Common use of Advisory/Offering Services Clause in Contracts

Advisory/Offering Services. As the Company's exclusive financial advisor, KBW will provide financial and logistical advice to the Company and will assist the Company’s management, legal counsel, accountants and other advisors in connection with the Conversion and the Offerings, and related issues. We anticipate our services will include the following, each as may be necessary and as the Company may reasonably request: 1. Providing advice on the financial and securities market implications of the Conversion and any related corporate documents, including the Plan of Conversion and Reorganization; 2. Assisting in structuring the Offerings, including developing and assisting in AF Mutual Holding Company Alamogordo Financial Corp. BANK’34 December 23, 2015 implementing a marketing strategy for the Offerings; 3. Serving as sole bookrunning manager in connection with the Offerings; 4. Reviewing all offering documents related to the Offerings, including the prospectus (the “Prospectus”) and any related offering materials, stock order forms, letters, brochures and other related offering materials (it being understood that preparation and filing of such documents will be the responsibility of the Company and its counsel); 5. Assisting the Company in preparing for and scheduling meetings with potential investors and broker-dealers, as necessary; 6. Assisting the Company in analyzing proposals from outside vendors retained in connection with the Offerings, including printers, transfer agents and appraisal firms; 7. Assisting the Company in the drafting and distribution of press releases as required or appropriate in connection with the Offerings; 8. Meeting with the board of directors of the Company (the “Board of Directors”) and/or management of the Company to discuss any of the above services; and 9. Performing such other financial advisory and investment banking services in connection with the Conversion and the Offerings as may be agreed upon by KBW and the Company.

Appears in 1 contract

Samples: Agency Agreement (Bancorp 34, Inc.)

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Advisory/Offering Services. As the Company's ’s exclusive financial advisor, KBW will provide financial and logistical advice to the Company and will assist the Company’s management, legal counsel, accountants and other advisors in connection with the Conversion and the Offerings, and related issues. We anticipate our services will include the following, each as may be necessary and as the Company may reasonably request: 1. Providing advice on the financial and securities market implications of the Conversion and any related corporate documents, including the Plan of Conversion and Reorganization; 2. Assisting in structuring the Offerings, including developing and assisting in AF Mutual Holding Company Alamogordo Financial Corp. BANK’34 December 23, 2015 implementing a marketing strategy for the Offerings; 3. Serving as sole bookrunning manager in connection with the Offerings;; First Seacoast Bancorp, MHC First Seacoast Bancorp First Seacoast Bank August 22, 2022 4. Reviewing all offering documents related to the Offerings, including the prospectus (the “Prospectus”) and any related offering materials, stock order forms, letters, brochures and other related offering materials (it being understood that preparation and filing of such documents will be the responsibility of the Company and its counsel); 5. Assisting the Company in preparing for and scheduling meetings with potential investors and broker-dealers, as necessary; 6. Assisting the Company in analyzing proposals from outside vendors retained in connection with the Offerings, including printers, transfer agents and appraisal firms; 7. Assisting the Company in the drafting and distribution of press releases as required or appropriate in connection with the Offerings; 8. Meeting with the board of directors of the Company (the “Board of Directors”) and/or management of the Company to discuss any of the above services; and 9. Performing such other financial advisory and investment banking services in connection with the Conversion and the Offerings as may be agreed upon by KBW and the Company.

Appears in 1 contract

Samples: Financial Advisory Agreement (First Seacoast Bancorp, Inc.)

