Advisory Agreement with Clients Sample Clauses

Advisory Agreement with Clients. Before investment of any Client’s Platform Account in a Portfolio, Advisor shall enter into an advisory agreement (“Advisor’s Client Agreement”) with each Client which shall not include any terms inconsistent with Advisor’s agreements, role, obligations, representations and warranties under this Agreement. If Advisor’s fees to Clients are paid directly from a Platform Account through a Participating Broker-Dealer investment management fee payment services, Advisor will assure that the method of calculating its fees (e.g., a percentage of assets in the Platform Account) is disclosed in writing to the Client. In addition, Advisor’s Client Agreement shall include the terms and conditions set forth in the applicable section of Appendix D (Client Terms and Conditions).
AutoNDA by SimpleDocs
Advisory Agreement with Clients. Before managing any Client’s Account according to a Model Portfolio, Advisor shall enter into an advisory agreement (“Advisor’s Client Agreement”) with each Client that (a) contains the terms and conditions set forth in the applicable section of Appendix D (Client Terms and Conditions); and (b) does not include any terms or conditions inconsistent with Advisor’s agreements, role, obligations, representations and warranties in this Agreement or the depiction of Altruist’s role and responsibilities under this Agreement. If Advisor’s fees to Clients are paid directly from an Account through a Participating Broker-Dealer investment management fee payment services, Advisor will assure that the method of calculating its fees (e.g., a percentage of assets in the Account) is disclosed in writing to the Client.

Related to Advisory Agreement with Clients

  • Advisory Agreement The Advisory Agreement has been duly authorized, executed and delivered by the Advisor and constitutes a legal, valid and binding agreement of the Advisor enforceable against the Advisor in accordance with its terms, except as may be limited by bankruptcy, insolvency, reorganization, moratorium or similar laws affecting creditors’ rights generally, and by general principles of equity.

  • Investment Advisory Agreement (A) The terms of the Investment Advisory Agreement, including compensation terms, comply in all material respects with all applicable provisions of the 1940 Act and the Advisers Act and (B) the approvals by the board of directors and the stockholders of the Company of the Investment Advisory Agreement have been made in accordance with the requirements of Section 15 of the 1940 Act applicable to companies that have elected to be regulated as business development companies under the 1940 Act.

  • Termination of Management Agreement Evidence of the termination of any and all management agreements affecting the Property, effective as of the Closing Date, and duly executed by Seller and the property manager.

  • Master Services Agreement This Agreement is a master agreement governing the relationship between the Parties solely with regard to State Street’s provision of Services to each BTC Recipient under the applicable Service Modules.

  • Services Agreement “Services Agreement” shall mean any present or future agreements, either written or oral, between Covered Entity and Business Associate under which Business Associate provides services to Covered Entity which involve the use or disclosure of Protected Health Information. The Services Agreement is amended by and incorporates the terms of this BA Agreement.

  • Service Agreement Refers to the Contract, Purchase Order or Terms of Service or Terms of Use. Student Data: Student Data includes any data, whether gathered by Provider or provided by LEA or its users, students, or students’ parents/guardians, that is descriptive of the student including, but not limited to,

  • Termination Agreement 8.01 Notwithstanding any other provision of this Agreement, WESTERN, at its sole option, may terminate either a Purchase Order or this Agreement at any time by giving fourteen (14) days written notice to CONSULTANT, whether or not a Purchase Order has been issued to CONSULTANT. 8.02 In the event of termination of either a Purchase Order or this Agreement, the payment of monies due CONSULTANT for work performed prior to the effective date of such termination shall be paid within thirty (30) days after receipt of an invoice as provided in this Agreement. Upon payment for such work, CONSULTANT agrees to promptly provide to WESTERN all documents, reports, purchased supplies and the like which are in the possession or control of CONSULTANT and pertain to WESTERN.

  • Amendments to this Sub-Advisory Agreement This Sub-Advisory Agreement may be amended only by a written instrument approved in writing by all parties hereto.

  • Client Agreement We are not required to enter into a written agreement complying with the Code relating to the services that are to be provided to you.

  • Amendments to this Subadvisory Agreement This Subadvisory Agreement may be amended by mutual agreement in writing, subject to approval by the Board of Trustees of the Trust and the Fund’s shareholders to the extent required by the Act.

Draft better contracts in just 5 minutes Get the weekly Law Insider newsletter packed with expert videos, webinars, ebooks, and more!