kind and amount of shares of stock and other securities receivable upon reclassification, exchange, substitution or other change, by holders of the number of shares of Common Stock into which such Note might have been converted immediately prior to such reclassification, exchange, substitution or other change, all subject to further adjustment as provided herein.
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Samples: Convertible Note (Environmental Remediation Holding Corp)
Adjustments for Reclassification, Exchange or Substitution. If the Common Stock issuable upon conversion of this Note the Notes at any time or from time to time after the Issuance Date shall be changed to the same or different number of shares of any class or classes of stock, whether by reclassification, exchange, substitution or otherwise (other than by way of a stock split or combination of shares or stock dividends provided for in Sections 3.6(a)(i), (ii) and (iii), or a reorganization, merger, consolidation, or sale of assets provided for in Section 3.6(a)(v)), then, and in each event, an appropriate revision to the Fixed Conversion Price shall be made and provisions shall be made (by adjustments of the Conversion Price or otherwise) so that the Holder holder of each of the Notes shall have the right thereafter to convert this such Note into the kind and amount of shares of stock and other securities receivable upon reclassification, exchange, substitution or other change, by holders of the number of shares of Common Stock into which such Note might have been converted immediately prior to such reclassification, exchange, substitution or other change, all subject to further adjustment as provided herein.
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