Advisory/Offering Services. As the Company's ’s exclusive financial advisor, KBW will provide financial and logistical advice to the Company and will assist the Company’s management, legal counsel, accountants and other advisors in connection with the Conversion and the Offerings, Reorganization and related issues. We anticipate our services will include the following, each as may be necessary and as the Company may reasonably request: 1. Providing Provide advice on the financial and securities market implications of the Conversion and any related corporate documents, including the Company’s Plan of Conversion and ReorganizationConversion; 2. Assisting Assist in structuring the Offerings, including developing and assisting in AF Mutual Holding Company Alamogordo Financial Corp. BANK’34 December 23, 2015 implementing a marketing strategy for the Offerings; 3. Serving as sole bookrunning manager in connection with the Offerings; 4. Reviewing all offering documents related to the Offerings, including the prospectus (the “Prospectus”) and any related offering materials, stock order forms, letters, brochures and other related offering materials (it being understood that preparation and filing of such documents will be the responsibility of the Company and its counsel); 54. Assisting the Company in preparing for and scheduling meetings with potential Putnam Bancorp, MHC PSB Holdings, Inc. Putnam Bank June 12, 2015 investors and broker-dealers, as necessary; 65. Assisting Assist the Company in analyzing proposals from outside vendors retained in connection with the Offerings, including printers, transfer agents and appraisal firms; 76. Assisting Assist the Company in the drafting and distribution of press releases as required or appropriate in connection with the Offerings; 87. Meeting Meet with the board of directors of the Company (the “Board of Directors”) and/or management of the Company to discuss any of the above services; and 98. Performing such Such other financial advisory and investment banking services in connection with the Conversion and the Offerings as may be agreed upon by KBW and the Company.

Appears in 1 contract

Samples: Agency Agreement (PSB Holdings, Inc.)

Advisory/Offering Services. As the Company's ’s exclusive financial advisor, KBW will provide financial and logistical advice to the Company and will assist the Company’s management, legal counsel, accountants and other advisors in connection with the Conversion and the Offerings, Reorganization and related issues. We anticipate our services will include the following, each as may be necessary and as the Company may reasonably request: 1. Providing Provide advice on the financial and securities market implications of the Conversion and any related corporate documents, including the Company’s Plan of Conversion and ReorganizationConversion; 2. Assisting Assist in structuring the Offerings, including developing and assisting in AF Mutual Holding Company Alamogordo Financial Corp. BANK’34 December 23, 2015 implementing a marketing strategy for the Offerings; 3. Serving as sole bookrunning manager in connection with the Offerings; 4. Reviewing all offering documents related to the Offerings, including the prospectus (the “Prospectus”) and any related offering materials, stock order forms, letters, brochures and other related offering materials (it being understood that preparation and filing of such documents will be the responsibility of the Company and its counsel); 54. Assisting the Company in preparing for and scheduling meetings with potential Putnam Bancorp, MHC PSB Holdings, Inc. Pxxxxx Bank June 12 , 2015 investors and broker-dealers, as necessary; 65. Assisting Assist the Company in analyzing proposals from outside vendors retained in connection with the Offerings, including printers, transfer agents and appraisal firms; 76. Assisting Assist the Company in the drafting and distribution of press releases as required or appropriate in connection with the Offerings; 87. Meeting Meet with the board of directors of the Company (the “Board of Directors”) and/or management of the Company to discuss any of the above services; and 98. Performing such Such other financial advisory and investment banking services in connection with the Conversion and the Offerings as may be agreed upon by KBW and the Company.

Appears in 1 contract

Samples: Agency Agreement (PB Bancorp, Inc.)

Advisory/Offering Services. As the Company's ’s exclusive financial advisor, KBW will provide financial and logistical advice to the Company and will assist the Company’s management, legal counsel, accountants and other advisors in connection with the Conversion and the Offerings, and related issues. We anticipate our services will include the following, each as may be necessary and as the Company may reasonably request: 1. Providing advice on the financial and securities market implications of the Conversion and any related corporate documents, including the Plan of Conversion and Reorganization; 2. Assisting in structuring the Offerings, including developing and assisting in AF Mutual Holding Company Alamogordo Financial Corp. BANK’34 December 23, 2015 implementing a marketing strategy for the Offerings; 3. Serving as sole bookrunning manager in connection with the Offerings; 4. Reviewing all offering documents related to the Offerings, including the prospectus (the 1895 Bancorp of Wisconsin, MHC 1895 Bancorp of Wisconsin, Inc. PyraMax Bank, FSB January 11, 2021 Page 2 of 9 “Prospectus”) and any related offering materials, stock order forms, letters, brochures and other related offering materials (it being understood that preparation and filing of such documents will be the responsibility of the Company and its counsel); 5. Assisting the Company in preparing for and scheduling meetings with potential investors and broker-dealers, as necessary; 6. Assisting the Company in analyzing proposals from outside vendors retained in connection with the Offerings, including printers, transfer agents and appraisal firms; 7. Assisting the Company in the drafting and distribution of press releases as required or appropriate in connection with the Offerings; 8. Meeting with the board of directors of the Company (the “Board of Directors”) and/or management of the Company to discuss any of the above services; and 9. Performing such other financial advisory and investment banking services in connection with the Conversion and the Offerings as may be agreed upon by KBW and the Company.

Appears in 1 contract

Samples: Services Agreement (1895 Bancorp of Wisconsin, Inc. /MD/)

Advisory/Offering Services. As the Company's ’s exclusive financial advisor, KBW will provide financial and logistical advice to the Company and will assist the Company’s management, legal counsel, accountants and other advisors in connection with the Conversion and the Offerings, and related issues. We anticipate our services will include the following, each as may be necessary and as the Company may reasonably request: 1. Providing advice on the financial and securities market implications of the Conversion and any related corporate documents, including the Plan of Conversion and ReorganizationConversion; 2. Assisting in structuring the Offerings, including developing and assisting in AF Mutual Holding Company Alamogordo Financial Corp. BANK’34 December 23, 2015 implementing a marketing strategy for the Offerings; 3. Serving as sole bookrunning manager in connection with the Offerings;; North Shore Trust and Savings September 16, 2019 4. Reviewing all offering documents related to the Offerings, including the prospectus (the “Prospectus”) and any related offering materials, stock order forms, letters, brochures and other related offering materials (it being understood that preparation and filing of such documents will be the responsibility of the Company and its counsel); 5. Assisting the Company in preparing for and scheduling meetings with potential investors and broker-dealers, as necessary; 6. Assisting the Company in analyzing proposals from outside vendors retained in connection with the Offerings, including printers, transfer agents and appraisal firms; 7. Assisting the Company in the drafting and distribution of press releases as required or appropriate in connection with the Offerings; 8. Meeting with the board of directors of the Company (the “Board of Directors”) and/or management of the Company to discuss any of the above services; and 9. Performing such other financial advisory and investment banking services in connection with the Conversion and the Offerings as may be agreed upon by KBW and the Company.

Appears in 1 contract

Samples: Financial Advisory Agreement (NSTS Bancorp, Inc.)

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Advisory/Offering Services. As the Company's exclusive ’s financial advisor, KBW will provide financial and logistical advice to the Company and will assist the Company’s management, legal counsel, accountants and other advisors in connection with the Conversion and the Offerings, Reorganization and related issues. We anticipate our services will include the following, each as may be necessary and as the Company may reasonably request: 1. Providing a) Provide advice on the financial and securities market implications of the Plan of Conversion and Reorganization and any related corporate documents, including the Plan of Conversion and ReorganizationCompany’s Business Plan; 2. Assisting b) Assist in structuring the Offerings, including developing and assisting in AF Mutual Holding Company Alamogordo Financial Corp. BANK’34 December 23, 2015 implementing a marketing strategy for the Offerings; 3. Serving as sole bookrunning manager in connection with the Offerings; 4. Reviewing c) Review all offering documents related to the Offeringsdocuments, including the prospectus (the “Prospectus”) and any related offering materials, stock order forms, letters, brochures and other related offering materials (it being understood that preparation and filing of such documents will be the responsibility of the Company and its counsel); 5. Assisting d) Assist the Company in preparing for and scheduling meetings with potential investors and broker-dealers, as necessary; 6. Assisting e) Assist the Company in analyzing proposals from outside vendors retained in connection with the Offerings, including printers, transfer agents and appraisal firms; 7. Assisting f) Assist the Company in the drafting and distribution of press releases as required or appropriate in connection with the Offerings; 8. Meeting g) Meet with the board of directors of the Company (the “Board of Directors”) Directors and/or management of the Company to discuss any of the above services; and 9. Performing such h) Such other financial advisory and investment banking services in connection with the Conversion and the Offerings as may be agreed upon by KBW and the Company.

Appears in 1 contract

Samples: Engagement Agreement (Madison County Financial, Inc.)

Advisory/Offering Services. As the Company's ’s exclusive financial advisor, KBW will provide financial and logistical advice to the Company and will assist the Company’s management, legal counsel, accountants and other advisors in connection with the Conversion and the Offerings, Reorganization and related issues. We anticipate our services will include the following, each as may be necessary and as the Company may reasonably request: 1. Providing Provide advice on the financial and securities market implications of the Conversion and any related corporate documents, including the Company’s Plan of Conversion and Reorganization; 2. Assisting Assist in structuring the Offerings, including developing and assisting in AF Mutual Holding Company Alamogordo Financial Corp. BANK’34 December 23, 2015 implementing a marketing strategy for the Offerings; 3. Serving Serve as sole bookrunning manager in connection with the Offerings; 4. Reviewing all offering documents related to the Offerings, including the prospectus (the “Prospectus”) and any related offering materials, stock order forms, letters, brochures and other related offering materials (it being understood that preparation and filing of such documents will be the responsibility of the Company and its counsel); 5. Assisting the Company in preparing for and scheduling meetings with potential investors and broker-dealers, as necessary; 6. Assisting Assist the Company in analyzing proposals from outside vendors retained in connection with the Offerings, including printers, transfer agents and appraisal firms; 7. Assisting Assist the Company in the drafting and distribution of press releases as required or appropriate in connection with the Offerings; 8. Meeting Meet with the board of directors directors/trustees of the Company (the “Board of Directors”) and/or management of the Company to discuss any of the above services; and 9. Performing such Such other financial advisory and investment banking services in connection with the Conversion and the Offerings as may be agreed upon by KBW and the Company.

Appears in 1 contract

Samples: Services Agreement (First Seacoast Bancorp)

Advisory/Offering Services. As the Company's exclusive financial advisor, KBW will provide financial and logistical advice to the Company and will assist the Company’s management, legal counsel, accountants and other advisors in connection with the Conversion and the Offerings, and related issues. We anticipate our services will include the following, each as may be necessary and as the Company may reasonably request: 1. (a) Providing advice on the financial and securities market implications of the Conversion and any related corporate documents, including the Plan of Conversion and ReorganizationConversion; 2. (b) Assisting in structuring the Offerings, including developing and assisting in AF Mutual Holding Company Alamogordo Financial Corp. BANK’34 December 23, 2015 implementing a marketing strategy for the Offerings; 3. (c) Serving as sole bookrunning manager in connection with the Offerings; 4. (d) Reviewing all offering documents related to the Offerings, including the prospectus (the “Prospectus”) and any related offering materials, stock order forms, letters, Eagle Savings Bank February 24, 2017 brochures and other related offering materials (it being understood that preparation and filing of such documents will be the responsibility of the Company and its counsel); 5. (e) Assisting the Company in preparing for and scheduling meetings with potential investors and broker-dealers, as necessary; 6. (f) Assisting the Company in analyzing proposals from outside vendors retained in connection with the Offerings, including printers, transfer agents and appraisal firms; 7. (g) Assisting the Company in the drafting and distribution of press releases as required or appropriate in connection with the Offerings; 8. (h) Meeting with the board of directors of the Company (the “Board of Directors”) and/or management of the Company to discuss any of the above services; and 9. (i) Performing such other financial advisory and investment banking services in connection with the Conversion and the Offerings as may be agreed upon by KBW and the Company.

Appears in 1 contract

Samples: Financial Advisory Agreement (Eagle Financial Bancorp, Inc.)

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